scispace - formally typeset
Search or ask a question

Showing papers on "MIMO published in 2020"


Journal ArticleDOI
TL;DR: This paper proposes to invoke an IRS at the cell boundary of multiple cells to assist the downlink transmission to cell-edge users, whilst mitigating the inter-cell interference, which is a crucial issue in multicell communication systems.
Abstract: Intelligent reflecting surfaces (IRSs) constitute a disruptive wireless communication technique capable of creating a controllable propagation environment. In this paper, we propose to invoke an IRS at the cell boundary of multiple cells to assist the downlink transmission to cell-edge users, whilst mitigating the inter-cell interference, which is a crucial issue in multicell communication systems. We aim for maximizing the weighted sum rate (WSR) of all users through jointly optimizing the active precoding matrices at the base stations (BSs) and the phase shifts at the IRS subject to each BS’s power constraint and unit modulus constraint. Both the BSs and the users are equipped with multiple antennas, which enhances the spectral efficiency by exploiting the spatial multiplexing gain. Due to the non-convexity of the problem, we first reformulate it into an equivalent one, which is solved by using the block coordinate descent (BCD) algorithm, where the precoding matrices and phase shifts are alternately optimized. The optimal precoding matrices can be obtained in closed form, when fixing the phase shifts. A pair of efficient algorithms are proposed for solving the phase shift optimization problem, namely the Majorization-Minimization (MM) Algorithm and the Complex Circle Manifold (CCM) Method. Both algorithms are guaranteed to converge to at least locally optimal solutions. We also extend the proposed algorithms to the more general multiple-IRS and network MIMO scenarios. Finally, our simulation results confirm the advantages of introducing IRSs in enhancing the cell-edge user performance.

865 citations


Journal ArticleDOI
TL;DR: A general framework for the estimation of the transmitter-LIM and LIM-receiver cascaded channel is introduced, and a two-stage algorithm that includes a sparse matrix factorization stage and a matrix completion stage is proposed that can achieve accurate channel estimation for LIM-assisted massive MIMO systems.
Abstract: In this letter, we consider the problem of channel estimation for large intelligent metasurface (LIM) assisted massive multiple-input multiple-output (MIMO) systems. The main challenge of this problem is that the LIM integrated with a large number of low-cost metamaterial antennas can only passively reflect the incident signals by certain phase shifts, and does not have any signal processing capability. To deal with this, we introduce a general framework for the estimation of the transmitter-LIM and LIM-receiver cascaded channel, and propose a two-stage algorithm that includes a sparse matrix factorization stage and a matrix completion stage. Simulation results illustrate that the proposed method can achieve accurate channel estimation for LIM-assisted massive MIMO systems.

621 citations


Journal ArticleDOI
TL;DR: This paper develops a DRL based algorithm, in which the joint design is obtained through trial-and-error interactions with the environment by observing predefined rewards, in the context of continuous state and action, and obtains the comparable performance compared with two state-of-the-art benchmarks.
Abstract: Recently, the reconfigurable intelligent surface (RIS), benefited from the breakthrough on the fabrication of programmable meta-material, has been speculated as one of the key enabling technologies for the future six generation (6G) wireless communication systems scaled up beyond massive multiple input multiple output (Massive-MIMO) technology to achieve smart radio environments. Employed as reflecting arrays, RIS is able to assist MIMO transmissions without the need of radio frequency chains resulting in considerable reduction in power consumption. In this paper, we investigate the joint design of transmit beamforming matrix at the base station and the phase shift matrix at the RIS, by leveraging recent advances in deep reinforcement learning (DRL). We first develop a DRL based algorithm, in which the joint design is obtained through trial-and-error interactions with the environment by observing predefined rewards, in the context of continuous state and action. Unlike the most reported works utilizing the alternating optimization techniques to alternatively obtain the transmit beamforming and phase shifts, the proposed DRL based algorithm obtains the joint design simultaneously as the output of the DRL neural network. Simulation results show that the proposed algorithm is not only able to learn from the environment and gradually improve its behavior, but also obtains the comparable performance compared with two state-of-the-art benchmarks. It is also observed that, appropriate neural network parameter settings will improve significantly the performance and convergence rate of the proposed algorithm.

575 citations


Journal ArticleDOI
TL;DR: In this paper, the uplink spectral efficiencies of four different cell-free implementations are analyzed, with spatially correlated fading and arbitrary linear processing, and it is shown that a centralized implementation with optimal minimum mean-square error (MMSE) processing not only maximizes the SE but largely reduces the fronthaul signaling compared to the standard distributed approach.
Abstract: Cell-free Massive MIMO is considered as a promising technology for satisfying the increasing number of users and high rate expectations in beyond-5G networks. The key idea is to let many distributed access points (APs) communicate with all users in the network, possibly by using joint coherent signal processing. The aim of this paper is to provide the first comprehensive analysis of this technology under different degrees of cooperation among the APs. Particularly, the uplink spectral efficiencies of four different cell-free implementations are analyzed, with spatially correlated fading and arbitrary linear processing. It turns out that it is possible to outperform conventional Cellular Massive MIMO and small cell networks by a wide margin, but only using global or local minimum mean-square error (MMSE) combining. This is in sharp contrast to the existing literature, which advocates for maximum-ratio combining. Also, we show that a centralized implementation with optimal MMSE processing not only maximizes the SE but largely reduces the fronthaul signaling compared to the standard distributed approach. This makes it the preferred way to operate Cell-free Massive MIMO networks. Non-linear decoding is also investigated and shown to bring negligible improvements.

