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Structural Analysis of Masonry Historical Constructions. Classical and Advanced Approaches

TLDR
A review of methods applicable to the study of masonry historical construction, encompassing both classical and advanced ones, is presented in this paper, where the main available strategies, including limit analysis, simplified methods, FEM macro- or micro-modeling and discrete element methods (DEM), are considered with regard to their realism, computer efficiency, data availability and real applicability to large structures.
Abstract
A review of methods applicable to the study of masonry historical construction, encompassing both classical and advanced ones, is presented. Firstly, the paper offers a discussion on the main challenges posed by historical structures and the desirable conditions that approaches oriented to the modeling and analysis of this type of structures should accomplish. Secondly, the main available methods which are actually used for study masonry historical structures are referred to and discussed. The main available strategies, including limit analysis, simplified methods, FEM macro- or micro-modeling and discrete element methods (DEM) are considered with regard to their realism, computer efficiency, data availability and real applicability to large structures. A set of final considerations are offered on the real possibility of carrying out realistic analysis of complex historic masonry structures. In spite of the modern developments, the study of historical buildings is still facing significant difficulties linked to computational effort, possibility of input data acquisition and limited realism of methods.

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Arch Comput Methods Eng (2010) 17: 299–325
DOI 10.1007/s11831-010-9046-1
ORIGINAL PAPER
Structural Analysis of Masonry Historical Constructions.
Classical and Advanced Approaches
Pere Roca ·Miguel Cervera ·Giuseppe Gariup ·
Luca Pela’
Received: 15 January 2010 / Accepted: 15 January 2010 / Published online: 22 July 2010
© CIMNE, Barcelona, Spain 2010
Abstract A review of methods applicable to the study of
masonry historical construction, encompassing both classi-
cal and advanced ones, is presented. Firstly, the paper of-
fers a discussion on the main challenges posed by historical
structures and the desirable conditions that approaches ori-
ented to the modeling and analysis of this type of structures
should accomplish. Secondly, the main available methods
which are actually used for study masonry historical struc-
tures are referred to and discussed.
The main available strategies, including limit analysis,
simplified methods, FEM macro- or micro-modeling and
discrete element methods (DEM) are considered with regard
to their realism, computer efficiency, data availability and
real applicability to large structures. A set of final considera-
tions are offered on the real possibility of carrying out realis-
tic analysis of complex historic masonry structures. In spite
of the modern developments, the study of historical build-
ings is still facing significant difficulties linked to computa-
tional effort, possibility of input data acquisition and limited
realism of methods.
P. Roc a (
) · M. Cervera ·G. Gariup
Technical University of Catalonia, Jordi Girona 1-3, 08034
Barcelona, Spain
e-mail: pere.roca.fabregat@upc.edu
M. Cervera
e-mail: miguel.cervera@upc.edu
G. Gariup
e-mail: giuseppe.gariup@upc.edu
L. Pela’
University of Bologna, Bologna, Italy
e-mail: luca.pela@unife.it
1 Introduction. Purpose and Challenges
Studies oriented to conservation and restoration of histori-
cal structures have recourse to structural analysis as a way
to better understand the genuine structural features of the
building, to characterize its present condition and actual
causes of existing damage, to determine the true structural
safety for a variety of actions (such as gravity, soil settle-
ments, wind and earthquake) and to conclude on necessary
remedial measures. In short, structural analysis contributes
to all the phases and activities (including diagnosis, reliabil-
ity assessment and design of intervention) oriented to grant
an efficient and respectful conservation of monuments and
historical buildings. Accurate structural analysis is needed
to avoid erroneous or defective conclusions leading to ei-
ther over-strengthen the structure, causing unnecessary loss
in terms of original material and cultural value, or to insuffi-
ciently intervene on it, and hence generate inadmissible risks
on people and heritage. Unsurprisingly, ancient structures
have been studied, since long time ago, using the most ad-
vanced tools available for structural assessment.
The application of advanced computer methods to the
analysis of historical structures was pioneered by the stud-
ies of the Brunelleschi Dome by Chiarugi et al. [30], the
Pisa Tower by Macchi et al. [79],theColosseoinRomeby
Croci [34], see also Croci and Viscovik [36], Mexico Cathe-
dral by Meli and Sánchez-Ramírez [88] and San Marco’s
Basilica in Venice by Mola and Vitaliani [93], among oth-
ers (Figs. 1 and 2). By then, the development of methods
for accurate analysis of steel and concrete structures, includ-
ing non-linear applications, was already at a very advanced
stage thanks to the work of Zienkiewicz and Taylor [136],
Ngo and Scordelis [97] and many others. Notwithstanding,
analysts attempting to use computer tools for the study his-
torical structures were by then facing overwhelming chal-
lenges. Methods then available were not yet prepared to

