We provide a comprehensive overview of mathematical models and analytical techniques for millimeter wave (mmWave) cellular systems. The two fundamental physical differences from conventional sub-6-GHz cellular systems are: 1) vulnerability to blocking and 2) the need for significant directionality at the transmitter and/or receiver, which is achieved through the use of large antenna arrays of small individual elements. We overview and compare models for both of these factors, and present a baseline analytical approach based on stochastic geometry that allows the computation of the statistical distributions of the downlink signal-to-interference-plus-noise ratio (SINR) and also the per link data rate, which depends on the SINR as well as the average load. There are many implications of the models and analysis: 1) mmWave systems are significantly more noise-limited than at sub-6 GHz for most parameter configurations; 2) initial access is much more difficult in mmWave; 3) self-backhauling is more viable than in sub-6-GHz systems, which makes ultra-dense deployments more viable, but this leads to increasingly interference-limited behavior; and 4) in sharp contrast to sub-6-GHz systems cellular operators can mutually benefit by sharing their spectrum licenses despite the uncontrolled interference that results from doing so. We conclude by outlining several important extensions of the baseline model, many of which are promising avenues for future research.

Modeling and Analyzing Millimeter Wave Cellular Systems

The remarkable growth of wireless data traffic in recent times has driven the need to explore suitable regions in the radio spectrum to meet the projected requirements. In pursuance of this, millimeter wave communications have received considerable attention in the research fraternity. Due to the high path and penetration losses at millimeter wavelengths, antenna beamforming assumes a pivotal role in establishing and maintaining a robust communication link. Beamforming for millimeter wave communications poses a multitude of diverse challenges due to the large channel bandwidth, unique channel characteristics, and hardware constraints. In this paper, we track the evolution and advancements in antenna beamforming for millimeter wave communications in the context of the distinct requirements for indoor and outdoor communication scenarios. We expand the scope of discussion by including the developments in radio frequency system design and implementation for millimeter wave beamforming. We explore the suitability of millimeter wave beamforming methods, both, existing and proposed till midyear 2015, and identify the exciting new prospects unfolding in this domain.

Beamforming for Millimeter Wave Communications: An Inclusive Survey

The millimeter wave (mmWave) frequency band spanning from 30 to 300 GHz constitutes a substantial portion of the unused frequency spectrum, which is an important resource for future wireless communication systems in order to fulfill the escalating capacity demand. Given the improvements in integrated components and enhanced power efficiency at high frequencies, wireless systems can operate in the mmWave frequency band. In this paper, we present a survey of the mmWave propagation characteristics, channel modeling, and design guidelines, such as system and antenna design considerations for mmWave, including the link budget of the network, which are essential for mmWave communication systems. We commence by introducing the main channel propagation characteristics of mmWaves followed by channel modeling and design guidelines. Then, we report on the main measurement and modeling campaigns conducted in order to understand the mmWave band’s properties and present the associated channel models. We survey the different channel models focusing on the channel models available for the 28, 38, 60, and 73 GHz frequency bands. Finally, we present the mmWave channel model and its challenges in the context of mmWave communication systems design.

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Millimeter-Wave Communications: Physical Channel Models, Design Considerations, Antenna Constructions, and Link-Budget

The fifth generation (5G) mobile networks are envisioned to support the deluge of data traffic with reduced energy consumption and improved quality of service (QoS) provision. To this end, key enabling technologies, such as heterogeneous networks (HetNets), massive multiple-input multiple-output (MIMO), and millimeter wave (mmWave) techniques, have been identified to bring 5G to fruition. Regardless of the technology adopted, a user association mechanism is needed to determine whether a user is associated with a particular base station (BS) before data transmission commences. User association plays a pivotal role in enhancing the load balancing, the spectrum efficiency, and the energy efficiency of networks. The emerging 5G networks introduce numerous challenges and opportunities for the design of sophisticated user association mechanisms. Hence, substantial research efforts are dedicated to the issues of user association in HetNets, massive MIMO networks, mmWave networks, and energy harvesting networks. We introduce a taxonomy as a framework for systematically studying the existing user association algorithms. Based on the proposed taxonomy, we then proceed to present an extensive overview of the state-of-the-art in user association algorithms conceived for HetNets, massive MIMO, mmWave, and energy harvesting networks. Finally, we summarize the challenges as well as opportunities of user association in 5G and provide design guidelines and potential solutions for sophisticated user association mechanisms.

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User Association in 5G Networks: A Survey and an Outlook

Several enabling technologies are being explored for the fifth-generation (5G) mobile system era. The aim is to evolve a cellular network that remarkably pushes forward the limits of legacy mobile systems across all dimensions of performance metrics. One dominant technology that consistently features in the list of the 5G enablers is the millimeter-wave (mmWave) massive multiple-input-multiple-output (massive MIMO) system. It shows potentials to significantly raise user throughput, enhance spectral and energy efficiencies and increase the capacity of mobile networks using the joint capabilities of the huge available bandwidth in the mmWave frequency bands and high multiplexing gains achievable with massive antenna arrays. In this survey, we present the preliminary outcomes of extensive research on mmWave massive MIMO (as research on this subject is still in the exploratory phase) and highlight emerging trends together with their respective benefits, challenges, and proposed solutions. The survey spans broad areas in the field of wireless communications, and the objective is to point out current trends, evolving research issues and future directions on mmWave massive MIMO as a technology that will open up new frontiers of services and applications for next-generation cellular networks.

