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Open AccessJournal ArticleDOI

The impact of research grant funding on scientific productivity

TLDR
In this article, the authors estimate the impact of receiving an NIH grant on subsequent publications and citations and show that the loss of a grant simply causes researchers to shift to another source of funding, consistent with a model in which the market for research funding is competitive.
About
This article is published in Journal of Public Economics.The article was published on 2011-10-01 and is currently open access. It has received 414 citations till now. The article focuses on the topics: Receipt.

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Impact du financement sur la production scientifique des chercheurs à l’échelle des individus en nanotechnologieau Québec

Sedki Allaoui
TL;DR: In this paper, the authors measured the impact of public and private funding on scientific production of researchers in nanotechnologie in Quebec using a quantitative approach based on information extracted from bibliometric datasets.
Journal ArticleDOI

Data-driven support for policy and decision-making in university research management: A case study from Germany

TL;DR: In this paper , a panel vector autoregressive model with exogenous variables, impulse response functions, and forecast error variance decomposition is used to quantify the difference between the quality and quantity of research output.
Journal ArticleDOI

The Potential Benefits of Costly Applications In Grant Contests

TL;DR: In this article , the authors emphasize the importance of understanding the externalities associated with participation in these contests before drawing conclusions about the optimal mechanism design and suggest that the social costs of time spent on scientific grant applications may not be a first-order concern in non-emergencies.
Posted Content

Allocation of Research Resources and Publication Productivity in Japan: A Growth Accounting Approach

TL;DR: In this paper, the authors developed a framework that decomposes the changes in research output and found that the change in the allocation of research funds between universities had only a small effect on research output.
Journal ArticleDOI

Political favoritism towards resource allocation: Evidence of grants by natural science foundation in China

TL;DR: In this paper, the effect of political power on resource allocation for knowledge production in a non-market system was studied, and it was found that political connected scholars have 15.7% more allocation granted by the national Natural Science Foundation of China (NSFC).
References
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Journal ArticleDOI

Geographic Localization of Knowledge Spillovers as Evidenced by Patent Citations

TL;DR: In this paper, the authors compare the geographic location of patent citations to those of cited patents, as evidence of the extent to which knowledge spillovers are geographically localized, and find that citations to U.S. patents are more likely to come from the U. S., and more likely than coming from the same state and SMSA as cited patents than one would expect based only on the preexisting concentration of related research activity.
Journal ArticleDOI

The Matthew effect in science. The reward and communication systems of science are considered.

TL;DR: The psychosocial conditions and mechanisms underlying the Matthew effect are examined and a correlation between the redundancy function of multiple discoveries and the focalizing function of eminent men of science is found—a function which is reinforced by the great value these men place upon finding basic problems and by their self-assurance.
Posted Content

Real Effects of Academic Research

TL;DR: In this article, the existence of geographically mediated "spillovers" from university research to commercial innovation is explored using state-level time-series data on corporate patents, corporate R&D, and university research.
Journal ArticleDOI

Identification and estimation of treatment effects with a regression-discontinuity design

TL;DR: In this article, the authors show that identifying conditions invoked in previous applications of regression discontinuity methods are often overly strong and that treatment effects can be nonparametrically identified under an RD design by a weak functional form restriction.
BookDOI

Higher education : handbook of theory and research

John C. Smart
TL;DR: In this article, Nunez et al. present the CECE model, a new theory of success among Racially Diverse College Student Populations (CECE) model, and the Completion Agenda, the Unintended Consequences for Equity in Community Colleges.
Related Papers (5)
Frequently Asked Questions (13)
Q1. What are the contributions in this paper?

In this paper, the authors estimate the impact of receiving an NIH grant on subsequent publications and citations. 

Given the importance of technological innovation for economic growth and the considerable public resources devoted to R & D, further research is clearly warranted. In future work, the authors plan to explore the impact of NIH funding on patents, which may be a more useful measure of societal value. 

While the existence of out-of-order funding, rejected awards, and reapplication makesa sharp RD design infeasible, it is still possible to leverage the nonlinear relationship between normalized priority score and the probability of eventual grant receipt to identify the causal impact of research funding. 

3Because funding decisions are made within institutes (in contrast to research grantproposals, which are evaluated by review groups examining applications from different institutes), the NIH normalizes scores within review groups. 

On average, the sampled articles listed 2.45 sources of funding, with about 30 percent of articles listing at least three different sources of funding. 

In the United States, for example, the National Insittutes of Health (NIH) and the National Science Foundation (NSF) allocate over $30 billion annually for basic and applied research in the sciences. 

The authors also drop 5,089 R01 applications from institute-years in which grants did not appear to be allocated strictly on the basis of the observed priority score cutoff. 

Postdoctoral fellowships have a significantly greater impact on researchers in the social sciences than those in either the biological or physical sciences in terms of publications and citations. 

Since name frequency is unlikely to be correlated with whether an individual is just above or below the funding cutoff (conditional on flexible controls for her priority score), this restriction will not influence the consistency of their estimates. 

There are several ways in which unsuccessful researchers might obtain funding to continue their research: (1) they might obtain funding from another source, such as the NSF, a private foundation or their home institution; (2) they might collaborate with another researcher who was successful at obtaining NIH funding; or (3) they might collaborate with another researcher who was successful at obtaining non-NIH funding. 

Their second approach relies upon the fact that NIH funding is awarded on the basis ofobservable priority scores, and that there is a highly nonlinear relationship between this score and the probability of funding. 

Because of this, the local average treatment effect (LATE) implicitly compares the productivity of applicants who received a grant because of a low application score to that of applicants who were rejected due to a higher score (controlling for a smooth function of the normalized application score). 

One possibility is that NIH funding could displace funding from other public agencies or private entities, either because the researcher is less inclined to apply for such funding if she has already received an NIH award or because other funding agencies correctly perceive the marginal utility of an additional dollar to a funded researcher isless valuable than an additional dollar to an unfunded researcher.