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Showing papers on "Precoding published in 2009"


Posted Content
TL;DR: In this paper, a multi-cell multiple antenna system with precoding used at the base stations for downlink transmission is considered, where the precoding matrix used by the base station in one cell becomes corrupted by the channel between that base station and the users in other cells in an undesirable manner.
Abstract: This paper considers a multi-cell multiple antenna system with precoding used at the base stations for downlink transmission. For precoding at the base stations, channel state information (CSI) is essential at the base stations. A popular technique for obtaining this CSI in time division duplex (TDD) systems is uplink training by utilizing the reciprocity of the wireless medium. This paper mathematically characterizes the impact that uplink training has on the performance of such multi-cell multiple antenna systems. When non-orthogonal training sequences are used for uplink training, the paper shows that the precoding matrix used by the base station in one cell becomes corrupted by the channel between that base station and the users in other cells in an undesirable manner. This paper analyzes this fundamental problem of pilot contamination in multi-cell systems. Furthermore, it develops a new multi-cell MMSE-based precoding method that mitigate this problem. In addition to being a linear precoding method, this precoding method has a simple closed-form expression that results from an intuitive optimization problem formulation. Numerical results show significant performance gains compared to certain popular single-cell precoding methods.

1,040 citations


Journal ArticleDOI
TL;DR: In this article, a clustered base transceiver station (BTS) coordination strategy is proposed for a large cellular MIMO network, which includes full intra-cluster coordination to enhance the sum rate and limited inter-clusters coordination to reduce interference for the cluster edge users.
Abstract: A clustered base transceiver station (BTS) coordination strategy is proposed for a large cellular MIMO network, which includes full intra-cluster coordination-to enhance the sum rate-and limited inter-cluster coordination-to reduce interference for the cluster edge users. Multi-cell block diagonalization is used to coordinate the transmissions across multiple BTSs in the same cluster. To satisfy per-BTS power constraints, three combined precoder and power allocation algorithms are proposed with different performance and complexity tradeoffs. For inter-cluster coordination, the coordination area is chosen to balance fairness for edge users and the achievable sum rate. It is shown that a small cluster size (about 7 cells) is sufficient to obtain most of the sum rate benefits from clustered coordination while greatly relieving channel feedback requirement. Simulations show that the proposed coordination strategy efficiently reduces interference and provides a considerable sum rate gain for cellular MIMO networks.

592 citations


Proceedings ArticleDOI
19 Apr 2009
TL;DR: The algorithm is an alternating minimization over the precoding matrices at the transmitters and the interference subspaces at the receivers, and is proven to converge.
Abstract: Using interference alignment, it has been shown that the number of degrees of freedom in the interference channel scales linearly with the number of users. Unfortunately, closed-form solutions for interference alignment over constant-coefficient channels with more than 3 users are difficult to derive. This paper proposes an algorithm for interference alignment in the MIMO interference channel with an arbitrary number of users, antennas, or spatial streams. The algorithm is an alternating minimization over the precoding matrices at the transmitters and the interference subspaces at the receivers, and is proven to converge. Numerical results show how the algorithm is useful for simulation and can give insight into the limitations of interference alignment.

490 citations


Journal ArticleDOI
TL;DR: It is proved that for Schur-concave objective functions, the optimal source precoding matrix and relay amplifying matrix jointly diagonalize the source-relay-destination channel matrix and convert the multicarrier MIMO relay channel into parallel single-input single-output (SISO) relay channels.
Abstract: In this paper, we develop a unified framework for linear nonregenerative multicarrier multiple-input multiple-output (MIMO) relay communications in the absence of the direct source-destination link. This unified framework classifies most commonly used design objectives such as the minimal mean-square error and the maximal mutual information into two categories: Schur-concave and Schur-convex functions. We prove that for Schur-concave objective functions, the optimal source precoding matrix and relay amplifying matrix jointly diagonalize the source-relay-destination channel matrix and convert the multicarrier MIMO relay channel into parallel single-input single-output (SISO) relay channels. While for Schur-convex objectives, such joint diagonalization occurs after a specific rotation of the source precoding matrix. After the optimal structure of the source and relay matrices is determined, the linear nonregenerative relay design problem boils down to the issue of power loading among the resulting SISO relay channels. We show that this power loading problem can be efficiently solved by an alternating technique. Numerical examples demonstrate the effectiveness of the proposed framework.

