One of the fundamental axioms of quantum mechanics is associated with the Hermiticity of physical observables 1 . In the case of the Hamiltonian operator, this requirement not only implies real eigenenergies but also guarantees probability conservation. Interestingly, a wide class of non-Hermitian Hamiltonians can still show entirely real spectra. Among these are Hamiltonians respecting parity‐time (PT) symmetry 2‐7 . Even though the Hermiticity of quantum observables was never in doubt, such concepts have motivated discussions on several fronts in physics, including quantum field theories 8 , nonHermitian Anderson models 9 and open quantum systems 10,11 , to mention a few. Although the impact of PT symmetry in these fields is still debated, it has been recently realized that optics can provide a fertile ground where PT-related notions can be implemented and experimentally investigated 12‐15 . In this letter we report the first observation of the behaviour of a PT optical coupled system that judiciously involves a complex index potential. We observe both spontaneous PT symmetry breaking and power oscillations violating left‐right symmetry. Our results may pave the way towards a new class of PT-synthetic materials with intriguing and unexpected properties that rely on non-reciprocal light propagation and tailored transverse energy flow. Before we introduce the concept of spacetime reflection in optics, we first briefly outline some of the basic aspects of this symmetry within the context of quantum mechanics. In general, a Hamiltonian HD p 2 =2mCV(x

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Observation of parity–time symmetry in optics

The Hamiltonian H specifies the energy levels and time evolution of a quantum theory. A standard axiom of quantum mechanics requires that H be Hermitian because Hermiticity guarantees that the energy spectrum is real and that time evolution is unitary (probability-preserving). This paper describes an alternative formulation of quantum mechanics in which the mathematical axiom of Hermiticity (transpose +complex conjugate) is replaced by the physically transparent condition of space?time reflection ( ) symmetry. If H has an unbroken symmetry, then the spectrum is real. Examples of -symmetric non-Hermitian quantum-mechanical Hamiltonians are and . Amazingly, the energy levels of these Hamiltonians are all real and positive!Does a -symmetric Hamiltonian H specify a physical quantum theory in which the norms of states are positive and time evolution is unitary? The answer is that if H has an unbroken symmetry, then it has another symmetry represented by a linear operator . In terms of , one can construct a time-independent inner product with a positive-definite norm. Thus, -symmetric Hamiltonians describe a new class of complex quantum theories having positive probabilities and unitary time evolution.The Lee model provides an excellent example of a -symmetric Hamiltonian. The renormalized Lee-model Hamiltonian has a negative-norm 'ghost' state because renormalization causes the Hamiltonian to become non-Hermitian. For the past 50 years there have been many attempts to find a physical interpretation for the ghost, but all such attempts failed. The correct interpretation of the ghost is simply that the non-Hermitian Lee-model Hamiltonian is -symmetric. The operator for the Lee model is calculated exactly and in closed form and the ghost is shown to be a physical state having a positive norm. The ideas of symmetry are illustrated by using many quantum-mechanical and quantum-field-theoretic models.

https://iopscience.iop.org/article/10.1088/0034-4885/70/6/R03/pdf

Making sense of non-Hermitian Hamiltonians

In recent years, notions drawn from non-Hermitian physics and parity–time (PT) symmetry have attracted considerable attention. In particular, the realization that the interplay between gain and loss can lead to entirely new and unexpected features has initiated an intense research effort to explore non-Hermitian systems both theoretically and experimentally. Here we review recent progress in this emerging field, and provide an outlook to future directions and developments. This Review Article outlines the exploration of the interplay between parity–time symmetry and non-Hermitian physics in optics, plasmonics and optomechanics.

Non-Hermitian physics and PT symmetry

Erratum: Complex Extension of Quantum Mechanics [Phys. Rev. Lett. 89, 270401 (2002)]
Carl M. Bender, Dorje C. Brody, and Hugh F. Jones
Phys. Rev. Lett. 92, 119902 (2004) http://dx.doi.org/10.1103/PhysRevLett.92.119902

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Complex extension of quantum mechanics

The possibility of parity-time (PT) symmetric periodic potentials is investigated within the context of optics. Beam dynamics in this new type of optical structures is examined in detail for both one- and two-dimensional lattice geometries. It is shown that PT periodic structures can exhibit unique characteristics stemming from the nonorthogonality of the associated Floquet-Bloch modes. Some of these features include double refraction, power oscillations, and eigenfunction unfolding as well as nonreciprocal diffraction patterns.