546 citations


Journal ArticleDOI
TL;DR: In this paper, the authors proposed a new type of high-gain yet low-cost RIS that bears 256 elements, where positive intrinsic negative (PIN) diodes are used to realize 2-bit phase shifting for beamforming.
Abstract: One of the key enablers of future wireless communications is constituted by massive multiple-input multiple-output (MIMO) systems, which can improve the spectral efficiency by orders of magnitude. In existing massive MIMO systems, however, conventional phased arrays are used for beamforming. This method results in excessive power consumption and high hardware costs. Recently, reconfigurable intelligent surface (RIS) has been considered as one of the revolutionary technologies to enable energy-efficient and smart wireless communications, which is a two-dimensional structure with a large number of passive elements. In this paper, we develop a new type of high-gain yet low-cost RIS that bears 256 elements. The proposed RIS combines the functions of phase shift and radiation together on an electromagnetic surface, where positive intrinsic-negative (PIN) diodes are used to realize 2-bit phase shifting for beamforming. This radical design forms the basis for the world's first wireless communication prototype using RIS having 256 two-bit elements. The prototype consists of modular hardware and flexible software that encompass the following: the hosts for parameter setting and data exchange, the universal software radio peripherals (USRPs) for baseband and radio frequency (RF) signal processing, as well as the RIS for signal transmission and reception. Our performance evaluation confirms the feasibility and efficiency of RISs in wireless communications. We show that, at 2.3 GHz, the proposed RIS can achieve a 21.7 dBi antenna gain. At the millimeter wave (mmWave) frequency, that is, 28.5 GHz, it attains a 19.1 dBi antenna gain. Furthermore, it has been shown that the RIS-based wireless communication prototype developed is capable of significantly reducing the power consumption.

523 citations


Journal ArticleDOI
TL;DR: This article describes the working principles of reconfigurable intelligent surfaces (RIS) and elaborate on different candidate implementations using metasurfaces and reflectarrays, and discusses the channel models suitable for both implementations and the feasibility of obtaining accurate channel estimates.
Abstract: Recently there has been a flurry of research on the use of reconfigurable intelligent surfaces (RIS) in wireless networks to create smart radio environments. In a smart radio environment, surfaces are capable of manipulating the propagation of incident electromagnetic waves in a programmable manner to actively alter the channel realization, which turns the wireless channel into a controllable system block that can be optimized to improve overall system performance. In this article, we provide a tutorial overview of reconfigurable intelligent surfaces (RIS) for wireless communications. We describe the working principles of reconfigurable intelligent surfaces (RIS) and elaborate on different candidate implementations using metasurfaces and reflectarrays. We discuss the channel models suitable for both implementations and examine the feasibility of obtaining accurate channel estimates. Furthermore, we discuss the aspects that differentiate RIS optimization from precoding for traditional MIMO arrays highlighting both the arising challenges and the potential opportunities associated with this emerging technology. Finally, we present numerical results to illustrate the power of an RIS in shaping the key properties of a MIMO channel.

459 citations


Journal ArticleDOI
TL;DR: In this article, the fundamental capacity limit of RIS-aided point-to-point multiple-input multiple-output (MIMO) communication systems with multi-antenna transmitter and receiver in general, by jointly optimizing the IRS reflection coefficients and the MIMO transmit covariance matrix, is characterized.
Abstract: Intelligent reflecting surface (IRS) is a promising solution to enhance the wireless communication capacity both cost-effectively and energy-efficiently, by properly altering the signal propagation via tuning a large number of passive reflecting units. In this paper, we aim to characterize the fundamental capacity limit of IRS-aided point-to-point multiple-input multiple-output (MIMO) communication systems with multi-antenna transmitter and receiver in general, by jointly optimizing the IRS reflection coefficients and the MIMO transmit covariance matrix. First, we consider narrowband transmission under frequency-flat fading channels, and develop an efficient alternating optimization algorithm to find a locally optimal solution by iteratively optimizing the transmit covariance matrix or one of the reflection coefficients with the others being fixed. Next, we consider capacity maximization for broadband transmission in a general MIMO orthogonal frequency division multiplexing (OFDM) system under frequency-selective fading channels, where transmit covariance matrices are optimized for different subcarriers while only one common set of IRS reflection coefficients is designed to cater to all the subcarriers. To tackle this more challenging problem, we propose a new alternating optimization algorithm based on convex relaxation to find a high-quality suboptimal solution. Numerical results show that our proposed algorithms achieve substantially increased capacity compared to traditional MIMO channels without the IRS, and also outperform various benchmark schemes. In particular, it is shown that with the proposed algorithms, various key parameters of the IRS-aided MIMO channel such as channel total power, rank, and condition number can be significantly improved for capacity enhancement.