387 citations


Patent
Hyun Soo Ko1, Jin Young Chun1, Moon Il Lee1, Bin Chul Ihm1, Wookbong Lee1 
29 Jul 2009
TL;DR: In this paper, a precoding scheme for downlink data on a downlink control channel is determined as one of at least two of a transmit diversity irrespective of the received precoding matrix indicator.
Abstract: A method of transmitting data in a wireless communication system comprises receiving feedback data on an uplink data channel, the feedback data comprising a precoding matrix indicator (PMI), wherein the value of the PMI corresponds to an index in a codebook, transmitting a precoding scheme for downlink data on a downlink control channel, wherein the precoding scheme is determined as one of at least two of a transmit diversity irrespective of the received PMI, an acknowledgement indicating precoding according to the received PMI and a new PMI indicating that it is used in precoding downlink data to be transmitted, and transmitting the downlink data on a downlink data channel after applying precoding according to the determined precoding scheme

272 citations


Journal ArticleDOI
TL;DR: A generalized minimum mean-squared error (MMSE) channel inversion algorithm for users with multiple antennas to overcome the drawbacks of the BD for multiuser MIMO systems and shows that the proposed algorithm is robust to channel estimation errors.
Abstract: Block diagonalization (BD) is a well-known precoding method in multiuser multi-input multi-output (MIMO) broadcast channels. This scheme can be considered as a extension of the zero-forcing (ZF) channel inversion to the case where each receiver is equipped with multiple antennas. One of the limitation of the BD is that the sum rate does not grow linearly with the number of users and transmit antennas at low and medium signal-to-noise ratio regime, since the complete suppression of multi-user interference is achieved at the expense of noise enhancement. Also it performs poorly under imperfect channel state information. In this paper, we propose a generalized minimum mean-squared error (MMSE) channel inversion algorithm for users with multiple antennas to overcome the drawbacks of the BD for multiuser MIMO systems. We first introduce a generalized ZF channel inversion algorithm as a new approach of the conventional BD. Applying this idea to the MMSE channel inversion for identifying orthonormal basis vectors of the precoder, and employing the MMSE criterion for finding its combining matrix, the proposed scheme increases the signal-to-interference-plus-noise ratio at each user's receiver. Simulation results confirm that the proposed scheme exhibits a linear growth of the sum rate, as opposed to the BD scheme. For block fading channels with four transmit antennas, the proposed scheme provides a 3 dB gain over the conventional BD scheme at 1% frame error rate. Also, we present a modified precoding method for systems with channel estimation errors and show that the proposed algorithm is robust to channel estimation errors.

259 citations


01 Jan 2009
TL;DR: The aim of this paper is to present some first results on spatial multiplexing, STC, and beamforming to illustrate the potential of UWB-MIMO.
Abstract: Ultra-wide-band (UWB) technology combined with multiple transmit and receive antennas (MIMO) is a viable way to achieve data rates of more than 1 Gb/s for wireless communications. UWB is typically applied to short-range and therefore mainly indoor communications in environments characterized usually by dense multipath propagation. For this type of environment, MIMO systems allow for a substantial increase of spectral efficiency by exploiting the inherent array gain and spatial multiplexing gain of the systems. In this paper, we provide a brief overview for UWB-MIMO wireless technol- ogy. The overview covers channel capacity, space-time coding (STC), and beamforming. It is shown that the spectral efficiency is increased logarithmically and linearly, respectively, for single transmit and multiple receive antennas (SIMO) and MIMO systems. For multiple transmit and single receive antenna (MISO) systems, a threshold for the data transmission rate exists such that the spatial multiplexing gain can be obtained if the data rate is lower than this threshold, but it is not beneficial to deploy multiple transmit antennas if the required data rate is higher than the threshold. Two STC schemes for UWB-MIMO are briefly discussed, and their performance comparison is presented. A discussion about antenna selection is also presented, and the performance comparison between antenna selection and equal gain com- biner is provided showing the diversity gain for some scenarios. For the beamforming, it is shown that the optimal beamformer is obtained if all the weighting filters in each antenna branch are identical. About the optimal beamformer, it is found that the amplitude of the side lobe is independent of the ray incidence angle, and the amplitude of the main lobe is increased by a fold of the element number in the array. Three kinds of beam patterns are defined, and the beamwidth of the main lobe is given. Experimental results based on an offline testbed are provided to verify some analytical results pre- sented in this paper. Since UWB-MIMO is still in its research infancy, the aim of this paper is to present some first results on spatial multiplexing, STC, and beamforming to illustrate the potential of UWB-MIMO.

242 citations


Journal ArticleDOI
TL;DR: The presented theoretical analysis and simulations demonstrate that due to the SINR enhancement, significant performance and throughput gains are offered by the proposed MIMO precoding technique compared to its conventional counterparts.
Abstract: This paper introduces a novel channel inversion (CI) precoding scheme for the downlink of phase shift keying (PSK)-based multiple input multiple output (MIMO) systems. In contrast to common practice where knowledge of the interference is used to eliminate it, the main idea proposed here is to use this knowledge to glean benefit from the interference. It will be shown that the system performance can be enhanced by exploiting some of the existent inter-channel interference (ICI). This is achieved by applying partial channel inversion such that the constructive part of ICI is preserved and exploited while the destructive part is eliminated by means of CI precoding. By doing so, the effective signal to interference-plus-noise ratio (SINR) delivered to the mobile unit (MU) receivers is enhanced without the need to invest additional transmitted signal power at the MIMO base station (BS). It is shown that the trade-off to this benefit is a minor increase in the complexity of the BS processing. The presented theoretical analysis and simulations demonstrate that due to the SINR enhancement, significant performance and throughput gains are offered by the proposed MIMO precoding technique compared to its conventional counterparts.

