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Showing papers in "Journal of Public Policy in 2017"


Journal ArticleDOI
TL;DR: In this paper, the authors apply the multiple streams approach to a multilevel implementation setting to analyse why Swiss member states enabled the labour market integration of asylum seekers between 2000 and 2003, arguing for integrating the social construction of target groups into the problem stream, and complementing the policy stream with inherited policy paths.
Abstract: This article applies the multiple streams approach to a multilevel implementation setting to analyse why Swiss member states enabled the labour market integration of asylum seekers between 2000 and 2003. It argues for integrating the social construction of target groups into the problem stream, and complementing the policy stream with inherited policy paths. A fuzzy-set qualitative comparative analysis reveals that institutionalised policy paths trump politics in explaining the enabling of labour market integration of asylum seekers. Conversely, a weak political left combined with negative problem constructions aces out policy paths in explaining restrictions of labour market integration. The results illustrate how social constructions influence problem framing. Historical institutionalism theory helps us understand how inherited policy logics feed back with actors’ problem perceptions. Because of the parallels in their multilevel systems, political contexts and problem pressures, this historical case offers salient lessons for the refugee crisis in the European Union today.

54 citations


Journal ArticleDOI
TL;DR: In this paper, the authors apply the causal process tracing to the Swiss “Carlos” case, a blame game triggered by the reporting about an expensive therapy setting for a youth offender, and explain a mechanism between political elites engaging in blame generation and changes in policy practice.
Abstract: Studies examining the policy implications of elite polarisation usually concentrate on policy formulation and change, but neglect the impact of polarisation on the day-to-day application of policies. Applying the method of causal process tracing to the Swiss “Carlos” case, a blame game triggered by the reporting about an expensive therapy setting for a youth offender, this article exposes and explains a hitherto neglected, but highly important, mechanism between political elites engaging in blame generation and changes in policy practice. A policy’s distance and visibility to mass publics, as well as the incentives and resources of elites to engage in blame generation, explain the dynamics within blame games, which, in turn, effect organisational and behavioural changes that help institutionalise a more politicised policy practice. Politicised policy practice can make an important difference to policy target populations, as well as damage output legitimacy and undermine democracy.

48 citations


Journal ArticleDOI
TL;DR: In this paper, the authors investigated the degree to which external influences vary across these decisions and found that geographical peers will have the largest impact in adoption decisions; ideological peers are an important source of policy information when states make decisions about reinventing innovations adopted by others; and internal factors will drive the decision by a state to amend a policy.
Abstract: It has long been recognised that interstate diffusion of policy innovations is comprised of distinct decisions including adoption, reinvention and amendment. Interstate influences are an important driver of these diffusion processes, but studies to date have not investigated the degree to which external influences vary across these decisions. We theorise that geographical peers will have the largest impact in adoption decisions; that ideological peers are an important source of policy information when states make decisions about “reinventing” innovations adopted by others; and that internal factors will drive the decision by a state to amend a policy. We test these expectations for renewable portfolio standards in the American states between 1996 and 2009. Results suggest that state policymakers emulate peers in adoption or policy design choices, and that internal influences have a stronger influence on amendment decisions than do external influences. These findings further our understanding of policy diffusion and state-by-state relations.

44 citations


Journal ArticleDOI
TL;DR: In this article, the authors used questionnaire data collected in 2013 and 2014 of policy actors from New York, Colorado and Texas who are actively involved with hydraulic fracturing policy debates and found that professional competence is the most important rationale for collaborating, whereas shared beliefs are moderately important, and financial resources are not important.
Abstract: Why people collaborate to achieve their political objectives is one enduring question in public policy. Although studies have explored this question in low-intensity policy conflicts, a few have examined collaboration in high-intensity policy conflicts. This study asks two questions: What are the rationales motivating policy actors to collaborate with each other in high-intensity policy conflicts? What policy actor attributes are associated with these rationales? This study uses questionnaire data collected in 2013 and 2014 of policy actors from New York, Colorado and Texas who are actively involved with hydraulic fracturing policy debates. The results show that professional competence is the most important rationale for collaborating, whereas shared beliefs are moderately important, and financial resources are not important. Policy actor attributes that are associated with different rationales include organisational affiliation and extreme policy positions. This article concludes with a discussion on advancing theoretical explanations of collaboration in high-intensity policy conflicts.

