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Showing papers on "Telecommunications link published in 2017"


Journal ArticleDOI
TL;DR: In this paper, the authors proposed a max-min power control algorithm to ensure uniformly good service throughout the area of coverage in a cell-free massive MIMO system, where each user is served by a dedicated access point.
Abstract: A Cell-Free Massive MIMO (multiple-input multiple-output) system comprises a very large number of distributed access points (APs), which simultaneously serve a much smaller number of users over the same time/frequency resources based on directly measured channel characteristics. The APs and users have only one antenna each. The APs acquire channel state information through time-division duplex operation and the reception of uplink pilot signals transmitted by the users. The APs perform multiplexing/de-multiplexing through conjugate beamforming on the downlink and matched filtering on the uplink. Closed-form expressions for individual user uplink and downlink throughputs lead to max–min power control algorithms. Max–min power control ensures uniformly good service throughout the area of coverage. A pilot assignment algorithm helps to mitigate the effects of pilot contamination, but power control is far more important in that regard. Cell-Free Massive MIMO has considerably improved performance with respect to a conventional small-cell scheme, whereby each user is served by a dedicated AP, in terms of both 95%-likely per-user throughput and immunity to shadow fading spatial correlation. Under uncorrelated shadow fading conditions, the cell-free scheme provides nearly fivefold improvement in 95%-likely per-user throughput over the small-cell scheme, and tenfold improvement when shadow fading is correlated.

1,234 citations


Journal ArticleDOI
TL;DR: A spatial basis expansion model (SBEM) is built to represent the UL/DL channels with far fewer parameter dimensions, which significantly reduces the training overhead and feedback cost and enhances the spectral efficiency.
Abstract: This paper proposes a unified transmission strategy for multiuser time division duplex (TDD)/frequency division duplex (FDD) massive multiple-input–multiple-output (MIMO) systems, including uplink (UL)/downlink (DL) channel estimation and user scheduling for data transmission. With the aid of antenna array theory and array signal processing, we build a spatial basis expansion model (SBEM) to represent the UL/DL channels with far fewer parameter dimensions. Hence, both the UL and DL channel estimations of multiusers can be carried out with a small amount of training resource, which significantly reduces the training overhead and feedback cost. Meanwhile, the pilot contamination problem in the UL training is immediately relieved by exploiting the spatial information of users. To enhance the spectral efficiency, we also design a greedy user scheduling scheme during the data transmission period. Compared with existing low-rank models, the newly proposed SBEM offers an alternative for channel acquisition without the need for channel statistics and can be applied to both TDD and FDD systems. Various numerical results are provided to corroborate the proposed studies.

465 citations


Journal ArticleDOI
TL;DR: In this paper, the authors proposed an approach for channel estimation that is applicable for both flat and frequency-selective fading, based on the Bussgang decomposition that reformulates the nonlinear quantizer as a linear function with identical first and second-order statistics.
Abstract: This paper considers channel estimation and system performance for the uplink of a single-cell massive multiple-input multiple-output system. Each receiver antenna of the base station is assumed to be equipped with a pair of one-bit analog-to-digital converters to quantize the real and imaginary part of the received signal. We first propose an approach for channel estimation that is applicable for both flat and frequency-selective fading, based on the Bussgang decomposition that reformulates the nonlinear quantizer as a linear function with identical first- and second-order statistics. The resulting channel estimator outperforms previously proposed approaches across all SNRs. We then derive closed-form expressions for the achievable rate in flat fading channels assuming low SNR and a large number of users for the maximal ratio and zero forcing receivers that takes channel estimation error due to both noise and one-bit quantization into account. The closed-form expressions, in turn, allow us to obtain insight into important system design issues such as optimal resource allocation, maximal sum spectral efficiency, overall energy efficiency, and number of antennas. Numerical results are presented to verify our analytical results and demonstrate the benefit of optimizing system performance accordingly.

452 citations


Journal ArticleDOI
TL;DR: It is illustrated that, for the 1-bit quantized case, pilot-based channel estimation together with maximal-ratio combing, or zero-forcing detection enables reliable multi-user communication with high-order constellations, in spite of the severe nonlinearity introduced by the ADCs.
Abstract: We investigate the uplink throughput achievable by a multiple-user (MU) massive multiple-input multiple-output (MIMO) system, in which the base station is equipped with a large number of low-resolution analog-to-digital converters (ADCs). Our focus is on the case where neither the transmitter nor the receiver have any a priori channel state information. This implies that the fading realizations have to be learned through pilot transmission followed by channel estimation at the receiver, based on coarsely quantized observations. We propose a novel channel estimator, based on Bussgang’s decomposition, and a novel approximation to the rate achievable with finite-resolution ADCs, both for the case of finite-cardinality constellations and of Gaussian inputs, that is accurate for a broad range of system parameters. Through numerical results, we illustrate that, for the 1-bit quantized case, pilot-based channel estimation together with maximal-ratio combing, or zero-forcing detection enables reliable multi-user communication with high-order constellations, in spite of the severe nonlinearity introduced by the ADCs. Furthermore, we show that the rate achievable in the infinite-resolution (no quantization) case can be approached using ADCs with only a few bits of resolution. We finally investigate the robustness of low-ADC-resolution MU-MIMO uplink against receive power imbalances between the different users, caused for example by imperfect power control.