447 citations


Journal ArticleDOI
TL;DR: In this paper, the authors proposed a new framework for scalable cell-free massive MIMO systems by exploiting the dynamic cooperation cluster concept from the Network-MIMO literature and provided a novel algorithm for joint initial access, pilot assignment, and cluster formation.
Abstract: Imagine a coverage area with many wireless access points that cooperate to jointly serve the users, instead of creating autonomous cells. Such a cell-free network operation can potentially resolve many of the interference issues that appear in current cellular networks. This ambition was previously called Network MIMO (multiple-input multiple-output) and has recently reappeared under the name Cell-Free Massive MIMO. The main challenge is to achieve the benefits of cell-free operation in a practically feasible way, with computational complexity and fronthaul requirements that are scalable to large networks with many users. We propose a new framework for scalable Cell-Free Massive MIMO systems by exploiting the dynamic cooperation cluster concept from the Network MIMO literature. We provide a novel algorithm for joint initial access, pilot assignment, and cluster formation that is proved to be scalable. Moreover, we adapt the standard channel estimation, precoding, and combining methods to become scalable. A new uplink and downlink duality is proved and used to heuristically design the precoding vectors on the basis of the combining vectors. Interestingly, the proposed scalable precoding and combining outperform conventional maximum ratio (MR) processing and also performs closely to the best unscalable alternatives.

428 citations


Journal ArticleDOI
Ertugrul Basar1
TL;DR: In this article, RIS-assisted communications to the realm of index modulation (IM) by proposing RIS-space shift keying and RIS-spatial modulation (RIS-SM) schemes are proposed, and a unified framework is presented for the derivation of their theoretical average bit error probability.
Abstract: Transmission through reconfigurable intelligent surfaces (RISs), which control the reflection/scattering characteristics of incident waves in a deliberate manner to enhance the signal quality at the receiver, appears as a promising candidate for future wireless communication systems. In this paper, we bring the concept of RIS-assisted communications to the realm of index modulation (IM) by proposing RIS-space shift keying (RIS-SSK) and RIS-spatial modulation (RIS-SM) schemes. These two schemes are realized through not only intelligent reflection of the incoming signals to improve the reception but also utilization of the IM principle for the indices of multiple receive antennas in a clever way to improve the spectral efficiency. Maximum energy-based suboptimal (greedy) and exhaustive search-based optimal (maximum likelihood) detectors of the proposed RIS-SSK/SM schemes are formulated and a unified framework is presented for the derivation of their theoretical average bit error probability. Extensive computer simulation results are provided to assess the potential of RIS-assisted IM schemes as well as to verify our theoretical derivations. Our findings also reveal that RIS-based IM, which enables high data rates with remarkably low error rates, can become a potential candidate for future wireless communication systems in the context of beyond multiple-input multiple-output (MIMO) solutions.

416 citations


Journal ArticleDOI
TL;DR: This paper proposes a joint transmit beamforming model for a dual-function multiple-input-multiple-output (MIMO) radar and multiuser MIMO communication transmitter that approaches the radar performance of the radar-only scheme, i.e., without spectrum sharing, under reasonable communication quality constraints.
Abstract: Future wireless communication systems are expected to explore spectral bands typically used by radar systems, in order to overcome spectrum congestion of traditional communication bands. Since in many applications radar and communication share the same platform, spectrum sharing can be facilitated by joint design as a dual-function radar-communications system. In this paper, we propose a joint transmit beamforming model for a dual-function multiple-input-multiple-output (MIMO) radar and multiuser MIMO communication transmitter. The proposed dual-function system transmits the weighted sum of independent radar waveforms and communication symbols, forming multiple beams towards the radar targets and the communication receivers, respectively. The design of the weighting coefficients is formulated as an optimization problem whose objective is the performance of the MIMO radar transmit beamforming, while guaranteeing that the signal-to-interference-plus-noise ratio (SINR) at each communication user is higher than a given threshold. Despite the non-convexity of the proposed optimization problem, we prove that it can be relaxed into a convex one, where the relaxation is tight. We then propose a reduced complexity design based on zero-forcing the inter-user interference and radar interference. Unlike previous works, which focused on the transmission of communication symbols to synthesize a radar transmit beam pattern, our method provides more degrees of freedom for MIMO radar and is thus able to obtain improved radar performance, as demonstrated in our simulation study. Furthermore, the proposed dual-function scheme approaches the radar performance of the radar-only scheme, i.e., without spectrum sharing, under reasonable communication quality constraints.

315 citations


Journal ArticleDOI
TL;DR: In this paper, an intelligent reflecting surface (IRS) is invoked for enhancing the energy harvesting performance of a simultaneous wireless information and power transfer (SWIPT) aided system, where a multiantenna aided base station (BS) communicates with several multi-antenna assisted information receivers (IRs), while guaranteeing the EE requirement of the energy receivers (ERs).
Abstract: An intelligent reflecting surface (IRS) is invoked for enhancing the energy harvesting performance of a simultaneous wireless information and power transfer (SWIPT) aided system. Specifically, an IRS-assisted SWIPT system is considered, where a multi-antenna aided base station (BS) communicates with several multi-antenna assisted information receivers (IRs), while guaranteeing the energy harvesting requirement of the energy receivers (ERs). To maximize the weighted sum rate (WSR) of IRs, the transmit precoding (TPC) matrices of the BS and passive phase shift matrix of the IRS should be jointly optimized. To tackle this challenging optimization problem, we first adopt the classic block coordinate descent (BCD) algorithm for decoupling the original optimization problem into several subproblems and alternately optimize the TPC matrices and the phase shift matrix. For each subproblem, we provide a low-complexity iterative algorithm, which is guaranteed to converge to the Karush-Kuhn-Tucker (KKT) point of each subproblem. The BCD algorithm is rigorously proved to converge to the KKT point of the original problem. We also conceive a feasibility checking method to study its feasibility. Our extensive simulation results confirm that employing IRSs in SWIPT beneficially enhances the system performance and the proposed BCD algorithm converges rapidly, which is appealing for practical applications.