300 P. Roca et al.
tackle the specific problems of ancient constructions con-
cerning materials, structural arrangements and real preser-
vation condition. In fact, the difficulties posed by histori-
cal structures are still very challenging, and still reminiscent
of those encountered by the pioneers, in spite of significant
progress during the last decades.
Some of difficulties encountered are related to the de-
scription of geometry, materials and actions, all of which
acquire remarkable singularity in the case of historical con-
struction. Additional important difficulties are related to the
acquisition of data on material properties, internal morphol-
ogy and damage, as well as to the adequate interpretation
of structural arrangements, overall organization and histori-
cal facts. Because of all these difficulties, it is generally ac-
cepted (Icomos/Iscarsah Committee [60]) that the study of
a historical structure should not only base on calculations,
but should integrate as well a variety of complementary ac-
tivities involving detailed historical investigation, deep in-
spection by means of non destructive techniques (NDT)
and monitoring, among other. Structural analysis of histor-
ical structures constitutes in fact a multidisciplinary, mul-
tifaceted activity requiring a clever integration of different
approaches and sources of evidence. These difficulties are
discussed into more detail in the following paragraphs.
1.1 Material
Historical or traditional materials such as earth, brick or
stone masonry and wood are characterized by very com-
plex mechanical and strength phenomena still challenging
our modeling abilities. In particular, masonry is character-
ized by its composite character (it includes stone or brick
in combination with mortar or day joints), a brittle response
in tension (with almost null tensile strength), a frictional re-
sponse in shear (once the limited bond between units and
mortar is lost) and anisotropy (for the response is highly sen-
sitive to the orientation of loads). In spite of the very signif-
icant effort invested to characterize and mathematically de-
scribe masonry mechanics and strength, the accurate and ef-
ficient simulation of masonry response is still a challenge in
need of further experimental and theoretical developments.
Important results by Ali and Page [1], Lourenço [70], Binda
et al. [12] and many others have yielded a very significant
level of understanding.
Historical materials, including brick or stone masonry,
are normally very heterogeneous even in a single building
or construction member. Moreover, historical structures of-
ten show many additions and repairs done with different ma-
terials. Material characterization is constrained by due re-
spect to the monument and original material. Non- destruc-
tive, indirect, tests (NDT) and minor destructive tests (MDT)
should be preferred. If any, only a very limited number of
pits or cores allowing direct observation and laboratory test-
ing are normally acceptable. In practice, only limited and
partial information can be collected. Additional assumptions
on morphology and material properties may be needed in or-
der to elaborate a model.
1.2 Geometry
Historical structures are often characterized by a very com-
plex geometry. They often include straight or curved mem-
bers. They combine curved 1D members (arches, flying
arches) with 2D members (vaults, domes) and 3D ones
(fillings, pendentives ...). They combine slender members
with massive ones (massive piers, walls buttresses, foun-
dations ...). However, today numerical methods (such as
FEM) do afford a realistic and accurate description of geom-
etry. Due to it, geometry is perhaps one of the least (although
still meaningful) challenges to be faced by the analysis.
1.3 Morphology
A more significant problem lays in the characterization and
description of the internal morphology of structural mem-
bers and their connections. Structural members are often
non-homogeneous and show complex internal structures in-
cluding several layers, filling, material, cavities, metal inser-
tions and other possible singularities. Connections are sin-
gular regions featuring specific geometric and morphologi-
cal treats. The transference of forces may activate specific
resisting phenomena (contact problems, friction, eccentric
loading). Modeling morphology and connections in detail
may be extremely demanding from a computational point of
view. Nevertheless, the main difficulty is found in physically
characterizing them by means of minor- or non-destructive
procedures.
1.4 Actions
Historical structures may have experienced (and keep on ex-
periencing) actions of very different nature, including the
effects of gravity forces in the long term, earthquake, envi-
ronmental effects (thermal effects, chemical or physical at-
tack), and anthropogenic actions such as architectural alter-
ations, intentional destruction, inadequate restorations ....
Many of these actions are to be characterized in historical
time. Some are cyclic and repetitive (and accumulate signifi-
cant effect in the long term), some develop gradually in very
long time periods, and some are associated to long return
periods. In many cases, they may be influenced by historical
contingency and uncertain (or at least, insufficiently known)
historical facts.
1.5 Damage and Alterations
Existing and general alterations may affect very significantly
the response of the structure. Damage and deformation are to