35 citations


Journal ArticleDOI
TL;DR: In this article, the authors evaluate the effectiveness of financial incentives in creating jobs through recipient firms, and they find that incentives have little impact on the relocation or expansion decisions of firms, while the survey data suggest that incentive recipients highly recommend this programme to other firms, but few firms actually increased their employment in Kansas because of these incentives.
Abstract: Government economic development programmes provide opportunities for firms to leverage financial incentives for business expansion and relocation. This article examines the ability of these incentives to promote employment. Using establishment-level data from the state of Kansas as well as original firm-level survey data, I evaluate the effectiveness of financial incentives in creating jobs through recipient firms. My findings from the establishment-level data indicate that incentive programmes have no discernable impact on firm expansion, measured by job creation. In addition, the survey data suggest that incentive recipients highly recommend this programme to other firms, but few firms actually increased their employment in Kansas because of these incentives; similarly, very few firms would have left the state if they had not benefited from this programme. Thus, incentives have little impact on the relocation or expansion decisions of firms.

33 citations


Journal ArticleDOI
TL;DR: In this paper, the authors propose a new approach to measure public demand, focussing on political claims made by nongovernmental actors and expressed in the news, focusing on climate policy in the time period between 1995 and 2010.
Abstract: Explanatory models accounting for variation in policy choices by democratic governments usually include a demand (by the public) and a supply (by the government) component, whereas the latter component is usually better developed from a measurement viewpoint. The main reason is that public opinion surveys, the standard approach to measuring public demand, are expensive, difficult to implement simultaneously for different countries for purposes of crossnational comparison and impossible to implement ex post for purposes of longitudinal analysis if survey data for past time periods are lacking. We therefore propose a new approach to measuring public demand, focussing on political claims made by nongovernmental actors and expressed in the news. To demonstrate the feasibility and usefulness of our measure of published opinion, we focus on climate policy in the time period between 1995 and 2010. When comparing the new measure of published opinion with the best available public opinion survey and internet search data, it turns out that our data can serve as a meaningful proxy for public demand.

32 citations


Journal ArticleDOI
TL;DR: In this article, the conditions under which pro-status quo groups increase their advocacy success during an entire policymaking process were investigated, which revealed that very few groups are multivenue players and members of several coalitions.
Abstract: This study investigates the conditions under which pro-status quo groups increase their advocacy success during an entire policymaking process. It scrutinises whether pro-status quo defenders who are involved in multiple institutional venues and who join many coalitions of interest groups are able to achieve their policy preferences. A case study focussing on the regulation of stem cell research in California traces the policymaking process and the related advocacy activities of interest groups in legislative, administrative, judicial and direct democratic venues. The empirical results, which are based on a formal social network analysis, reveal that very few groups are multivenue players and members of several coalitions. In addition, occupying a central network position is insufficient for the pro-status quo groups to improve their advocacy success.

31 citations


Journal ArticleDOI
TL;DR: In this paper, the authors argue that the catalytic state model, which emphasises the active role of governments in a liberalised market structure and their wide participation in a networked pattern of energy diplomacy, is better equipped than the regulatory state model to capture the new European politics of energy security.
Abstract: European energy security has recently emerged as an important topic of scholarly attention. Many studies have scrutinised the political and institutional innovations triggered by the establishment of the European Union internal energy market and external energy policy. However, the literature indicates a particularly striking gap between growing research and concept development, and only recently have efforts been made to analyse this current dynamic more accurately. By focussing on the security of gas supply and liquefied natural gas development in France, Italy and Spain, and extending the model of the catalytic state to the energy-security realm, this article contributes to the empirical and conceptual debate. In particular, the article argues that the catalytic state model, which emphasises the active role of governments in a liberalised market structure and their wide participation in a networked pattern of energy diplomacy, is better equipped than the regulatory state model to capture the new European politics of energy security.