Journal ArticleDOI
TL;DR: This paper proposes an efficient online CSI prediction scheme, called OCEAN, for predicting CSI from historical data in 5G wireless communication systems, and designs a learning framework that is an integration of a CNN and a long short term with memory (LSTM) network.
Abstract: Channel state information (CSI) estimation is one of the most fundamental problems in wireless communication systems. Various methods, so far, have been developed to conduct CSI estimation. However, they usually require high computational complexity, which makes them unsuitable for 5G wireless communications due to employing many new techniques (e.g., massive MIMO, OFDM, and millimeter-Wave (mmWave)). In this paper, we propose an efficient online CSI prediction scheme, called OCEAN, for predicting CSI from historical data in 5G wireless communication systems. Specifically, we first identify several important features affecting the CSI of a radio link and a data sample consists of the information of the features and the CSI. We then design a learning framework that is an integration of a CNN (convolutional neural network) and a long short term with memory (LSTM) network. We also further develop an offline-online two-step training mechanism, enabling the prediction results to be more stable when applying it to practical 5G wireless communication systems. To validate OCEAN's efficacy, we consider four typical case studies, and conduct extensive experiments in the four scenarios, i.e., two outdoor and two indoor scenarios. The experiment results show that OCEAN not only obtains the predicted CSI values very quickly but also achieves highly accurate CSI prediction with up to 2.650-3.457 percent average difference ratio (ADR) between the predicted and measured CSI.

Journal ArticleDOI
TL;DR: The model-driven DL based MIMO detector significantly improves the performance of corresponding traditional iterative detector, outperforms other DL-based M IMO detectors and exhibits superior robustness to various mismatches.
Abstract: In this paper, we investigate the model-driven deep learning (DL) for MIMO detection. In particular, the MIMO detector is specially designed by unfolding an iterative algorithm and adding some trainable parameters. Since the number of trainable parameters is much fewer than the data-driven DL based signal detector, the model-driven DL based MIMO detector can be rapidly trained with a much smaller data set. The proposed MIMO detector can be extended to soft-input soft-output detection easily. Furthermore, we investigate joint MIMO channel estimation and signal detection (JCESD), where the detector takes channel estimation error and channel statistics into consideration while channel estimation is refined by detected data and considers the detection error. Based on numerical results, the model-driven DL based MIMO detector significantly improves the performance of corresponding traditional iterative detector, outperforms other DL-based MIMO detectors and exhibits superior robustness to various mismatches.

Journal ArticleDOI
TL;DR: This paper considers downlink multigroup multicast communication systems assisted by an IRS and proposes two efficient algorithms under the majorization–minimization (MM) algorithm framework for maximizing the sum rate of all the multicasting groups by the joint optimization of the precoding matrix at the base station and the reflection coefficients at the IRS.
Abstract: Intelligent reflecting surface (IRS) has recently been envisioned to offer unprecedented massive multiple-input multiple-output (MIMO)-like gains by deploying large-scale and low-cost passive reflection elements. By adjusting the reflection coefficients, the IRS can change the phase shifts on the impinging electromagnetic waves so that it can smartly reconfigure the signal propagation environment and enhance the power of the desired received signal or suppress the interference signal. In this paper, we consider downlink multigroup multicast communication systems assisted by an IRS. We aim for maximizing the sum rate of all the multicasting groups by the joint optimization of the precoding matrix at the base station (BS) and the reflection coefficients at the IRS under both the power and unit-modulus constraint. To tackle this non-convex problem, we propose two efficient algorithms under the majorization–minimization (MM) algorithm framework. Specifically, a concave lower bound surrogate objective function of each user's rate has been derived firstly, based on which two sets of variables can be updated alternately by solving two corresponding second-order cone programming (SOCP) problems. Then, in order to reduce the computational complexity, we derive another concave lower bound function of each group's rate for each set of variables at every iteration, and obtain the closed-form solutions under these loose surrogate objective functions. Finally, the simulation results demonstrate the benefits in terms of the spectral and energy efficiency of the introduced IRS and the effectiveness in terms of the convergence and complexity of our proposed algorithms.

