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Open AccessJournal ArticleDOI

The impact of research grant funding on scientific productivity

TLDR
In this article, the authors estimate the impact of receiving an NIH grant on subsequent publications and citations and show that the loss of a grant simply causes researchers to shift to another source of funding, consistent with a model in which the market for research funding is competitive.
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This article is published in Journal of Public Economics.The article was published on 2011-10-01 and is currently open access. It has received 414 citations till now. The article focuses on the topics: Receipt.

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The Impact of R&D Subsidies on Firm Innovation

TL;DR: In this article, the authors evaluate the impact of an R&D subsidy program implemented in a region of northern Italy on innovation by beneficiary firms and find that the program had a significant impact on the number of patents, more markedly in the case of smaller firms.
Journal ArticleDOI

The impact of R&D subsidies on firm innovation

TL;DR: In this article, the authors evaluate the impact of an R&D subsidy program implemented in a region of northern Italy in the early 2000s on innovation by beneficiary firms using a regression discontinuity design strategy to assess the effect of the grants on the number of patent applications and the likelihood of submissions by subsidized firms.
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The Matthew effect in science funding.

TL;DR: The results show that winners just above the funding threshold accumulate more than twice as much funding during the subsequent eight years as nonwinners with near-identical review scores that fall just below the threshold, suggesting that early funding itself is an asset for acquiring later funding.
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Evaluating the Impact of Innovation Incentives: Evidence from an Unexpected Shortage of Funds

TL;DR: In this article, an Italian program of subsidies for the applied development of innovations, exploiting a discontinuity in programme financing due to an unexpected shortage of public money, is investigated. But the results indicate that the programme was not effective in stimulating innovative investment.
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Posted Content

The Flow of New Doctorates

TL;DR: The authors reviewed the academic literature and available data (from a wide range of sources) to summarize what we know about new doctorate supply and what we need to know to make informed policy decisions.
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Public-Private Interaction and the Productivity of Pharmaceutical Research

TL;DR: In this article, the authors examine the impact of publicly funded biomedical research on the in-house research of the for-profit pharmaceutical industry and find that the importance for private sector firms of maintaining close connections to the upstream' scientific community requires them to make significant investments in doing inhouse basic research and adopting appropriate internal incentives and procedures.
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Economic Challenges in Higher Education

TL;DR: In this paper, the authors provide an accessible analysis of three crucial economic issues: the growth and composition of undergraduate enrollments, the supply of faculty in the academic labor market, and the cost of operating colleges and universities.

Academic Labor Supply

TL;DR: In this article, the authors present a model of the academic labor market and new PhD production in the United States and discuss the underlying trends since 1970 in a number of variables that contribute to projections of shortages of faculty.
Related Papers (5)
Frequently Asked Questions (13)
Q1. What are the contributions in this paper?

In this paper, the authors estimate the impact of receiving an NIH grant on subsequent publications and citations. 

Given the importance of technological innovation for economic growth and the considerable public resources devoted to R & D, further research is clearly warranted. In future work, the authors plan to explore the impact of NIH funding on patents, which may be a more useful measure of societal value. 

While the existence of out-of-order funding, rejected awards, and reapplication makesa sharp RD design infeasible, it is still possible to leverage the nonlinear relationship between normalized priority score and the probability of eventual grant receipt to identify the causal impact of research funding. 

3Because funding decisions are made within institutes (in contrast to research grantproposals, which are evaluated by review groups examining applications from different institutes), the NIH normalizes scores within review groups. 

On average, the sampled articles listed 2.45 sources of funding, with about 30 percent of articles listing at least three different sources of funding. 

In the United States, for example, the National Insittutes of Health (NIH) and the National Science Foundation (NSF) allocate over $30 billion annually for basic and applied research in the sciences. 

The authors also drop 5,089 R01 applications from institute-years in which grants did not appear to be allocated strictly on the basis of the observed priority score cutoff. 

Postdoctoral fellowships have a significantly greater impact on researchers in the social sciences than those in either the biological or physical sciences in terms of publications and citations. 

Since name frequency is unlikely to be correlated with whether an individual is just above or below the funding cutoff (conditional on flexible controls for her priority score), this restriction will not influence the consistency of their estimates. 

There are several ways in which unsuccessful researchers might obtain funding to continue their research: (1) they might obtain funding from another source, such as the NSF, a private foundation or their home institution; (2) they might collaborate with another researcher who was successful at obtaining NIH funding; or (3) they might collaborate with another researcher who was successful at obtaining non-NIH funding. 

Their second approach relies upon the fact that NIH funding is awarded on the basis ofobservable priority scores, and that there is a highly nonlinear relationship between this score and the probability of funding. 

Because of this, the local average treatment effect (LATE) implicitly compares the productivity of applicants who received a grant because of a low application score to that of applicants who were rejected due to a higher score (controlling for a smooth function of the normalized application score). 

One possibility is that NIH funding could displace funding from other public agencies or private entities, either because the researcher is less inclined to apply for such funding if she has already received an NIH award or because other funding agencies correctly perceive the marginal utility of an additional dollar to a funded researcher isless valuable than an additional dollar to an unfunded researcher.