Structural Analysis of Masonry Historical Constructions. Classical and Advanced Approaches 301
(a)
(b)
Fig. 1 Some pioneering FEM studies on historical structures.
(a) Tower of Pisa: FEM model and substructuring of the colonnade sys-
tem (Macchi et al. [79]). (b) Mexico City Cathedral (Meli and Sánchez
Ramírez [88]). (c) The Colosseum in Rome. Tensile horizontal stresses
due to the seismic action (Croci [34])
be modeled, as present features of any existing structure, to
grant adequate realism and accuracy in the prediction of the
actual performance and capacity. Damage encompasses me-
chanical cracking, material decay (due to chemical or phys-
ical attack) or whatever phenomena influencing on the orig-
inal capacity of materials and structural members.
(c)
Fig. 1 (Continued)
1.6 History
History is an essential dimension of the building and must
be considered and integrated in the model. The following ef-
fects linked to history may have had influence on the struc-
tural response and existing damage: Construction process,
architectural alterations, additions, destruction in occasion
of conflicts (wars ...), natural disasters (earthquake, floods,
fires ...) and long-term decay or damage phenomena. His-
tory constitutes a source for knowledge. In many occasions,
the historical performance of the building can be engineered
to obtain conclusions on the structural performance and
strength. For instance, the performance shown during past
earthquakes can be considered to improve the understanding
on the seismic capacity. The history of the building consti-
tutes a unique experiment occurred in true scale of space and
time. In a way, knowledge of historical performance makes
up for the mentioned data insufficiency.
2 Desirable Features of Methods Applied to Historical
Structures
Because of the aforementioned challenges, attempts to
model and simulate the response of a historical structure
should try to satisfy some basic requirements. Firstly, any
modelling technique should be able to adequately describe
the geometry and morphology of the real construction, in-
cluding the structural form, internal composition, connec-
tions and support conditions. An accurate description of the
distribution of mass and external forces is essential for both
gravity and seismic analyses.
Secondly, constitutive equations should be adopted al-
lowing an adequate description of the essential mechanical

302 P. Roca et al.
and strength features of the different materials existing in the
building. It is important to highlight that simple linear elas-
tic analysis fails to simulate essential features of non-tension
resisting materials such as stone and masonry. More sophis-
ticated, non-linear constitutive equations will normally be
Fig. 2 The finite element model of the St. Mark’s Basilica: Top: global
discretization; Bottom: soil foundation discretization including defor-
mation (Mola and Vitaliani [93])
necessary. In turn, the use of such constitutive equations
will require the availability of non-linear properties to be ob-
tained by means of different laboratory or in-situ mechanical
tests.
Actions (mechanical, physical, chemical ...)arealsoto
be modelled by means of mathematical formulations de-
scribing their mechanical effect in terms for forces on the
structure, imposed movements or deformations, or possible
variations of the material properties.
An accurate model of the structure should also afford the
description of damage and alterations existing in the struc-
ture, including cracks, disconnections, crushing, deforma-
tion and out-of-plumb, and construction defects. Some dam-
age types can be modelled indirectly as a disconnection be-
tween elements or a local reduction of material properties. In
order to characterize the actual capacity in the present con-
dition of a building, the analysis should be carried out on the
model accounting for its real damaged and deformed state.
As the analysis of historical structures will normally be
oriented to identify needs for restoration and strengthening,
analysis methods should able to incorporate and model pos-
sible stabilization, repair or strengthening measures. In some
cases, these can be taken into account in an indirect way
by adequately modifying material properties, modifying the
sectional dimensions or configuration, or by adding forces
to represent their mechanical effect.
The interaction of the structure with the soil is also to be
taken into account except in cases it is judged to be irrele-
vant. Taking it into account will often require the inclusion
of a large portion of foundation soil as part of the entire FEM
model as done in the analysis of San Marcos Basilica by
Mola and Vitaliani [93] or the modal analysis of a masonry
tower by Fanelli [44] (Figs. 2 and 3).
Fig. 3 Examples of graphical rendering for a FE mathematical model of a masonry tower: discretized geometry, including the soil foundation,
and first two vibration modal shapes (Fanelli [44])