Journal ArticleDOI
TL;DR: An adaptive access scheme is proposed, which adapts the access latency to guarantee reliable massive access for practical systems with unknown channel sparsity level and the state evolution of the proposed GMMV-AMP algorithm is derived to predict its performance.
Abstract: This paper considers massive access in massive multiple-input multiple-output (MIMO) systems and proposes an adaptive active user detection and channel estimation scheme based on compressive sensing. By exploiting the sporadic traffic of massive connected user equipments and the virtual angular domain sparsity of massive MIMO channels, the proposed scheme can support massive access with dramatically reduced access latency. Specifically, we design non-orthogonal pseudo-random pilots for uplink broadband massive access, and formulate the active user detection and channel estimation as a generalized multiple measurement vector compressive sensing problem. Furthermore, by leveraging the structured sparsity of the uplink channel matrix, we propose an efficient generalized multiple measurement vector approximate message passing (GMMV-AMP) algorithm to realize joint active user detection and channel estimation based on a spatial domain or an angular domain channel model. To jointly exploit the channel sparsity present in both the spatial and the angular domains for enhanced performance, a Turbo-GMMV-AMP algorithm is developed for detecting the active users and estimating their channels in an alternating manner. Finally, an adaptive access scheme is proposed, which adapts the access latency to guarantee reliable massive access for practical systems with unknown channel sparsity level. Additionally, the state evolution of the proposed GMMV-AMP algorithm is derived to predict its performance. Simulation results demonstrate the superiority of the proposed active user detection and channel estimation schemes compared to several baseline schemes.

Journal ArticleDOI
TL;DR: This tutorial article explains the importance of considering spatial channel correlation and using signal processing schemes designed for multicell networks and presents recent results on the fundamental limits of Massive MIMO, which are not determined by pilot contamination but the ability to acquire channel statistics.
Abstract: Since the seminal paper by Marzetta from 2010, Massive MIMO has changed from being a theoretical concept with an infinite number of antennas to a practical technology. The key concepts are adopted into the 5G New Radio Standard and base stations (BSs) with $M=64$ fully digital transceivers have been commercially deployed in sub-6GHz bands. The fast progress was enabled by many solid research contributions of which the vast majority assume spatially uncorrelated channels and signal processing schemes developed for single-cell operation. These assumptions make the performance analysis and optimization of Massive MIMO tractable but have three major caveats: 1) practical channels are spatially correlated; 2) large performance gains can be obtained by multicell processing, without BS cooperation; 3) the interference caused by pilot contamination creates a finite capacity limit, as $M\to \infty $ . There is a thin line of papers that avoided these caveats, but the results are easily missed. Hence, this tutorial article explains the importance of considering spatial channel correlation and using signal processing schemes designed for multicell networks. We present recent results on the fundamental limits of Massive MIMO, which are not determined by pilot contamination but the ability to acquire channel statistics. These results will guide the journey towards the next level of Massive MIMO, which we call “Massive MIMO 2.0”.

Journal ArticleDOI
TL;DR: Simulation results validate the effectiveness of system security enhancement via an IRS via the block coordinate descent (BCD) algorithm to solve the secrecy rate maximization (SRM) problem.
Abstract: This article considers an artificial noise (AN)-aided secure MIMO wireless communication system. To enhance the system security performance, the advanced intelligent reflecting surface (IRS) is invoked, and the base station (BS), legitimate information receiver (IR) and eavesdropper (Eve) are equipped with multiple antennas. With the aim for maximizing the secrecy rate (SR), the transmit precoding (TPC) matrix at the BS, covariance matrix of AN and phase shifts at the IRS are jointly optimized subject to constrains of transmit power limit and unit modulus of IRS phase shifts. Then, the secrecy rate maximization (SRM) problem is formulated, which is a non-convex problem with multiple coupled variables. To tackle it, we propose to utilize the block coordinate descent (BCD) algorithm to alternately update the variables while keeping SR non-decreasing. Specifically, the optimal TPC matrix and AN covariance matrix are derived by Lagrangian multiplier method, and the optimal phase shifts are obtained by Majorization-Minimization (MM) algorithm. Since all variables can be calculated in closed form, the proposed algorithm is very efficient. We also extend the SRM problem to the more general multiple-IRs scenario and propose a BCD algorithm to solve it. Simulation results validate the effectiveness of system security enhancement via an IRS.

Journal ArticleDOI
TL;DR: This survey provides a comprehensive overview of several emerging technologies for 5G systems, such as massive multiple-input multiple-output (MIMO) technologies, multiple access technologies, hybrid analog-digital precoding and combining, non-orthogonal multiple access (NOMA), cell-free massive MIMO, and simultaneous wireless information and power transfer (SWIPT) technologies.
Abstract: Fifth-generation (5G) cellular networks will almost certainly operate in the high-bandwidth, underutilized millimeter-wave (mmWave) frequency spectrum, which offers the potentiality of high-capacity wireless transmission of multi-gigabit-per-second (Gbps) data rates. Despite the enormous available bandwidth potential, mmWave signal transmissions suffer from fundamental technical challenges like severe path loss, sensitivity to blockage, directivity, and narrow beamwidth, due to its short wavelengths. To effectively support system design and deployment, accurate channel modeling comprising several 5G technologies and scenarios is essential. This survey provides a comprehensive overview of several emerging technologies for 5G systems, such as massive multiple-input multiple-output (MIMO) technologies, multiple access technologies, hybrid analog-digital precoding and combining, non-orthogonal multiple access (NOMA), cell-free massive MIMO, and simultaneous wireless information and power transfer (SWIPT) technologies. These technologies induce distinct propagation characteristics and establish specific requirements on 5G channel modeling. To tackle these challenges, we first provide a survey of existing solutions and standards and discuss the radio-frequency (RF) spectrum and regulatory issues for mmWave communications. Second, we compared existing wireless communication techniques like sub-6-GHz WiFi and sub-6 GHz 4G LTE over mmWave communications which come with benefits comprising narrow beam, high signal quality, large capacity data transmission, and strong detection potential. Third, we describe the fundamental propagation characteristics of the mmWave band and survey the existing channel models for mmWave communications. Fourth, we track evolution and advancements in hybrid beamforming for massive MIMO systems in terms of system models of hybrid precoding architectures, hybrid analog and digital precoding/combining matrices, with the potential antenna configuration scenarios and mmWave channel estimation (CE) techniques. Fifth, we extend the scope of the discussion by including multiple access technologies for mmWave systems such as non-orthogonal multiple access (NOMA) and space-division multiple access (SDMA), with limited RF chains at the base station. Lastly, we explore the integration of SWIPT in mmWave massive MIMO systems, with limited RF chains, to realize spectrally and energy-efficient communications.

