With the demanding system requirements for the fifth-generation (5G) wireless communications and the severe spectrum shortage at conventional cellular frequencies, multibeam antenna systems operating in the millimeter-wave frequency bands have attracted a lot of research interest and have been actively investigated. They represent the key antenna technology for supporting a high data transmission rate, an improved signal-to-interference-plus-noise ratio, an increased spectral and energy efficiency, and versatile beam shaping, thereby holding a great promise in serving as the critical infrastructure for enabling beamforming and massive multiple-input multiple-output (MIMO) that boost the 5G. This paper provides an overview of the existing multibeam antenna technologies which include the passive multibeam antennas (MBAs) based on quasi-optical components and beamforming circuits, multibeam phased-array antennas enabled by various phase-shifting methods, and digital MBAs with different system architectures. Specifically, their principles of operation, design, and implementation, as well as a number of illustrative application examples are reviewed. Finally, the suitability of these MBAs for the future 5G massive MIMO wireless systems as well as the associated challenges is discussed.

Multibeam Antenna Technologies for 5G Wireless Communications

Before the emergence of ultra-wideband (UWB) radios, widely used wireless communications were based on sinusoidal carriers, and impulse technologies were employed only in specific applications (e.g. radar). In 2002, the Federal Communication Commission (FCC) allowed unlicensed operation between 3.1–10.6 GHz for UWB communication, using a wideband signal format with a low EIRP level (−41.3dBm/MHz). UWB communication systems then emerged as an alternative to narrowband systems and significant effort in this area has been invested at the regulatory, commercial, and research levels.

IEEE Transactions on Microwave Theory and Techniques and Antennas and Propagation Announce a Joint Special Issue on Ultra-Wideband (UWB) Technology

The propagation properties of the half-mode substrate integrated waveguide (HMSIW) are studied theoretically and experimentally in this paper. Two equivalent models of the HMSIW are introduced. With the first model, equations are derived to approximate the field distribution inside and outside the HMSIW. Using the second model, an approximate closed-form expression is deduced for calculating the equivalent width of an HMSIW that takes into account the effect of the fringing fields. The obtained design formulas are validated by simulations and experiments. Furthermore, the attenuation characteristics of the HMSIW are studied using the multiline method in the frequency range of 20-60 GHz. A numerical investigation is carried out to distinguish between the contributions of the conductive, dielectric, and radiation losses. As a validation, the measured attenuation constant of a fabricated HMSIW prototype is presented and compared with that of a microstrip (MS) line and a substrate integrated waveguide (SIW). The SIW is designed with the same cutoff frequency and fabricated on the same substrate as the HMSIW. The experimental results show that the HMSIW can be less lossy than the MS line and the SIW at frequencies above 40 GHz.

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Characterization of the Propagation Properties of the Half-Mode Substrate Integrated Waveguide

Composite right/left-handed (CRLH) substrate integrated waveguide (SIW) and half mode substrate integrated waveguide (HMSIW) leaky-wave structures for antenna applications are proposed and investigated. Their propagation properties and radiation characteristics are studied extensively. Their backfire-to-endfire beam-steering capabilities through frequency scanning are demonstrated and discussed. These metamaterial radiating structures are realized by etching interdigital slots on the waveguide surface and the ground. The slot behaves as a series capacitor as well as a radiator leading to a CRLH leaky-wave application. Four antennas are fabricated, measured, and analyzed, including two balanced CRLH SIW designs characterized by single-side or double-side radiation, and two unbalanced HMSIW designs characterized by different boundary conditions. Antenna parameters such as return loss, radiation patterns, gain, and efficiency are all provided. Measured results are consistent with the simulation. All these proposed antennas possess the advantages of low profile, low cost, and low weight, while they are also showing their own unique features, like high directivity, quasi-omnidirectional radiation, miniaturized size, continuous beam-steering capabilities covering both the backward and forward quadrants, etc., providing much design flexibility for the real applications.

Composite Right/Left-Handed Substrate Integrated Waveguide and Half Mode Substrate Integrated Waveguide Leaky-Wave Structures

A 64-channel massive multiple-input multiple-output (MIMO) transceiver with a fully digital beamforming (DBF) architecture for fifth-generation millimeter-wave communications is presented in this paper. The DBF-based massive MIMO transceiver is operated at 28-GHz band with a 500-MHz signal bandwidth and the time division duplex mode. The antenna elements are arranged as a 2-D array, which has 16 columns (horizontal direction) and 4 rows (vertical direction) for a better beamforming resolution in the horizontal plane. To achieve half-wavelength element spacing in the horizontal direction, a new sectorial transceiver array design with a bent substrate-integrated waveguide is proposed. The measured results show that an excellent RF performance is achieved. The system performance is tested with the over-the-air technique to verify the feasibility of the proposed DBF-based massive MIMO transceiver for high data rate millimeter-wave communications. Using the beam-tracking technique and two streams of QAM-64 signals, the proposed millimeter-wave MIMO transceiver can achieve a steady 5.3-Gb/s throughput for a single user in fast mobile environments. In the multiple-user MIMO scenario, by delivering 20 noncoherent data streams to eight four-channel user terminals, it achieves a downlink peak data rate of 50.73 Gb/s with the spectral efficiency of 101.5 b/s/Hz.