Structural Analysis of Masonry Historical Constructions. Classical and Advanced Approaches 303
Fig. 4 Different stages of the
model (a)to(d) and successive
boundary conditions variation
(Casarin [21]). The surrounding
buildings are taken into account
by directly modelling their walls
or by simulating them with
translational springs
Fig. 5 Deformed meshes and
maximum displacements (in
grey scale) for seismic load
acting along the longitudinal
direction of the building.
Monastery of Jerónimos
(Lourenço and Mourão [72])
Fig. 6 Detailed modelling of Mallorca cathedral, in Spain, including the different parts of the structure which can influence on the modal analysis
(tower, façade, choir) and first modal shapes (Roca et al. [126])
Certain types of analyses, as in particular dynamic one,
may require the inclusion of neighboring buildings into the
model with an adequate description of existing connections.
This is so because of their possible effect on the modal
shapes and overall dynamic response. Modelling accurately
the dynamic response will often require to construct a global
model incorporating all the distinct parts of a complex struc-
ture as in the analysis of Reggio Emilia Cathedral (Casarin
[21], Casarin and Modena [22]), of the Monastery of Jerón-
imos (Lourenço and Mourão [72]) or of Mallorca Cathedral
(Roca et al. [126]) (Figs. 46). The connection between the
different parts should be modelled accurately by taking into
account the real contact conditions, which requires a pre-
vious detailed inspection and investigation. The agreement
between numerical and experimental vibration modes and
frequencies may be considered as a way to validate the de-
scription of connection among different parts in the struc-
ture.
Studies on different historical structures (Roca [121],
Roca et al. [123]) have shown that real deformations are nor-
mally much larger (one or even two orders of magnitude)
than those predicted by conventional instantaneous calcu-
lations. This is due to the fact that these analysis neglect
history-related aspects such as (1) deformations occurred

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Frequently Asked Questions (15)
Q1. What are the contributions mentioned in the paper "Structural analysis of masonry historical constructions. classical and advanced approaches" ?

A review of methods applicable to the study of masonry historical construction, encompassing both classical and advanced ones, is presented. Firstly, the paper offers a discussion on the main challenges posed by historical structures and the desirable conditions that approaches oriented to the modeling and analysis of this type of structures should accomplish. In spite of the modern developments, the study of historical buildings is still facing significant difficulties linked to computational effort, possibility of input data acquisition and limited realism of methods. 

A wide set of possibilities have been developed to describe masonry structures to different levels of accuracy, from rough ( but useful ) engineering approaches to very detailed modelling taking into account the distinct response of the individual components. With further developments in computer technology and numerical methods, the analysis of entire complex historical structures ( including for instance, Gothic cathedrals ) using very accurate approaches, may become possible in the near future. Further developments will make very demanding analyses, such as the nonlinear time-domain dynamic one, possible even if used in combination with complex structural and material models. Sufficient validation or calibration of numerical models, based on the comparison with empirical information, will be always necessary to grant the reliability of the numerical models and their capacity to predict on the structural response and safety. 

The common idea in the different applications of the discrete element method to masonry is the idealization of the material as a discontinuum where joints are modeled as contact surfaces between different blocks. 

It must be noted that, due to its very limited capacity in tension, masonry shows a complex non-linear response even at low or moderate stress levels. 

simple linear elastic analysis cannot be used to simulate masonry strength responses, typically observed in arches and vaults, characterized by the development of partialized subsystems working in compression. 

The finite element method offers a widespread variety of possibilities concerning the description of the masonry structures within the frame of detailed non-linear analysis. 

The following effects linked to history may have had influence on the structural response and existing damage: Construction process, architectural alterations, additions, destruction in occasion of conflicts (wars . . .), natural disasters (earthquake, floods, fires . . .) and long-term decay or damage phenomena. 

During the last years, non-linear analysis is becoming more popular thanks to larger software availability and increasing computer capacity. 

Block and Ochsendorf [16] have presented a Thrust-Network Analysis method for generating compression-only surfaces and spatial systems based on a duality between geometry and in-plane forces in networks. 

linear elastic analysis has been used, with partial success, as an auxiliary tool assisting in the diagnosis of large masonry structures. 

For instance, the performance shown during past earthquakes can be considered to improve the understanding on the seismic capacity. 

In spite of the important advances experienced by structural analysis methods, the study of masonry historical structures is still a challenging activity due to the significant difficulties encountered in the description of their complex geometry,materials, morphology (member composition and connections), and present condition, including damage and alterations. 

An example concerning a simple wall subjected to seismic loads is given in Fig. 15, where the amount of horizontal forces resisted is measured as a multiplier α over the gravity forces. 

The limitations of linear elastic analysis, on the one hand, and limit analysis, on the other hand, can be partly overcome by means of simple generalizations of matrix calculation of frame structures, extended with (1) Improved techniques for the description of complex geometries (curvedmembers with variable sections . . .) and (2) Improved description of the material (for instance, including simple constitutive equations yet affording the consideration of cracking in tension and yielding / crushing in compression, yielding in shear). 

In the case of masonry crushing, hypothesis (4) might be questionable, but crushing behavior has minor importance in the response of masonry structures except for very shallow arches, pillars, towers and massive vertical structures.