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Beam dynamics in PT symmetric optical lattices.

This paper proposes to broaden the canonical formulation of quantum mechanics. Ordinarily, one imposes the condition H†=H on the Hamiltonian, where † represents the mathematical operation of complex conjugation and matrix transposition. This conventional Hermiticity condition is sufficient to ensure that the Hamiltonian H has a real spectrum. However, replacing this mathematical condition by the weaker and more physical requirement H‡=H, where ‡ represents combined parity reflection and time reversal PT, one obtains new classes of complex Hamiltonians whose spectra are still real and positive. This generalization of Hermiticity is investigated using a complex deformation H=p2+x2(ix)e of the harmonic oscillator Hamiltonian, where e is a real parameter. The system exhibits two phases: When e⩾0, the energy spectrum of H is real and positive as a consequence of PT symmetry. However, when −1<e<0, the spectrum contains an infinite number of complex eigenvalues and a finite number of real, positive eigenvalues b...

http://www.physics.emory.edu/faculty/boettcher/Publications/papers/jmp40_2201.pdf

PT-symmetric quantum mechanics

Complex periodic potentials with real band spectra

Chiral symmetry restoration and Z N symmetry

Two phenomenological models describing an $\mathrm{SU}(N)$ quark-gluon plasma are presented. The first is obtained from high temperature expansions of the free energy of a massive gluon, while the second is derived by demanding color neutrality over a certain length scale. Each model has a single free parameter, exhibits behavior similar to lattice simulations over the range ${T}_{d}\ensuremath{-}{5T}_{d},$ and has the correct blackbody behavior for large temperatures. The $N=2$ deconfinement transition is second order in both models, while $N=3, 4,$ and $5$ are first order. Both models appear to have a smooth large-N limit. For $Ng~4,$ it is shown that the trace of the Polyakov loop is insufficient to characterize the phase structure; the free energy is best described using the eigenvalues of the Polyakov loop. In both models, the confined phase is characterized by a mutual repulsion of Polyakov loop eigenvalues that makes the Polyakov loop expectation value zero. In the deconfined phase, the rotation of the eigenvalues in the complex plane towards $1$ is responsible for the approach to the blackbody limit over the range ${T}_{d}\ensuremath{-}{5T}_{d}.$ The addition of massless quarks in $\mathrm{SU}(3)$ breaks $Z(3)$ symmetry weakly and eliminates the deconfining phase transition. In contrast, a first-order phase transition persists with sufficiently heavy quarks.

Phenomenological equations of state for the quark-gluon plasma

We demonstrate that chiral symmetry restoration in quenched finite temperature QCD depends crucially on the $Z_3$ phase of the Polyakov loop ${\cal P}$. This dependence is a general consequence of the coupling of the chiral order parameter to the Polyakov loop. We construct a model for chiral symmetry breaking and restoration which includes the effect of a nontrivial Polyakov loop by calculating the effective potential for the chiral condensate of a Nambu-Jona-Lasinio model in a uniform temperature dependent $A_0$ gauge field background. Above the deconfinement temperature there are three possible phases corresponding to the $Z_3$ symmetric phases of the Polyakov loop in the pure gauge theory. In the phase in which ${\rm tr_c}({\cal P})$ is real and positive the first order deconfining transition induces chiral symmetry restoration in agreement with simulation results. In the two phases where $Re[{\rm tr_c}({\cal P})] < 0$ the sign of the leading finite temperature correction to the effective potential is reversed from the normal phase, and chiral symmetry is not restored at the deconfinement transition; this agrees with the recent simulation studies of Chandrasekharan and Christ. In the case of $SU(N)$ a rich set of possibilites emerges. The generality of the mechanism makes it likely to occur in full QCD as well; this will increase the lifetimes of metastable $Z_3$ phases.

Peter N. Meisinger

Papers

PT-symmetric quantum mechanics

Complex periodic potentials with real band spectra

Chiral symmetry restoration and Z N symmetry

Phenomenological equations of state for the quark-gluon plasma

Chiral Symmetry Restoration and $Z_N$ Symmetry