Digital Beamforming-Based Massive MIMO Transceiver for 5G Millimeter-Wave Communications

In this paper, a new guided wave structure of half mode substrate integrated waveguide (HMSIW) for microwave and millimeter wave application is proposed for the first time. The principle of the HMSIW is described, and its propagation characteristics are simulated and measured. The measured results at microwave and millimeter wave bands show that the attenuation of it is less than that of conventional microstrip and even SIW, but its size is nearly half of a SIW. Thus, we can further compress the size of a microwave or millimeter wave integrated circuit based on this new guided wave structure.

Half Mode Substrate Integrated Waveguide: A New Guided Wave Structure for Microwave and Millimeter Wave Application

A metamaterial (MTM)-based thin planar lens antenna is proposed for spatial beamforming and multibeam massive multiple-input multiple-output systems. The antenna consists of a planar lens and a linear array of receive/transmit elements. To lower the insertion and reflection loss, the lens is formed by the two-layered ultrathin MTM-based surface separated with air and fed by substrate integrated waveguide-fed stacked-patch antennas. The effects of the focal-to-diameter ( f/D) on the power distribution of the lens are investigated to work out a design method. A planar lens antenna fed with seven elements is, for example, designed to operate at 28-GHz bands. The measured results show that the proposed antenna can achieve a scanning coverage of ±27° with a gain tolerance of 3.7 dB and a maximum gain of 24.2 dBi with an aperture efficiency of 24.5% over the operating bandwidth of 26.6-29 GHz. The lens antenna also features the advantages of compact size, low cost, lightweight, simple feeding network, and easy integration with other circuits for the next generation mobile communication and radar systems.

Metamaterial-Based Thin Planar Lens Antenna for Spatial Beamforming and Multibeam Massive MIMO

In this letter, a new type of wideband substrate integrated waveguide (SIW) cavity-backed patch antenna and array for millimeter wave (mmW) are investigated and implemented. The proposed antenna is composed of a rectangular patch with a backed SIW cavity. In order to enhance the bandwidth and radiation efficiency, the cavity is designed to resonate at its TE210 mode. Based on the proposed antenna, a 4 × 4 array is also designed. Both the proposed antenna and array are fabricated with standard printed circuit board (PCB) process, which possess the advantage of easy integration with planar circuits. The measured bandwidth (|S11| ≤ -10 dB) of the antenna element is larger than 15%, and that of the antenna array is about 8.7%. The measured peak gains are 6.5 dBi for the element and 17.8 dBi for the array, and the corresponding simulated radiation efficiencies are 83.9% and 74.9%, respectively. The proposed antenna and array are promising for millimeter-wave applications due to its merits of wide band, high efficiency, low cost, low profile, etc.

Wideband Millimeter-Wave Substrate Integrated Waveguide Cavity-Backed Rectangular Patch Antenna

This paper proposes a type of quasi-elliptic filter with controllable electric and magnetic mixed coupling based on substrate integrated waveguide cavity resonators using two-layer printed circuit board process. For the second-order mixed coupling filter, an embedded short-ended strip line is combined with a conventional inductive window between two cavities to create the mixed coupling, in which the electric and magnetic coupling can be separately controlled by adjusting the width of the strip line and the inductive window, and a controllable transmission zero can be produced below or above the passband. For local multipoint distribution service application, three directly coupled quasi-elliptic filters and two cross-coupled quasi-elliptic filters are designed, simulated, and fabricated using the mixed electric and magnetic coupling second-order filtering units at the Ka-band. For the N-order filter, a maximum of N-1 finite transmission zeros can be realized. The proposed filters show the advantages of good selectivity with controlled transmission zeros, wide upper stopband, and easy integration with other planar circuits. Good agreements have been observed between the measured results and the simulated ones.

Substrate Integrated Waveguide Quasi-Elliptic Filters With Controllable Electric and Magnetic Mixed Coupling

Substrate integrated waveguide (SIW) cavity backed dual-band triangular-ring slot (TRS) antennas are proposed for planar integration. First, a low profile dual band 45 °
 linearly polarized (LP) antenna is designed and analyzed. The dual-mode TRS is proposed and developed by simultaneously exciting the mode of the slot and the mode of the patch inside the slot. To minimize the antenna size, the lowest mode (TE110 mode) of the SIW cavity is adopted to excite the TRS. The -10 dB impedance bandwidth at the higher band is 5.9%, 58.3% wider than that of the conventional SIW cavity backed slot antenna. The interactions of the SIW cavity, the slot mode and the patch mode are analyzed with circuit models and verified by full wave simulations, which provides a new insight into the SIW cavity backed antennas. Then, by exciting a pair of the 45° LP antennas with an SIW coupler, a circularly polarized (CP) dual band antenna with a small frequency ratio of 1.26 is developed. The two antennas are fabricated and tested, and the measured and simulated results agree well.

Yan Zhang

Papers

Half Mode Substrate Integrated Waveguide: A New Guided Wave Structure for Microwave and Millimeter Wave Application

Metamaterial-Based Thin Planar Lens Antenna for Spatial Beamforming and Multibeam Massive MIMO

Wideband Millimeter-Wave Substrate Integrated Waveguide Cavity-Backed Rectangular Patch Antenna

Substrate Integrated Waveguide Quasi-Elliptic Filters With Controllable Electric and Magnetic Mixed Coupling

Design and Analysis of SIW Cavity Backed Dual-Band Antennas With a Dual-Mode Triangular-Ring Slot