237 citations


Journal ArticleDOI
27 Feb 2009
TL;DR: In this paper, the authors provide a brief overview of UWB-MIMO wireless technology, including channel capacity, space-time coding (STC), and beamforming, and show that the spectral efficiency is increased logarithmically and linearly, respectively, for single transmit and multiple receive antennas (SIMO) and MIMO systems.
Abstract: Ultra-wide-band (UWB) technology combined with multiple transmit and receive antennas (MIMO) is a viable way to achieve data rates of more than 1 Gb/s for wireless communications. UWB is typically applied to short-range and therefore mainly indoor communications in environments characterized usually by dense multipath propagation. For this type of environment, MIMO systems allow for a substantial increase of spectral efficiency by exploiting the inherent array gain and spatial multiplexing gain of the systems. In this paper, we provide a brief overview for UWB-MIMO wireless technology. The overview covers channel capacity, space-time coding (STC), and beamforming. It is shown that the spectral efficiency is increased logarithmically and linearly, respectively, for single transmit and multiple receive antennas (SIMO) and MIMO systems. For multiple transmit and single receive antenna (MISO) systems, a threshold for the data transmission rate exists such that the spatial multiplexing gain can be obtained if the data rate is lower than this threshold, but it is not beneficial to deploy multiple transmit antennas if the required data rate is higher than the threshold. Two STC schemes for UWB-MIMO are briefly discussed, and their performance comparison is presented. A discussion about antenna selection is also presented, and the performance comparison between antenna selection and equal gain combiner is provided showing the diversity gain for some scenarios. For the beamforming, it is shown that the optimal beamformer is obtained if all the weighting filters in each antenna branch are identical. About the optimal beamformer, it is found that the amplitude of the side lobe is independent of the ray incidence angle, and the amplitude of the main lobe is increased by a fold of the element number in the array. Three kinds of beam patterns are defined, and the beamwidth of the main lobe is given. Experimental results based on an offline testbed are provided to verify some analytical results presented in this paper. Since UWB-MIMO is still in its research infancy, the aim of this paper is to present some first results on spatial multiplexing, STC, and beamforming to illustrate the potential of UWB-MIMO.

226 citations


Journal ArticleDOI
TL;DR: Numerical results show that PU2RC achieves higher throughput and is more robust against CSI quantization errors than the popular alternative of zero-forcing beamforming if the number of users is sufficiently large, and the asymptotic throughput scaling laws forPU2RC with a large user pool are derived for different regimes of the signal-to-noise ratio (SNR).
Abstract: On the multiantenna broadcast channel, the spatial degrees of freedom support simultaneous transmission to multiple users. The optimal multiuser transmission, which is known as dirty paper coding, is not directly realizable. Moreover, close-to-optimal solutions such as Tomlinson-Harashima precoding are sensitive to channel state information (CSI) inaccuracy. This paper considers a more practical design called per user unitary and rate control (PU2RC), which has been proposed for emerging cellular standards. PU2RC supports multiuser simultaneous transmission, enables limited feedback, and is capable of exploiting multiuser diversity. Its key feature is an orthogonal beamforming (or precoding) constraint, where each user selects a beamformer (or precoder) from a codebook of multiple orthonormal bases. In this paper, the asymptotic throughput scaling laws for PU2RC with a large user pool are derived for different regimes of the signal-to-noise ratio (SNR). In the multiuser interference-limited regime, the throughput of PU2RC is shown to logarithmically scale with the number of users. In the normal SNR and noise-limited regimes, the throughput is found to scale double logarithmically with the number of users and linearly with the number of antennas at the base station. In addition, numerical results show that PU2RC achieves higher throughput and is more robust against CSI quantization errors than the popular alternative of zero-forcing beamforming if the number of users is sufficiently large.