24 citations


Journal ArticleDOI
TL;DR: In this paper, the authors developed an account of agency rulemaking in light of these factors and test their hypotheses on a data set of agency rules from 1995 to 2007, showing that agencies do, in fact, adjust the quantity of rules they produce in response to separation of powers oversight.
Abstract: Rulemaking gives agencies significant power to change public policy, but agencies do not exercise this power in a vacuum. The separation of powers system practically guarantees that, at times, agencies will be pushed and pulled in different directions by Congress and the president. We argue that these forces critically affect the volume of rules produced by an agency. We develop an account of agency rulemaking in light of these factors and test our hypotheses on a data set of agency rules from 1995 to 2007. Our results show that even after accounting for factors specific to each agency, agencies do, in fact, adjust the quantity of rules they produce in response to separation of powers oversight. Further analysis shows that the president’s influence is limited to those agencies that he has made a priority.

24 citations


Journal ArticleDOI
TL;DR: In this paper, the authors identify four dimensions of convergence (object, benchmark, drivers and directed process) to explain why and in what form policy convergence may occur (or not).
Abstract: The literature on policy convergence has identified numerous facets and causal drivers of convergence. Distinguishing four dimensions of convergence (object, benchmark, drivers and directed process) helps clarify why and in what form policy convergence may occur (or not). Thus, depending on, for example, the object of analysis (policy outcome or instruments used), the same empirical case may give rise to opposing assessments. Furthermore, both economic and political drivers are necessary to account for successful policy convergence: economic convergence partly explains why countries may face similar problems, and political mechanisms explain why they might choose similar policies to solve a given problem. This article illustrates the multifaceted character of convergence for the dynamic field of renewable energy policies in the European Union. The empirical results indicate temporary convergence in the case of policy support instrument choices and conditional convergence in terms of renewable shares. However, the results suggest divergence of public R&D subsidies targeting renewables.

19 citations


Journal ArticleDOI
TL;DR: This article developed a model of "notice and comment" rulemaking, focussing on strategic issues facing agencies and interest groups in light of judicial review in this process, and analyzed the incentives for agencies and groups to produce and reveal information during rulemaking.
Abstract: We develop a model of “notice and comment” rulemaking, focussing on strategic issues facing agencies and interest groups in light of judicial review in this process. Specifically, we analyse the incentives for agencies and groups to produce and reveal information during rulemaking. We show that judicial review can produce informed policymaking, but that participatory rulemaking can bias agency policymaking in favour of groups with access to the rule-making process. In addition, the model allows an analysis of doctrines of judicial review of agency policymaking. The model reveals that “politicised” judicial review can be beneficial because of its effects on agency incentives for information acquisition in policymaking. Accordingly, socially optimal judicial review may be “legally irrational” and, contrary to standard doctrines of judicial review in the United States, judicial deference to rules with thin records can be optimal.

Journal ArticleDOI
Jordan Tama1
TL;DR: In this article, the authors examine why policymakers have initiated these large strategic reviews, and why a particular model for them has diffused from the US Defense Department to other government agencies.
Abstract: In recent years, United States (US) policymakers have instituted quadrennial strategy reviews in several major policy areas. In this article, I examine why policymakers have initiated these large strategic reviews, and why a particular model for them has diffused from the US Defense Department to other government agencies. I find that policymakers have initiated the reviews principally to spur organisational change in agencies and influence the relationship between agencies and the Congress, and that policymakers have replicated the Defense Department’s review model because of that department’s strong political support. My findings suggest more generally that formal strategy activities are often driven more by legislative-executive and bureaucratic politics than by a search for new strategic ideas. Commonalities between the diffusion of quadrennial reviews in the US and the diffusion of other strategy and planning processes internationally underscore the broader applicability and significance of these findings.

Journal ArticleDOI
TL;DR: In this article, the authors argue that the more voters support deeper European integration, the more likely cantonal governments are to restrict tobacco advertising, and they use statistical analysis, specifically event-history analysis.
Abstract: This article forges a link between support for European integration and adoption of tobacco advertisement restrictions in Swiss cantons. Leaning on the policy diffusion literature, this article argues that the more voters support deeper European integration, the more likely cantonal governments are to restrict tobacco advertising. Policymakers use voters’ support for more European integration as a signal that they support regulatory policies that are strongly associated with the European Union (EU) in the political and media debate, such as tobacco advertisement bans. This effect ought to be especially strong in the absence of adverse economic interests, such as the presence of the tobacco industry. To buttress these claims, the present article uses statistical analysis, specifically event-history analysis. Apart from the insights about Swiss tobacco control policy, this article contributes to our understanding of indirect EU influence on cantonal policymaking and policy diffusion.