Journal ArticleDOI
12 May 2020-Sensors
TL;DR: This paper presents a comprehensive overview of the key enabling technologies required for 5G and 6G networks, highlighting the massive MIMO systems and discusses all the fundamental challenges related to pilot contamination, channel estimation, precoding, user scheduling, energy efficiency, and signal detection.
Abstract: The global bandwidth shortage in the wireless communication sector has motivated the study and exploration of wireless access technology known as massive Multiple-Input Multiple-Output (MIMO). Massive MIMO is one of the key enabling technology for next-generation networks, which groups together antennas at both transmitter and the receiver to provide high spectral and energy efficiency using relatively simple processing. Obtaining a better understating of the massive MIMO system to overcome the fundamental issues of this technology is vital for the successful deployment of 5G—and beyond—networks to realize various applications of the intelligent sensing system. In this paper, we present a comprehensive overview of the key enabling technologies required for 5G and 6G networks, highlighting the massive MIMO systems. We discuss all the fundamental challenges related to pilot contamination, channel estimation, precoding, user scheduling, energy efficiency, and signal detection in a massive MIMO system and discuss some state-of-the-art mitigation techniques. We outline recent trends such as terahertz communication, ultra massive MIMO (UM-MIMO), visible light communication (VLC), machine learning, and deep learning for massive MIMO systems. Additionally, we discuss crucial open research issues that direct future research in massive MIMO systems for 5G and beyond networks.

Journal ArticleDOI
TL;DR: A deep denoising neural network assisted compressive channel estimation for mmWave IRS systems to reduce the training overhead and demonstrate the superiority of the proposed solution over state-of-the-art solutions.
Abstract: Integrating large intelligent reflecting surfaces (IRS) into millimeter-wave (mmWave) massive multi-input-multi-ouput (MIMO) has been a promising approach for improved coverage and throughput. Most existing work assumes the ideal channel estimation, which can be challenging due to the high-dimensional cascaded MIMO channels and passive reflecting elements. Therefore, this paper proposes a deep denoising neural network assisted compressive channel estimation for mmWave IRS systems to reduce the training overhead. Specifically, we first introduce a hybrid passive/active IRS architecture, where very few receive chains are employed to estimate the uplink user-to-IRS channels. At the channel training stage, only a small proportion of elements will be successively activated to sound the partial channels. Moreover, the complete channel matrix can be reconstructed from the limited measurements based on compressive sensing, whereby the common sparsity of angular domain mmWave MIMO channels among different subcarriers is leveraged for improved accuracy. Besides, a complex-valued denoising convolution neural network (CV-DnCNN) is further proposed for enhanced performance. Simulation results demonstrate the superiority of the proposed solution over state-of-the-art solutions.

Journal ArticleDOI
TL;DR: This work proposes a deep learning based fast beamforming design method which separates the problem into power allocation and virtual uplink beamforming (VUB) design and designs a heuristic solution structure of the downlink beamforming through the virtual equivalent uplink channel based on optimum MMSE receiver.
Abstract: Beamforming is considered as one of the most important techniques for designing advanced multiple-input and multiple-output (MIMO) systems. Among existing design criterions, sum rate maximization (SRM) under a total power constraint is a challenge due to its nonconvexity. Existing techniques for the SRM problem only obtain local optimal solutions but require huge amount of computation due to their complex matrix operations and iterations. Unlike these conventional methods, we propose a deep learning based fast beamforming design method without complex operations and iterations. Specifically, we first derive a heuristic solution structure of the downlink beamforming through the virtual equivalent uplink channel based on optimum MMSE receiver which separates the problem into power allocation and virtual uplink beamforming (VUB) design. Next, beamforming prediction network (BPNet) is designed to perform the joint optimization of power allocation and VUB design. Moreover, the BPNet is trained offline using two-step training strategy. Simulation results demonstrate that our proposed method is fast while obtains the comparable performance to the state-of-the-art method.