224 citations


Journal ArticleDOI
TL;DR: This paper addresses the problem of robust transceiver design in a downlink multiuser system, with respect to the erroneous channel knowledge at the transmitter, using semidefinite programming methods from convex optimization theory.
Abstract: The knowledge of the channel at the transmit side of a communication system can be exploited by using precoding techniques, from which the overall transmission quality might benefit significantly. However, in practical wireless systems, the channel state information is prone to errors, which sometimes deteriorates the performance drastically. In this paper, we address the problem of robust transceiver design in a downlink multiuser system, with respect to the erroneous channel knowledge at the transmitter. The base station is equipped with an antenna array, while users have single antennas. The transceiver optimization is performed under a set of predefined users' quality-of-service constraints, defined as maximum mean square errors, or minimum signal-to-interference-plus-noise ratios (SINRs), which must be satisfied for all disturbances that belong to given, bounded uncertainty sets. Efficient numerical solutions are obtained using semidefinite programming methods from convex optimization theory. The proposed algorithms are found to outperform related approaches in the literature in terms of the achieved performance, while maintaining low computational complexity. The studied uncertainty models are applicable in mitigating typical errors that emerge as a result of quantization or channel estimation.

Proceedings ArticleDOI
28 Jun 2009
TL;DR: A multi-cell MMSE-based precoding is proposed that, when combined with frequency/time/pilot reuse techniques, mitigate this problem of pilot contamination.
Abstract: This paper considers a multi-cell multiple antenna system with precoding at the base stations for downlink transmission. To enable precoding, channel state information (CSI) is obtained via uplink training. This paper mathematically characterizes the impact that uplink training has on the performance of multi-cell multiple antenna systems. When non-orthogonal training sequences are used for uplink training, it is shown that the precoding matrix used by the base station in one cell becomes corrupted by the channel between that base station and the users in other cells. This problem of pilot contamination is analyzed in this paper. A multi-cell MMSE-based precoding is proposed that, when combined with frequency/time/pilot reuse techniques, mitigate this problem.

Patent
Alexei Gorokhov1, Ravi Palanki1
15 May 2009
TL;DR: In this paper, the authors proposed a technique for transmitting and receiving data with spatial interference mitigation in a wireless communication network, where a cell may select a precoding matrix based on the precoding information and the spatial feedback information (SFI) from a second UE not communicating with the cell.
Abstract: Techniques for transmitting and receiving data with spatial interference mitigation in a wireless communication network are described. In one design, a cell may receive precoding information from a first user equipment (UE) communicating with the cell and spatial feedback information (SFI) from a second UE not communicating with the cell. The cell may select a precoding matrix based on the precoding information and the SFI. The precoding matrix may steer a transmission toward the first UE and away from the second UE. The cell may send a reference signal based on the precoding matrix, send a resource quality information (RQI) request to the first UE, receive RQI determined by the first UE based on the reference signal, and determine a modulation and coding scheme (MCS) based on the RQI. The cell may then send a data transmission to the first UE with the precoding matrix and in accordance with the MCS.

Journal ArticleDOI
TL;DR: Simulation results show that the proposed joint beamforming and power control schemes provide substantial power savings to achieve the assigned user QoS constraints.
Abstract: This paper studies the two-hop relay broadcast channel (BC) for a relay-assisted wireless cellular network where the multiuser independent downlink signals from the base station (BS) are first transmitted to a fixed relay station (RS), and then forwarded by the RS to multiple mobile users. Assuming both the BS and RS are equipped with multiantennas, we study the joint optimization of linear beamforming and power control at the BS and RS so as to minimize their weighted sum-power consumption under the user minimum signal-to-interference-noise-ratio (SINR) - quality-of-service (QoS) - constraints. We apply two well-known criteria in the literature, namely, the ldquoSINR balancingrdquo and the ldquochannel-inversion,rdquo for the design of linear precoding in the traditional nonrelay-assisted multiantenna BC to the relay-assisted multiantenna BC. First, a convergence-ensured iterative SINR-balancing algorithm is proposed to successively in turn optimize the transmit parameters at one station (BS or RS) with those at the other station being fixed. Second, a joint BS and RS channel-inversion algorithm is proposed together with a novel technique, termed ldquoeigenmode switching,rdquo at the RS to reduce the power penalty of the channel inversion. Simulation results show that the proposed joint beamforming and power control schemes provide substantial power savings to achieve the assigned user QoS constraints.

Journal ArticleDOI
TL;DR: New results on joint linear transceiver design under the minimum total mean-square error (MSE) criterion are presented, with channel mean as well as both transmit and receive correlation information at both ends of a multiple-input multiple-output (MIMO) link.
Abstract: This paper presents new results on joint linear transceiver design under the minimum total mean-square error (MSE) criterion, with channel mean as well as both transmit and receive correlation information at both ends of a multiple-input multiple-output (MIMO) link. The joint design is formulated into an optimization problem. The optimum closed-form precoder and decoder are derived. Compared to the case with perfect channel state information (CSI), linear filters are added at both ends to balance the suppression of channel noise and the noise from imperfect channel estimation. The impact of channel estimation error as well as channel correlation on system performance is assessed, based on analytical and simulation results.