Journal ArticleDOI
TL;DR: The role of partisan politics in the recent expansion of early childhood education and care in the German Lander has been analyzed in this article, where the authors find broad support for the notion that partisan differences continue to matter in this policy field.
Abstract: This article analyses the role of partisan politics in the recent expansion of early childhood education and care in the German Lander. In contrast to recent work in comparative public policy that often diagnoses a waning of partisan effects, we find broad support for the notion that partisan differences continue to matter in this policy field. The government participation of left-wing parties is positively and significantly associated with changes in public spending on early childhood education, independent of whether this is measured as a percentage of gross domestic product or in terms of per-capita spending. In contrast, left-wing partisanship is not associated with changes in the share of public spending devoted to independent (private) institutions. Coalition status, particularly governing in a Grand Coalition, somewhat mediates these effects. Our empirical analysis is based on the findings from a cross-sectional time-series analysis based on an original data set of spending data for the 16 Lander for the time period between 1992 and 2010.

Journal ArticleDOI
TL;DR: The authors found that the size of the gridlock interval is negatively related to the production of ideological legislation, and that the number of gridlock zones is positively related to non-ideological legislation.
Abstract: The Pivotal Politics model (Krehbiel) has significantly influenced the study of American politics, but its core empirical prediction – that the size of the gridlock interval is negatively related to legislative productivity – has not found strong empirical support. We argue that previous research featured a disconnect between the exclusively ideological theory and tests that relied on outcome variables that were not purely ideological. We remedy this by dividing landmark laws (Mayhew) into two counts – those that invoke ideological preferences and those that do not – and uncover results consistent with Pivotal Politics’ core prediction: the size of the gridlock interval is negatively related to the production of ideological legislation. We also find that the size of the gridlock zone is positively related to the production of nonideological legislation. These results hold up in the face of various sensitivity analyses and robustness checks. We further show that Pivotal Politics explains variation in ideological legislation better than alternative theories based on partisan agenda control.

Journal ArticleDOI
TL;DR: In this paper, the authors examine whether intra-EU migration affects welfare chauvinistic attitudes, i.e., the idea that immigrants' access to the welfare system should be restricted.
Abstract: We examine whether intra-EU migration affects welfare chauvinistic attitudes, i.e. the idea that immigrants’ access to the welfare system should be restricted. According to the in-group/out-group theory, migration can unleash feelings of insecurity and thus trigger welfare chauvinism. According to intergroup contact theory, welfare chauvinism should decrease when immigration is higher, because contact reduces prejudice and softens anti-immigrant stances. We test these theories using data from the European Social Survey 2008/2009, supplemented with country-level data, and analyse these data using a multilevel ordered logit approach. We find a negative relation between intra-EU immigration and welfare chauvinism, supporting the intergroup contact theory: in countries with more intra-EU migration, welfare chauvinism tends to be lower. Furthermore, the higher the percentage of East European immigrants compared to other EU immigrants, the higher the level of welfare chauvinism.

Journal ArticleDOI
TL;DR: This article examined the role of executive orders in the adoption of laws that protect the lesbian, gay, bisexual and transgender (LGBT) community from 1975 to 2013, and found that strong governors use executive orders to pursue policy objectives when they perceive legislation as unlikely to pass.
Abstract: I examine gubernatorial use of executive orders, and assess how executive action influences statute adoption. I argue that strong governors use executive orders to pursue policy objectives when they perceive legislation as unlikely to pass. Multilevel Event History Analysis of executive orders and the adoption of statutes that protect the lesbian, gay, bisexual and transgender (LGBT) community from 1975 to 2013 reveals that partisan control of government and intrastate factors influence both forms of policy adoption. My findings support the strategic model that argues that executives turn to executive orders when confronting unfavourable legislative conditions, and that governors issue protections more when entering office. Legislatures respond to partisan control of the legislature and social characteristics. Further, states that have pro-LGBT executive orders in place are more likely to adopt similar statutes. My results suggest that stronger governors are more likely to issue executive orders, but it is states with weaker governors that are more likely to adopt legislation.