Journal ArticleDOI
TL;DR: An RIS architecture is proposed to achieve amplitude-and-phase-varying modulation, which facilitates the design of multiple-input multiple-output (MIMO) quadrature amplitude modulation (QAM) transmission.
Abstract: Reconfigurable intelligent surface (RIS) is a new paradigm that has great potential to achieve cost-effective, energy-efficient information modulation for wireless transmission, by the ability to change the reflection coefficients of the unit cells of a programmable metasurface. Nevertheless, the electromagnetic responses of the RISs are usually only phase-adjustable, which considerably limits the achievable rate of RIS-based transmitters. In this paper, we propose an RIS architecture to achieve amplitude-and-phase-varying modulation, which facilitates the design of multiple-input multiple-output (MIMO) quadrature amplitude modulation (QAM) transmission. The hardware constraints of the RIS and their impacts on the system design are discussed and analyzed. Furthermore, the proposed approach is evaluated using our prototype which implements the RIS-based MIMO-QAM transmission over the air in real time.

Journal ArticleDOI
TL;DR: In this paper, an asymptotic analysis of the uplink data rate in an LIS-based large antenna-array system is presented, where the estimated channel on LIS is subject to estimation errors, interference channels are spatially correlated Rician fading channels, and the LIS experiences hardware impairments.
Abstract: The concept of a large intelligent surface (LIS) has recently emerged as a promising wireless communication paradigm that can exploit the entire surface of man-made structures for transmitting and receiving information. An LIS is expected to go beyond massive multiple-input multiple-output (MIMO) system, insofar as the desired channel can be modeled as a perfect line-of-sight. To understand the fundamental performance benefits, it is imperative to analyze its achievable data rate, under practical LIS environments and limitations. In this paper, an asymptotic analysis of the uplink data rate in an LIS-based large antenna-array system is presented. In particular, the asymptotic LIS rate is derived in a practical wireless environment where the estimated channel on LIS is subject to estimation errors, interference channels are spatially correlated Rician fading channels, and the LIS experiences hardware impairments. Moreover, the occurrence of the channel hardening effect is analyzed and the performance bound is asymptotically derived for the considered LIS system. The analytical asymptotic results are then shown to be in close agreement with the exact mutual information as the number of antennas and devices increase without bounds. Moreover, the derived ergodic rates show that hardware impairments, noise, and interference from estimation errors and the non-line-of-sight path become negligible as the number of antennas increases. Simulation results show that an LIS can achieve a performance that is comparable to conventional massive MIMO with improved reliability and a significantly reduced area for antenna deployment.

Journal ArticleDOI
TL;DR: Results show that the UC approach, which requires smaller backhaul overhead and is more scalable that the CF deployment, also achieves generally better performance than the CF approach for the vast majority of the users, especially on the uplink.
Abstract: Recently, the so-called cell-free (CF) massive multiple-input multiple-output (MIMO) architecture has been introduced, wherein a very large number of distributed access points (APs) simultaneously and jointly serve a much smaller number of mobile stations (MSs). The paper extends the CF approach to the case in which both the APs and the MSs are equipped with multiple antennas, proposing a beamfoming scheme that, relying on the zero-forcing strategy, does not require channel estimation at the MSs. We contrast the originally proposed formulation of CF massive MIMO with a user-centric (UC) approach wherein each MS is served only by a limited number of APs. Exploiting the framework of successive lower-bound maximization, the paper also proposes and analyzes power allocation strategies aimed at either sum-rate maximization or minimum-rate maximization, both for the uplink and downlink. Results show that the UC approach, which requires smaller backhaul overhead and is more scalable that the CF deployment, also achieves generally better performance than the CF approach for the vast majority of the users, especially on the uplink.

Journal ArticleDOI
TL;DR: This article comprehensively survey 6G wireless channel measurements, characteristics, and models for all frequency bands and all scenarios, focusing on millimeter-wave, terahertz, and optical wireless communication channels under all spectra.
Abstract: In this article, we present our vision of the application scenarios, performance metrics, and potential key technologies of 6G wireless communication networks. We then comprehensively survey 6G wireless channel measurements, characteristics, and models for all frequency bands and all scenarios, focusing on millimeter-wave (mm-wave), terahertz, and optical wireless communication channels under all spectra; satellite, unmanned aerial vehicle (UAV), maritime, and underwater acoustic communication channels under global coverage scenarios; and high-speed train (HST), vehicle-to-vehicle (V2V), ultra-massive multiple-input, multiple-output (MIMO), orbital angular momentum (OAM), and industry Internet of Things (IoT) communication channels under full application scenarios. We also provide future research challenges of 6G channel measurements, a general standard 6G channel model framework, and models for intelligent reflection surface (IRS)-based 6G technologies and artificial intelligence (AI)-enabled channel measurements and models.