Journal ArticleDOI
TL;DR: Simulation results show improved achievable rate and BER performances with the proposed FDR system compared to half duplex and conventional full duplex relay systems.
Abstract: This letter presents a new full duplex relay (FDR) system that features more efficient use of time resource and antennas. The proposed FDR system is constructed based on time and antenna-sharing and elimination of underlying interference. The underlying interference caused by time- and antenna-sharing is eliminated using precoding. We propose a design for the precoder and decoder, and investigate the achievable rate of the proposed FDR system when the precoder and decoder are applied. Simulation results show improved achievable rate and BER performances with the proposed FDR system compared to half duplex and conventional full duplex relay systems.

Journal ArticleDOI
TL;DR: In this paper, the authors compared the performance of single-user (SU) and multiuser (MU) MIMO transmissions and derived closed-form approximations for achievable rates for both SU and MU-MIMO.
Abstract: Imperfect channel state information degrades the performance of multiple-input multiple-output (MIMO) communications; its effects on single-user (SU) and multiuser (MU) MIMO transmissions are quite different. In particular, MU-MIMO suffers from residual interuser interference due to imperfect channel state information while SU-MIMO only suffers from a power loss. This paper compares the throughput loss of both SU and MU-MIMO in the broadcast channel due to delay and channel quantization. Accurate closed-form approximations are derived for achievable rates for both SU and MU-MIMO. It is shown that SU-MIMO is relatively robust to delayed and quantized channel information, while MU-MIMO with zero-forcing precoding loses its spatial multiplexing gain with a fixed delay or fixed codebook size. Based on derived achievable rates, a mode switching algorithm is proposed, which switches between SU and MU-MIMO modes to improve the spectral efficiency based on average signal-to-noise ratio (SNR), normalized Doppler frequency, and the channel quantization codebook size. The operating regions for SU and MU modes with different delays and codebook sizes are determined, and they can be used to select the preferred mode. It is shown that the MU mode is active only when the normalized Doppler frequency is very small, and the codebook size is large.

Journal ArticleDOI
J. van de Beek1, Fredrik Berggren1
TL;DR: A new OFDM signalling format characterized by a precoder that renders the emitted signal's phase and amplitude continuous achieves superior out-of- band power characteristics at the price of a slightly reduced receiver sensitivity.
Abstract: In this letter we report a new OFDM signalling format characterized by a precoder that renders the emitted signal's phase and amplitude continuous. It achieves superior out-of- band power characteristics at the price of a slightly reduced receiver sensitivity.

Journal ArticleDOI
TL;DR: The performance of random vector quantization (RVQ), in which the precoding matrix is selected from a random codebook containing independent, isotropically distributed entries, is analyzed.
Abstract: Given a multiple-input multiple-output (MIMO) channel, feedback from the receiver can be used to specify a transmit precoding matrix, which selectively activates the strongest channel modes. Here we analyze the performance of random vector quantization (RVQ), in which the precoding matrix is selected from a random codebook containing independent, isotropically distributed entries. We assume that channel elements are independent and identically distributed (i.i.d.) and known to the receiver, which relays the optimal (rate-maximizing) precoder codebook index to the transmitter using B bits. We first derive the large system capacity of beamforming (rank-one precoding matrix) as a function of B, where large system refers to the limit as B and the number of transmit and receive antennas all go to infinity with fixed ratios. RVQ for beamforming is asymptotically optimal, i.e., no other quantization scheme can achieve a larger asymptotic rate. We subsequently consider a precoding matrix with arbitrary rank, and approximate the asymptotic RVQ performance with optimal and linear receivers (matched filter and minimum mean squared error (MMSE)). Numerical examples show that these approximations accurately predict the performance of finite-size systems of interest. Given a target spectral efficiency, numerical examples show that the amount of feedback required by the linear MMSE receiver is only slightly more than that required by the optimal receiver, whereas the matched filter can require significantly more feedback.

Journal ArticleDOI
TL;DR: Simulation results demonstrate the effectiveness of the proposed algorithms in ensuring throughput fairness among users, and show that when the number of users is large, the proposed scheduling algorithms perform close to the exhaustive search algorithms and previously proposed greedy scheduling algorithms, but with much lower complexity.
Abstract: We consider the downlink of a multiuser multiple-input multiple-output (MIMO) system, where the base station and the mobile receivers are equipped with multiple antennas. We propose simplified algorithms for channel-aware multiuser scheduling in conjunction with receive antenna selection for two downlink multiuser orthogonal space-division multiplexing techniques: block diagonalization and successive optimization. The algorithms greedily maximize the weighted sum rate. The algorithms add the best user at a time from the set of users that are not selected yet to the set of selected users until the desired number of users has been selected. To apply the proportional fairness criterion, simplified user scheduling metrics are proposed for block diagonalization and successive optimization. Two receive antenna selection algorithms are also proposed, which further enhance the power gain of the equivalent single-user channel after orthogonal precoding by selecting a subset of the receive antennas that contributes the most toward the total power gain of the channel. A user grouping technique is used to further lower the complexity of the selection algorithms. We compare various multiuser MIMO scheduling strategies that are applied to block diagonalization and successive optimization transmission techniques through simulation. Simulation results demonstrate the effectiveness of the proposed algorithms in ensuring throughput fairness among users. Results also show that when the number of users is large, the proposed scheduling algorithms perform close to the exhaustive search algorithms and previously proposed greedy scheduling algorithms, but with much lower complexity.