Journal ArticleDOI
TL;DR: In this paper, the question of how bureaucratic structures condition frontline implementers' use of European Union (EU) migration law is tackled, and it is shown that only under discretion do implementers draw independently on original EU law.
Abstract: This article tackles the question of how bureaucratic structures condition frontline implementers’ use of European Union (EU) migration law. Adopting an organisational perspective, the study expects that only under discretion do implementers draw independently on original EU law. Empirically, the article draws on qualitative interviews with migration law implementers in the Netherlands and the German Bundesland of North Rhine-Westphalia. The analysis reveals that in the nondiscretionary Dutch structure, frontline implementers only rely on EU law when receiving instructions from higher administrative levels. The use of EU law is more diverse in the German discretionary structure. Under legal tension, several German frontline implementers use EU law parallel to national law. However, not all German respondents feel comfortable in interpreting original EU law and jurisprudence. Although structural discretion conditions uses of EU law, the variation of the German case suggests that microlevel factors complement explanations for frontline uses of EU law.

Journal ArticleDOI
TL;DR: This paper examined the relationship between formal agency independence and privatisation in Africa from 1990 to 2007 using an original data set and concluded that greater independence leads to more thorough privatisation under authoritarian regimes, but that the effect of independence declines as a country becomes more democratic.
Abstract: This study investigates the effects of formal bureaucratic independence under varying democratic conditions. Conventional accounts predict that greater formal independence of technocratic agencies facilitates policy implementation, but those claims rest on observations of industrialised, high-income countries that are also established democracies. On the basis of research in developing countries, we argue that the effects of agency independence depend on the political context in which the agency operates. Our empirical subjects are privatisation agencies and their efforts to privatise state-owned enterprises in Africa. We predict that greater independence leads to more thorough privatisation under authoritarian regimes, but that the effect of independence declines as a country becomes more democratic. Using an original data set, we examine the relationship between formal agency independence and privatisation in Africa from 1990 to 2007. Our results modify the conventional wisdom on bureaucratic independence and culminate in a more nuanced theory of “contingent technocracy”.

Journal ArticleDOI
TL;DR: In this article, the authors show how boards shape plans' policies and funded levels and find that boards are composed of politically and non-politically appointed members, as well as active and retired employees.
Abstract: Although elected officials have the final say over pensions, boards of trustees also influence plan governance. Not a great deal is known about boards or how they shape policies. Boards are composed of politically and nonpolitically appointed members, as well as active and retired employees. Plan active-employee size turns out to be the best predictor of membership, suggesting that employee voice expands as plans cover more workers. Using both fixed effects and instrumental variables approaches, I show how boards shape plans’ policies and funded levels. Active and retired members shape discount rates, whereas active membership is positively associated with funded ratios. Interestingly, gridlock is also associated with higher discount rates. However, I find that plans’ actual investment returns are poor predictors of expected returns, irrespective of board composition. Although boards offer a venue through which states can manage funds, they are not suited to solving pensions’ governance challenges alone.

Journal ArticleDOI
TL;DR: This paper analyzed the effect of decentralisation on public spending in the Swiss cantons over 20 years and found that overall decentralisation has a strong, significant and negative effect on the size of the public sector, thus confirming the Leviathan hypothesis.
Abstract: This study analyses the contradictory effects of decentralisation on public spending. We distinguish three dimensions of decentralisation and analyse their joint and separate effects on public spending in the Swiss cantons over 20 years. We find that overall decentralisation has a strong, significant and negative effect on the size of the public sector, thus confirming the Leviathan hypothesis. The same holds for fiscal and institutional decentralisation. However, the extent to which political processes and actors are organised locally rather than centrally actually increases central and decreases local spending. This suggests that actors behave strategically when dealing with the centre by offloading the more costly policies. The wider implication of our study is that the balance between self-rule and shared rule has implications also for the size of the overall political system.