Millimeter-Wave Massive MIMO Communication for Future Wireless Systems: A Survey

SUMMARY Triggered by the explosion of mobile traffic, 5G (5th Generation) cellular network requires evolution to increase the system rate 1000 times higher than the current systems in 10 years. Motivated by this common problem, there are several studies to integrate mm-wave access into current cellular networks as multi-band heterogeneous networks to exploit the ultra-wideband aspect of the mm-wave band. The authors of this paper have proposed comprehensive architecture of cellular networks with mmwave access, where mm-wave small cell basestations and a conventional macro basestation are connected to Centralized-RAN (C-RAN) to effectively operate the system by enabling power efficient seamless handover as well as centralized resource control including dynamic cell structuring to match the limited coverage of mm-wave access with high traffic user locations via user-plane/control-plane splitting. In this paper, to prove the effectiveness of the proposed 5G cellular networks with mm-wave access, system level simulation is conducted by introducing an expected future traffic model, a measurement based mm-wave propagation model, and a centralized cell association algorithm by exploiting the C-RAN architecture. The numerical results show the effectiveness of the proposed network to realize 1000 times higher system rate than the current network in 10 years which is not achieved by the small cells using commonly considered 3.5 GHz band. Furthermore, the paper also gives latest status of mm-wave devices and regulations to show the feasibility of using mm-wave in the 5G systems.

Millimeter-Wave Evolution for 5G Cellular Networks

This paper introduces a concept of cloud cooperated heterogeneous cellular network (C-HetNet) where small power pico base stations (BSs) overlaid on a macrocell are connected to cloud radio access network (C-RAN) to operate cooperatively with the macro BS. Since the macro BS assists operation of the pico BSs, it is easy to deploy multi-band HetNet where e.g. macro BS is operated at 2GHz band and pico BSs at 3GHz or 60GHz band to expand operation bandwidth. Moreover, cell structure of pico BSs are controlled dynamically to track hotspot users via beam steering and cooperative transmission among pico BSs. In this paper, several numerical simulations show effectiveness of the proposed architecture, where 1,000 times system rate than that of current single band cellular network is achieved by using the proposed architecture.

Cloud cooperated heterogeneous cellular networks

The mobile traffic explosion predicted to be increased by 1000 times in the next 10 years has become a remarkable issue due to the proliferation of smart devices such as smart phones or tablets. Energy consumption of information processing is also becoming an economic issue for operators. It is a critical task to design the next generation cellular networks (5G) to be both spectral/energy efficient. This paper considers a future C-RAN based cloud cooperated HetNet which enables global resource optimization among smallcells. The architecture allows optimal user association for data offloading as well as dynamic ON/OFF of smallcell BSs in adaptation to daily data traffic. A joint optimization on both user association and dynamic ON/OFF scheme of BSs to maximizing the system rate over consumed energy of the network investigated in the paper reveals that without sacrificing the system's power resource, our proposed approach can effectively deactivate unnecessary BSs and attain the target 1000× system rate gain in the case of mm-wave smallcells.

Dynamic cell activation and user association for green 5G heterogeneous cellular networks

The millimeter-wave frequency bands, especially the license free band at 60 GHz, is a candidate for future broadband access links. Path loss measurements have been performed in a typical small cell access scenario. Path loss model parameters were derived for these results, including large and small scale effects. Using this model a system level analysis was performed to evaluate the performance of a heterogeneous network using millimeter-wave access links.

Outdoor millimeter-wave access for heterogeneous networks — Path loss and system performance

In traditional heterogeneous cellular networks (Het-Net), base stations (BS) basically associate users based on received signal power However, in the case of multiband HetNet, in which macro BSs and smallcell BSs use different frequency bands, this conventional cell association method is not effective because there is no interference between macro BSs and smallcell BSs Additionally, there are huge differences in coverage and available bandwidth These differences cause inefficient association which causes the imbalance between achievable rate and traffic demand In order to overcome this problem, we propose a novel cell association method based on the combinatorial optimization The proposed method considers achievable rates, traffic demands and the number of users belonging to each BSs simultaneously Numerical simulation results show that the proposed association method achieves system rate gain twice as high as the conventional one

Hidekazu Shimodaira

Papers

Millimeter-Wave Evolution for 5G Cellular Networks

Cloud cooperated heterogeneous cellular networks

Dynamic cell activation and user association for green 5G heterogeneous cellular networks

Outdoor millimeter-wave access for heterogeneous networks — Path loss and system performance

Cell association method for multiband heterogeneous networks