Proceedings ArticleDOI
14 Jun 2009
TL;DR: The results show that the distributed algorithms perform close to the centralized algorithm, and by adapting the rank of the precoder matrices, achieve the optimal high-SNR slope.
Abstract: We study distributed algorithms for updating transmit precoding matrices for a two-user Multi-Input/Multi-Output (MIMO) interference channel. Our objective is to maximize the sum rate with linear Minimum Mean Squared Error (MMSE) receivers, treating the interference as additive Gaussian noise. An iterative approach is considered in which given a set of precoding matrices and powers, each receiver announces an interference price (marginal decrease in rate due to an increase in interference) for each received beam, corresponding to a column of the precoding matrix. Given the interference prices from the neighboring receiver, and also knowledge of the appropriate cross-channel matrices, the transmitter can then update the beams and powers to maximize the rate minus the interference cost. Variations on this approach are presented in which beams are added sequentially (and then fixed), and in which all beams and associated powers are adjusted at each iteration. Numerical results are presented, which compare these algorithms with iterative water-filling (which requires no information exchange), and a centralized optimization algorithm, which finds locally optimal solutions. Our results show that the distributed algorithms perform close to the centralized algorithm, and by adapting the rank of the precoder matrices, achieve the optimal high-SNR slope.

Proceedings ArticleDOI
28 Jun 2009
TL;DR: The design of the precoder the maximizes the mutual information in linear vector Gaussian channels with an arbitrary input distribution is studied and the optimal precoder optimal left singular vectors and singular values are derived.
Abstract: The design of the precoder the maximizes the mutual information in linear vector Gaussian channels with an arbitrary input distribution is studied. Precisely, the precoder optimal left singular vectors and singular values are derived. The characterization of the right singular vectors is left, in general, as an open problem whose computational complexity is then studied in three cases: Gaussian signaling, low SNR, and high SNR. For the Gaussian signaling case and the low SNR regime, the dependence of the mutual information on the right singular vectors vanishes, making the optimal precoder design problem easy to solve. In the high SNR regime, however, the dependence on the right singular vectors cannot be avoided and we show the difficulty of computing the optimal precoder through an NPhardness analysis.

Posted Content
19 Jun 2009
TL;DR: The achievable sum rate under limited feedback is studied and an approximation of the feedback rate required to maintain a given rate offset relative to perfect CSIT is derived andumerical simulations suggest that the approximations are accurate even for small M,K.
Abstract: In this paper we study the sum rate of zero-forcing (ZF) as well as regularized ZF (RZF) precoding in large MISO broadcast channels, under the assumptions of imperfect channel state information at the transmitter, channel transmit correlation and different user path losses. Our analysis assumes that the number of transmit antennas M and the number of users K are large and of the same order of magnitude. We apply recent results on the empirical spectral distribution of certain kinds of large dimensional random matrices to derive deterministic equivalents for the signal-to-interference plus noise ratio (SINR) at the receivers. Based on these results and under sum rate maximization, we evaluate for RZF (i) the optimal precoder, for ZF (ii) the optimal number of active users and (iii) the optimal amount of channel training in TDD multi-user systems. Moreover, we study the achievable sum rate under limited feedback and derive an approximation of the feedback rate required to maintain a given rate offset relative to perfect CSIT. Numerical simulations suggest that the approximations, almost surely exact as M,K→∞, are accurate even for small M,K.

Journal ArticleDOI
TL;DR: In this paper, quantized feedback of the squared Frobenius norm in a Rayleigh fading environment with arbitrary spatial correlation is considered and the conditional channel statistics are characterized and their moments are derived for both identical, distinct, and sets of repeated eigenvalues.
Abstract: In the design of narrowband multi-antenna systems, a limiting factor is the amount of channel state information (CSI) available at the transmitter. This is especially evident in multi-user systems, where the spatial user separability determines the multiplexing gain, but it is also important for transmission-rate adaptation in single-user systems. To limit the feedback load, the unknown and multi-dimensional channel needs to be represented by a limited number of bits. When combined with long-term channel statistics, the norm of the channel matrix has been shown to provide substantial CSI that permits efficient user selection, linear precoder design, and rate adaptation. Herein, we consider quantized feedback of the squared Frobenius norm in a Rayleigh fading environment with arbitrary spatial correlation. The conditional channel statistics are characterized and their moments are derived for both identical, distinct, and sets of repeated eigenvalues. These results are applied for minimum mean square error (MMSE) estimation of signal and interference powers in single- and multi-user systems, for the purpose of reliable rate adaptation and resource allocation. The problem of efficient feedback quantization is discussed and an entropy-maximizing framework is developed where the post-user-selection distribution can be taken into account in the design of the quantization levels. The analytic results of this paper are directly applicable in many widely used communication techniques, such as space-time block codes, linear precoding, space division multiple access (SDMA), and scheduling.