Journal ArticleDOI
TL;DR: In this paper, the authors introduce dynamic linear modeling (DLM) as a useful statistical tool for exploring time-varying relationships in public policy, and illustrate its usefulness with a time series analysis of United States defense policy from 1957 to 2010.
Abstract: Theories of public policy change, despite their differences, converge on one point of strong agreement: the relationship between policy and its causes can and does change over time. This consensus yields numerous empirical implications, but our standard analytical tools are inadequate for testing them. As a result, the dynamic and transformative relationships predicted by policy theories have been left largely unexplored in time series analysis of public policy. This article introduces dynamic linear modelling (DLM) as a useful statistical tool for exploring time-varying relationships in public policy. The article offers a detailed exposition of the DLM approach and illustrates its usefulness with a time series analysis of United States defense policy from 1957 to 2010. The results point the way for a new attention to dynamics in the policy process, and the article concludes with a discussion of how this research programme can profit from applying DLMs.

Journal ArticleDOI
TL;DR: The authors found that higher levels of inequality are associated with greater redistributive spending, offering empirical evidence that fiscal policy at the state level responds to growing levels of income inequality, considering the growing role of state governments in welfare provision during the past several decades.
Abstract: Prominent public policy models have hypothesised that rising income inequality will lead to more redistributive spending. Subsequent theoretical advancements and empirical research often failed to find a positive relationship between inequality and redistributive spending, however. Over the last few decades both income inequality and redistributive spending have been growing in the United States states. In this work, we consider whether temporal variation in inequality can explain variation in redistributive spending, while controlling for a number of factors that covary with redistributive spending in the states. In an analysis of data for 1976–2008, we find that higher levels of inequality are associated with greater redistributive spending, offering empirical evidence that fiscal policy at the state level responds to growing levels of income inequality. Considering the growing role of state governments in welfare provision during the past several decades, this finding is relevant for policy researchers and practitioners at all levels of government.

Journal ArticleDOI
TL;DR: In this paper, a methodological standard on how to assess the validity and reliability of measurements of public policy has been proposed to evaluate public policy, arguing that this topic is gaining increasing attention from political science researchers and policymakers.
Abstract: A substantial aspect of scientific research involves linking concepts to observations using measurements. This exercise has raised questions among researchers of whether or not measurements “truly” and “reliably” capture ideas and observations. We address this question by setting out a methodological standard on how to assess the validity and reliability of measurements. We do this by examining measurements that evaluate public policy, arguing that this topic is gaining increasing attention from political science researchers and policymakers. The analysis concerns measurements of the level of transparency and accountability of lobbying laws, central to recent regulatory policy research. We conduct convergent validation, content validation and reproducibility tests on four indices applied to 13 regulations found worldwide. By doing so, the article provides scholars with an evaluation of measurements of lobbying laws’ robustness, while offering methodological and theoretical lessons of value to larger regulatory and public policy scholarship.

Journal ArticleDOI
TL;DR: In this article, the authors calculate efficiency scores for a sample of developed countries between 1994 and 2011, and model the impact of green taxation, next to a series of political and economic controls, on performance.
Abstract: A country is on the carbon efficiency frontier if its per-capita emissions of CO2 are at least as low as any state that was at least as economically developed at a period when technology was no more advanced. Building on earlier work employing Data Envelopment Analysis to benchmark performance, we argue that a useful measure of whether a state adopts “good practice” in relation to climate change is how near it is to this frontier. We calculate efficiency scores for a sample of developed countries between 1994 and 2011, and model the impact of green taxation, next to a series of political and economic controls, on performance. We find that higher levels of environmental tax revenue are positively and significantly associated with higher carbon efficiency. The central contributions of this research are the introduction of an innovative measure for environmental quality and assessing how this is driven by green taxation.

Journal ArticleDOI
TL;DR: The authors used evidence collected at World Trade Organization Ministerial Conferences and United Nation Climate Summits to test the relevance of alternative explanations for the variation in lobbying styles between European and American lobbyists.
Abstract: There is consensus in the literature that policymaking in the United States (US) and Europe generates different lobbying styles. Two explanations for these differences have been developed so far. The first posits that distinct lobbying styles reflect different political cultures. The second attributes distinct lobbying styles to variation in the institutional context in which lobbyists operate. Studies that have analysed lobbying within the US and Europe and assessed the relative importance of these arguments are problematic because both explanations are consistent with observed differences in lobbying style. In this article, we circumvent problems of observational equivalence by focussing on European and American lobbyists who are active in a similar institutional venue – that is, international diplomatic conferences. Relying on evidence collected at World Trade Organization Ministerial Conferences and United Nation Climate Summits, we tested the relevance of alternative explanations for the variation in lobbying styles between European and American lobbyists. Our results give robust support to the institutional argument.

