Information Theory and Reliable Communication

The fundamental tradeoff between the rates at which energy and reliable information can be transmitted over a single noisy line is studied. Engineering inspiration for this problem is provided by powerline communication, RFID systems, and covert packet timing systems as well as communication systems that scavenge received energy. A capacity-energy function is defined and a coding theorem is given. The capacity-energy function is a non-increasing concave cap function. Capacity-energy functions for several channels are computed.

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Transporting information and energy simultaneously

Sphere Packings, Lattices and Groups

The capacity of the Gaussian wiretap channel model is analyzed when there are multiple antennas at the sender, intended receiver and eavesdropper. The associated channel matrices are fixed and known to all the terminals. A computable characterization of the secrecy capacity is established as the saddle point solution to a minimax problem. The converse is based on a Sato-type argument used in other broadcast settings, and the coding theorem is based on Gaussian wiretap codebooks. At high signal-to-noise ratio (SNR), the secrecy capacity is shown to be attained by simultaneously diagonalizing the channel matrices via the generalized singular value decomposition, and independently coding across the resulting parallel channels. The associated capacity is expressed in terms of the corresponding generalized singular values. It is shown that a semi-blind "masked" multi-input multi-output (MIMO) transmission strategy that sends information along directions in which there is gain to the intended receiver, and synthetic noise along directions in which there is not, can be arbitrarily far from capacity in this regime. Necessary and sufficient conditions for the secrecy capacity to be zero are provided, which simplify in the limit of many antennas when the entries of the channel matrices are independent and identically distributed. The resulting scaling laws establish that to prevent secure communication, the eavesdropper needs three times as many antennas as the sender and intended receiver have jointly, and that the optimum division of antennas between sender and intended receiver is in the ratio of 2:1.

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Secure Transmission With Multiple Antennas—Part II: The MIMOME Wiretap Channel

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers, without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical layer message authentication is also briefly introduced. The survey concludes with observations on potential research directions in this area.

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Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

We study a problem of broadcasting confidential messages to multiple receivers under an information-theoretic secrecy constraint. Two scenarios are considered: 1) all receivers are to obtain a common message; and 2) each receiver is to obtain an independent message. Moreover, two models are considered: parallel channels and fast-fading channels. For the case of reversely degraded parallel channels, one eavesdropper, and an arbitrary number of legitimate receivers, we determine the secrecy capacity for transmitting a common message, and the secrecy sum-capacity for transmitting independent messages. For the case of fast-fading channels, we assume that the channel state information of the legitimate receivers is known to all the terminals, while that of the eavesdropper is known only to itself. We show that, using a suitable binning strategy, a common message can be reliably and securely transmitted at a rate independent of the number of receivers. We also show that a simple opportunistic transmission strategy is optimal for the reliable and secure transmission of independent messages in the limit of large number of receivers.

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Secure Broadcasting Over Fading Channels

The Mafia fraud consists in an adversary transparently relaying the physical layer signal during an authentication process between a verifier and a remote legitimate prover. This attack is a major concern for certain RFID systems, especially for payment related applications.

Previously proposed protocols that thwart the Mafia fraud treat relaying and non-relaying types of attacks equally: whether or not signal relaying is performed, the same probability of false-acceptance is achieved. Naturally, one would expect that non-relay type of attacks achieve a lower probability of false-acceptance.

We propose a low complexity authentication protocol that achieves a probability of false-acceptance essentially equal to the best possible false-acceptance probability in the presence of Mafia frauds. This performance is achieved without degrading the performance of the protocol in the non-relay setting. As an additional feature, the verifier can make a rational decision to accept or to reject a proof of identity even if the protocol gets unexpectedly interrupted.

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An Efficient Distance Bounding RFID Authentication Protocol: Balancing False-Acceptance Rate and Memory Requirement

Burnashev in 1976 gave an exact expression for the reliability function of a discrete memoryless channel (DMC) with noiseless feedback. A coding scheme that achieves this exponent needs, in general, to know the statistics of the channel. Suppose now that the coding scheme is designed knowing only that the channel belongs to a family Q of DMCs. Is there a coding scheme with noiseless feedback that achieves Burnashev's exponent uniformly over Q at a nontrivial rate? We answer the question in the affirmative for two families of channels (binary symmetric, and Z). For these families we show that, for any given fraction, there is a feedback coding strategy such that for any member of the family: i) guarantees this fraction of its capacity as rate, and ii) guarantees the corresponding Burnashev's exponent. Therefore, for these families, in terms of delay and error probability, the knowledge of the channel becomes asymptotically irrelevant in feedback code design: there are blind schemes that perform as well as the best coding scheme designed with the foreknowledge of the channel under use. However, a converse result shows that, in general, even for families that consist of only two channels, such blind schemes do not exist.

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Variable length coding over an unknown channel

We consider a scalar additive channel x /spl rarr/ x + N whose input is amplitude constrained. By extending Smith's (1969) argument, we derive a sufficient condition on noise probability density functions (pdf) that guarantee finite support for the associated capacity-achieving distribution(s).

On the discreteness of capacity-achieving distributions

A formulation of the problem of asynchronous point-to-point communication is developed. In the system model of interest, the message codeword is transmitted over a channel starting at a randomly chosen time within a prescribed window. The length of the window scales exponentially with the codeword length, where the scaling parameter is referred to as the asynchronism exponent. The receiver knows the transmission window, but not the transmission time. Communication rate is defined as the ratio between the message size and the elapsed time between when transmission commences and when the decoder makes a decision. Under this model, several aspects of the achievable tradeoff between the rate of reliable communication and the asynchronism exponent are quantified. First, the use of generalized constant-composition codebooks and sequential decoding is shown to be sufficient for achieving reliable communication under strictly positive asynchronism exponents at all rates less than the capacity of the synchronized channel. Second, the largest asynchronism exponent under which reliable communication is possible, regardless of rate, is characterized. In contrast to traditional communication architectures, there is no separate synchronization phase in the coding scheme. Rather, synchronization and communication are implemented jointly. The results are relevant to a variety of sensor network and other applications in which intermittent communication is involved.

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Aslan Tchamkerten

Papers

Secure Broadcasting Over Fading Channels

An Efficient Distance Bounding RFID Authentication Protocol: Balancing False-Acceptance Rate and Memory Requirement

Variable length coding over an unknown channel

On the discreteness of capacity-achieving distributions

Communication Under Strong Asynchronism