Patent
14 May 2009
TL;DR: In this article, a method for determining transmitter antenna weights at a base station having more available transmit antennas (150) than the available number of reference signals (12) is described.
Abstract: Techniques are disclosed for determining transmitter antenna weights at a base station (12) having more available transmit antennas (150) than the available number of reference signals. An exemplary method includes transmitting (530) a plurality of reference signals and receiving (540) channel feedback data derived by a mobile terminal (14) from the reference signals. The reference signals are each assigned to a corresponding one of two or more antenna groupings, wherein at least a first one of the antenna groupings comprises two or more transmit antennas (150), and transmitted using at least one transmit antenna (150) from the corresponding antenna grouping. The method further includes determining (550) a first beam-forming vector for the first one of the antenna grouping and mapping (570) the one or more data streams to the transmit antennas (150) according to a final precoding matrix that depends on the channel feedback data and the first beam-forming vector, to obtain a weighted transmit signal for each of the antennas (150).

Journal ArticleDOI
TL;DR: A new framework is proposed that allows MCP on the downlink while circumventing the aforementioned costly modifications on the existing infrastructure of cellular systems and is shown to be robust against feedback errors when quantized CSI feedback and linear precoding are employed.
Abstract: Multicell cooperative processing (MCP) has the potential to boost spectral efficiency and improve fairness of cellular systems. However the typical centralised conception for MCP incurs significant infrastructural overheads which increase the system costs and hinder the practical implementation of MCP. In Frequency Division Duplexing systems each user feeds back its Channel State Information (CSI) only to one Base Station (BS). Therefore collaborating BSs need to be interconnected via low-latency backhaul links, and a Control Unit is necessary in order to gather user CSI, perform scheduling, and coordinate transmission. In this paper a new framework is proposed that allows MCP on the downlink while circumventing the aforementioned costly modifications on the existing infrastructure of cellular systems. Each MS feeds back its CSI to all collaborating BSs, and the needed operations of user scheduling and signal processing are performed in a distributed fashion by the involved BSs. Furthermore the proposed framework is shown to be robust against feedback errors when quantized CSI feedback and linear precoding are employed.

Patent
31 Jul 2009
TL;DR: In this article, a method and apparatus for multi-cell cooperation when multiple cells are cooperating to transmit data to a plurality of wireless transmit/receive units (WTRUs), and each cell is using a common precoding matrix is provided.
Abstract: A method and apparatus are provided for multi-cell cooperation when multiple cells are cooperating to transmit data to a plurality of wireless transmit/receive units (WTRUs), and each cell is using a common precoding matrix. The level of information exchanged among the cells may depend on the particular cooperation architecture. The cells may share information such as channel state information (CSI), a channel quality indicator (CQI), or both. The cells may share rank indications reported by the WTRUs. The cells may also share the data that is being transmitted to the WTRUs. The method and apparatus may also determine precoding vectors for closed-loop precoding; a CQI, CSI and rank, and distributed space-time/frequency coding with multi-cell cooperation. The method and apparatus may also perform hybrid automatic repeat request (HARQ) with multi-cell cooperation, and downlink control signaling.

Journal ArticleDOI
TL;DR: In this article, the optimal separation of the source and channel codes over multiuser channels in which receivers have access to correlated source side information is considered, and the optimality of separation is shown to hold for certain source and side information structures.
Abstract: Source and channel coding over multiuser channels in which receivers have access to correlated source side information are considered. For several multiuser channel models necessary and sufficient conditions for optimal separation of the source and channel codes are obtained. In particular, the multiple-access channel, the compound multiple-access channel, the interference channel, and the two-way channel with correlated sources and correlated receiver side information are considered, and the optimality of separation is shown to hold for certain source and side information structures. Interestingly, the optimal separate source and channel codes identified for these models are not necessarily the optimal codes for the underlying source coding or the channel coding problems. In other words, while separation of the source and channel codes is optimal, the nature of these optimal codes is impacted by the joint design criterion.