Journal ArticleDOI
TL;DR: This paper forms the channel estimation problem in the RIS-assisted multiuser MIMO system as a matrix-calibration based matrix factorization task and proposes a novel message-passing based algorithm to factorize the cascaded channels.
Abstract: Reconfigurable intelligent surface (RIS) is envisioned to be an essential component of the paradigm for beyond 5G networks as it can potentially provide similar or higher array gains with much lower hardware cost and energy consumption compared with the massive multiple-input multiple-output (MIMO) technology. In this paper, we focus on one of the fundamental challenges, namely the channel acquisition, in a RIS-assisted multiuser MIMO system. The state-of-the-art channel acquisition approach in such a system with fully passive RIS elements estimates the cascaded transmitter-to-RIS and RIS-to-receiver channels by adopting excessively long training sequences. To estimate the cascaded channels with an affordable training overhead, we formulate the channel estimation problem in the RIS-assisted multiuser MIMO system as a matrix-calibration based matrix factorization task. By exploiting the information on the slow-varying channel components and the hidden channel sparsity, we propose a novel message-passing based algorithm to factorize the cascaded channels. Furthermore, we present an analytical framework to characterize the theoretical performance bound of the proposed estimator in the large-system limit. Finally, we conduct simulations to verify the high accuracy and efficiency of the proposed algorithm.

Journal ArticleDOI
01 Sep 2020
TL;DR: It is proved that an IRS-aided setup cannot achieve a higher SNR than an equal-sized Massive MIMO setup, despite its faster SNR growth, and an exact channel gain expression is derived that captures three essential near-field behaviors and is used to revisit the power scaling laws.
Abstract: The use of large arrays might be the solution to the capacity problems in wireless communications. The signal-to-noise ratio (SNR) grows linearly with the number of array elements N when using Massive MIMO receivers and half-duplex relays. Moreover, intelligent reflecting surfaces (IRSs) have recently attracted attention since these can relay signals to achieve an SNR that grows as N 2 , which seems like a major benefit. In this article, we use a deterministic propagation model for a planar array of arbitrary size, to demonstrate that the mentioned SNR behaviors, and associated power scaling laws, only apply in the far-field. They cannot be used to study the regime where N → ∞. We derive an exact channel gain expression that captures three essential near-field behaviors and use it to revisit the power scaling laws. We derive new finite asymptotic SNR limits but also conclude that these are unlikely to be approached in practice. We further prove that an IRS-aided setup cannot achieve a higher SNR than an equal-sized Massive MIMO setup, despite its faster SNR growth. We quantify analytically how much larger the IRS must be to achieve the same SNR. Finally, we show that an optimized IRS does not behave as an “anomalous” mirror but can vastly outperform that benchmark.

Journal ArticleDOI
TL;DR: The performance of the proposed DL approach is evaluated and compared with state-of-the-art DL-based techniques and its superior performance is demonstrated.
Abstract: This letter presents the first work introducing a deep learning (DL) framework for channel estimation in large intelligent surface (LIS) assisted massive MIMO (multiple-input multiple-output) systems. A twin convolutional neural network (CNN) architecture is designed and it is fed with the received pilot signals to estimate both direct and cascaded channels. In a multi-user scenario, each user has access to the CNN to estimate its own channel. The performance of the proposed DL approach is evaluated and compared with state-of-the-art DL-based techniques and its superior performance is demonstrated.

Journal ArticleDOI
TL;DR: MMNet is a deep learning MIMO detection scheme that significantly outperforms existing approaches on realistic channels with the same or lower computational complexity, and is 4–8dB better overall than a classic linear scheme like the minimum mean square error (MMSE) detector.
Abstract: Traditional symbol detection algorithms either perform poorly or are impractical to implement for Massive Multiple-Input Multiple-Output (MIMO) systems. Recently, several learning-based approaches have achieved promising results on simple channel models (e.g., i.i.d. Gaussian channel coefficients), but as we show, their performance degrades on real-world channels with spatial correlation. We propose MMNet, a deep learning MIMO detection scheme that significantly outperforms existing approaches on realistic channels with the same or lower computational complexity. MMNet ’s design builds on the theory of iterative soft-thresholding algorithms, and uses a novel training algorithm that leverages temporal and spectral correlation in real channels to accelerate training. These innovations make it practical to train MMNet online for every realization of the channel. On i.i.d. Gaussian channels, MMNet requires two orders of magnitude fewer operations than existing deep learning schemes but achieves near-optimal performance. On spatially-correlated channels, it achieves the same error rate as the next-best learning scheme (OAMPNet) at 2.5dB lower signal-to-noise ratio (SNR), and with at least $10\times $ less computational complexity. MMNet is also 4–8dB better overall than a classic linear scheme like the minimum mean square error (MMSE) detector.

Journal ArticleDOI
TL;DR: In this article, an alternating optimization (AO) algorithm is proposed to jointly optimize the transmit covariance R at transmitter and phase shift coefficient Q at IRS by fixing the other as a constant.
Abstract: In this letter, we consider an intelligent reflecting surface (IRS) assisted Guassian multiple-input multiple-output (MIMO) wiretap channel in which a multi-antenna transmitter communicates with a multi-antenna receiver in the presence of a multi-antenna eavesdropper. To maximize the secrecy rate of this channel, an alternating optimization (AO) algorithm is proposed to jointly optimize the transmit covariance R at transmitter and phase shift coefficient Q at IRS by fixing the other as a constant. When Q is fixed, existing numerical algorithm is used to search for global optimal R . When R is fixed, three sucessive approximation to the objective function to surrogate lower bound is applied and minorization-maximization (MM) algorithm is proposed to optimize the local optimal Q . Simulation results have be provided to validate the convergence and performance of the proposed AO algorithm.