Journal ArticleDOI
TL;DR: This paper found strong evidence of conditional spatial dependence among states over the period from 1986 to 2013 and suggest that policy diffusion may often be moderated by institutional and political factors, which implies that highly professional legislatures should be more responsive to the policies of nearby states.
Abstract: Cross-border commercial activity raises issues in federations where multiple jurisdictions can claim the right to tax the same income. In the United States, this coordination problem is resolved by splitting the tax base according to the geographic distribution of firms’ sales, capital and labour. The weight of each factor is determined on a state-by-state basis, which opens room for competitive legislative behaviour. In this complex issue area, however, policymakers must invest lot of resources to monitor competitors, evaluate policy alternatives and shepherd tax reform through the legislative process. This implies that highly professional legislatures should be more responsive to the policies of nearby states. We consider data on most American states over the period from 1986 to 2013 and find strong evidence of conditional spatial dependence. Our findings suggest that policy diffusion may often be moderated by institutional and political factors.

Journal ArticleDOI
Lesley Lavery1
TL;DR: The authors examine whether and how No Child Left Behind's accountability-based architecture influences parents' attitudes towards the government and federal involvement in education and find little evidence that diversity in parents' lived policy experiences shapes their political orientations.
Abstract: Over the past three decades, a reform movement bent on improving schools and educational outcomes through standards-based accountability systems and market-like competitive pressures has dominated policy debates. Many have examined reform policies’ effects on academic outcomes, but few have explored these policies’ influence on citizens’ political orientations. In this study, using data from an original survey, I examine whether and how No Child Left Behind’s accountability-based architecture influences parents’ attitudes towards the government and federal involvement in education. I find little evidence that diversity in parents’ lived policy experiences shapes their political orientations. However, the results of a survey experiment suggest that information linking school experience to policy and government action may increase parents’ confidence in their ability to contribute to the political process. Understanding whether and under what conditions parents use public school experiences to inform orientations towards the government can improve the design of future reforms.

Journal ArticleDOI
TL;DR: In this article, the authors focus on the United Kingdom of the UK and explain how the demands of powerful economic interests are mediated by the political process and regulatory institutions, and how the industry was far more effective in shaping UK preferences aimed at protecting the sector's competitiveness.
Abstract: What explains national preferences concerning international and regional financial regulation? This article focusses on one of the main financial jurisdictions worldwide, the United Kingdom (UK). It is puzzling that since the crisis this jurisdiction has pursued stringent harmonised regulation in certain areas (banking), but not others (capital markets). We explain this in terms of how the demands of powerful economic interests are mediated by the political process and regulatory institutions. In banking, there was strong political pressure to restore financial stability, and regulatory institutions were significantly strengthened. This enabled UK regulators to resist industry lobbying and pursue more stringent harmonised rules at the international and European Union levels (“trading up”). In the case of capital markets, by contrast, UK regulators lacked political support for tougher regulation and were institutionally much weaker. As a result, the industry was far more effective in shaping UK preferences aimed at protecting the sector’s competitiveness (“trading down”).

Journal ArticleDOI
TL;DR: For example, this article found that the general elections between two candidates of the same party, called copartisan general elections, tend to occur in districts without any meaningful cross-party competition.
Abstract: California and Washington recently replaced traditional partisan elections with nonpartisan “top-two” election procedures. Some reform advocates hoped that voters would behave in a way to support moderate candidates in the primary stage; the limited evidence for this behaviour has led some scholars to conclude that the reform has little chance to change meaningful policy outcomes. Yet we find that the nonpartisan procedure has predictable and disparate political consequences: the general elections between two candidates of the same party, called copartisan general elections, tend to occur in districts without any meaningful crossparty competition. Furthermore, copartisan elections are more likely to occur with open seats, when a new legislator will begin building a network of relationships. The results, viewed through the lens of the Advocacy Coalition Framework, suggest that opportunities exist for coalitional rearrangement over time.