Patent
11 Aug 2009
TL;DR: In this article, a method and apparatus for allowing a UE to transmit uplink signals using a MIMO scheme are disclosed. But the UE uses a precoding scheme based on the precoding matrix established in a manner that one layer is transmitted to each antenna in specific rank transmission.
Abstract: A method and apparatus for allowing a UE to transmit uplink signals using a MIMO scheme are disclosed. In order to maintain good Peak power to Average Power Ratio (PAPR) or Cubic Metric (CM) properties when the UE transmits uplink signals using the MIMO scheme, the UE uses a precoding scheme based on a precoding matrix established in a manner that one layer is transmitted to each antenna in specific rank transmission.

Book
31 Aug 2009
TL;DR: This paper presents a meta-analysis of Multiuser Detection over Multiple Input/Multiple Output Broadcast Channels and its implications for multi-Antenna capacity and diversity-Multiplexing Tradeoffs and Spatial Adaptation.
Abstract: Preface. Contributors. 1 Overview of Multiuser Detection ( Michael L. Honig). 1.1 Introduction. 1.2 Matrix Channel Model. 1.3 Optimal Multiuser Detection. 1.4 Linear Detectors. 1.5 Reduced-Rank Estimation. 1.6 Decision-Feedback Detection. 1.7 Interference Mitigation at the Transmitter. 1.8 Overview of Remaining Chapters. References. 2 Iterative Techniques ( Alex Grant and Lars K. Rasmussen). 2.1 Introduction. 2.2 Iterative Joint Detection for Uncoded Data. 2.3 Iterative Joint Decoding for Coded Data. 2.4 Concluding Remarks. References. 3 Blind Multiuser Detection in Fading Channels ( Daryl Reynolds, H. Vincent Poor, and Xiaodong Wang). 3.1 Introduction. 3.2 Signal Models and Blind Multiuser Detectors for Fading Channels. 3.3 Performance of Blind Multiuser Detectors. 3.4 Bayesian Multiuser Detection for Long-Code CDMA. 3.5 Multiuser Detection for Long-Code CDMA in Fast-Fading Channels. 3.6 Transmitter-Based Multiuser Precoding for Fading Channels. 3.7 Conclusion. References. 4 Performance with Random Signatures ( Matthew J. M. Peacock, Iain B. Collings, and Michael L. Honig). 4.1 Random Signatures and Large System Analysis. 4.2 System Models. 4.3 Large System Limit. 4.4 Random Matrix Terminology. 4.5 Incremental Matrix Expansion. 4.6 Analysis of Downlink Model. 4.7 Spectral Efficiency. 4.8 Adaptive Linear Receivers. 4.9 Other Models and Extensions. 4.10 Bibliographical Notes. References. 5 Generic Multiuser Detection and Statistical Physics < Dongning Guo and Toshiyuki Tanaka). 5.1 Introduction. 5.2 Generic Multiuser Detection. 5.3 Main Results: Single-User Characterization. 5.4 The Replica Analysis of Generic Multiuser Detection. 5.5 Further Discussion. 5.6 Statistical Physics and the Replica Method. 5.7 Interference Cancellation. 5.8 Concluding Remarks. 5.9 Acknowledgments. References. 6 Joint Detection for Multi-Antenna Channels ( Antonia Tulino, Matthew R. McKay, Jeffrey G. Andrews,. Iain B. Collings, and Robert W. Heath, Jr.). 6.1 Introduction. 6.2 Wireless Channels: The Multi-Antenna Realm. 6.3 Definitions and Preliminaries. 6.4 Multi-Antenna Capacity: Ergodic Regime. 6.5 Multi-Antenna Capacity: Non-Ergodic Regime. 6.6 Receiver Architectures and Performance. 6.7 Multiuser Multi-Antenna Systems. 6.8 Diversity-Multiplexing Tradeoffs and Spatial Adaptation. 6.9 Conclusions. References. 7 Interference Avoidance for CDMA Systems ( Dimitrie C. Popescu, Sennur Ulukus, Christopher Rose, and Roy Yates). 7.1 Introduction. 7.2 Interference Avoidance Basics. 7.3 Interference Avoidance over Time-Invariant Channels. 7.4 Interference Avoidance in Fading Channels. 7.5 Interference Avoidance in Asynchronous Systems. 7.6 Feedback Requirements for Interference Avoidance. 7.7 Recent Results on Interference Avoidance. 7.8 Summary and Conclusions. References. 8 Capacity-Approaching Multiuser Communications Over Multiple Input/Multiple Output Broadcast Channels ( Uri Erez and Stephan ten Brink). 8.1 Introduction. 8.2 Many-to-One Multiple Access versus One-to-Many Scalar Broadcast Channels. 8.3 Alternative Approach: Dirty Paper Coding. 8.4 A Simple 2 x 2 Example. 8.5 General Gaussian MIMO Broadcast Channels. 8.6 Coding with Side Information at the Transmitter. 8.7 Summary. References. Index.