372 citations


Journal ArticleDOI
TL;DR: In this paper, the authors investigated the performance of linear precoders, such as maximal-ratio transmission and zero-forcing, subject to coarse quantization and derived a closed-form approximation on the rate achievable under such quantization.
Abstract: Massive multiuser (MU) multiple-input multiple-output (MIMO) is foreseen to be one of the key technologies in fifth-generation wireless communication systems. In this paper, we investigate the problem of downlink precoding for a narrowband massive MU-MIMO system with low-resolution digital-to-analog converters (DACs) at the base station (BS). We analyze the performance of linear precoders, such as maximal-ratio transmission and zero-forcing, subject to coarse quantization. Using Bussgang’s theorem, we derive a closed-form approximation on the rate achievable under such coarse quantization. Our results reveal that the performance attainable with infinite-resolution DACs can be approached using DACs having only 3–4 bits of resolution, depending on the number of BS antennas and the number of user equipments (UEs). For the case of 1-bit DACs, we also propose novel nonlinear precoding algorithms that significantly outperform linear precoders at the cost of an increased computational complexity. Specifically, we show that nonlinear precoding incurs only a 3 dB penalty compared with the infinite-resolution case for an uncoded bit-error rate of 10−3, in a system with 128 BS antennas that uses 1-bit DACs and serves 16 single-antenna UEs. In contrast, the penalty for linear precoders is about 8 dB.

307 citations


Journal ArticleDOI
TL;DR: In this paper, the authors investigated the application of NOMA with successive interference cancellation (SIC) in downlink multiuser multiple-input multiple-output (MIMO) cellular systems, where the total number of receive antennas at user equipment (UE) ends in a cell is more than the number of transmit antennas at the BS.
Abstract: We investigate the application of non-orthogonal multiple access (NOMA) with successive interference cancellation (SIC) in downlink multiuser multiple-input multiple-output (MIMO) cellular systems, where the total number of receive antennas at user equipment (UE) ends in a cell is more than the number of transmit antennas at the base station (BS). We first dynamically group the UE receive antennas into a number of clusters equal to or more than the number of BS transmit antennas. A single beamforming vector is then shared by all the receive antennas in a cluster. We propose a linear beamforming technique in which all the receive antennas can significantly cancel the inter-cluster interference. On the other hand, the receive antennas in each cluster are scheduled on the power domain NOMA basis with SIC at the receiver ends. For inter-cluster and intra-cluster power allocation, we provide dynamic power allocation solutions with an objective to maximizing the overall cell capacity. An extensive performance evaluation is carried out for the proposed MIMO-NOMA system and the results are compared with those for conventional orthogonal multiple access (OMA)-based MIMO systems and other existing MIMO-NOMA solutions. The numerical results quantify the capacity gain of the proposed MIMO-NOMA model over MIMO-OMA and other existing MIMO-NOMA solutions.

295 citations


Journal ArticleDOI
TL;DR: This paper provides the first comprehensive end-to-end evaluation of handover mechanisms in mmWave cellular systems and reveals significant benefits of the proposed method under several metrics.
Abstract: The millimeter wave (mmWave) bands offer the possibility of orders of magnitude greater throughput for fifth-generation (5G) cellular systems. However, since mmWave signals are highly susceptible to blockage, channel quality on any one mmWave link can be extremely intermittent. This paper implements a novel dual connectivity protocol that enables mobile user equipment devices to maintain physical layer connections to 4G and 5G cells simultaneously. A novel uplink control signaling system combined with a local coordinator enables rapid path switching in the event of failures on any one link. This paper provides the first comprehensive end-to-end evaluation of handover mechanisms in mmWave cellular systems. The simulation framework includes detailed measurement-based channel models to realistically capture spatial dynamics of blocking events, as well as the full details of Medium Access Control, Radio Link Control, and transport protocols. Compared with conventional handover mechanisms, this paper reveals significant benefits of the proposed method under several metrics.

263 citations


Journal ArticleDOI
TL;DR: This work analytically derives the outage probability and ergodic sum rate with closed-form expressions when the power allocations at the BS and relay (or the near user) are fixed and obtains the optimal power allocations with Closed-Form expressions to maximize the minimum achievable rate of users.
Abstract: We study a downlink non-orthogonal multiple access system with cooperative full-duplex relaying, where the near user in terms of the base station (BS) is enabled to act as a full-duplex relay for the far user. In particular, we first derive the outage probability and ergodic sum rate with closed-form expressions when the power allocations at the BS and relay (or the near user) are fixed. Then, we analytically obtain the optimal power allocations with closed-form expressions at the BS and relay to minimize the outage probability. Furthermore, by taking the fairness between the near user and far user into account, we characterize the optimal power allocations with closed-form expressions at the BS and relay to maximize the minimum achievable rate of users. Simulation results validate the correctness of the theoretical analysis and demonstrate the advantages of the proposed algorithms over the state of the art.

250 citations


Journal ArticleDOI
TL;DR: Stochastic geometry approach is used to model a dense wireless system, that supports NOMA on both uplink and downlink, based on which analytical results are derived either in pseudo-closed forms or succinct closed forms and are further validated by simulations.
Abstract: To address the ever increasing high data rate and connectivity requirements in the next generation 5G wireless network, novel radio access technologies (RATs) are actively explored to enhance the system spectral efficiency and connectivity. As a promising RAT for 5G cellular networks, non-orthogonal multiple access (NOMA) has attracted extensive research attentions. Compared with the orthogonal multiple access (OMA) that has been widely applied in existing wireless communication systems, NOMA possesses the potential to further improve the system spectral efficiency and connectivity capability. This paper develops analytical frameworks for NOMA downlink and uplink multi-cell wireless systems to evaluate the system outage probability and average achievable rate. In the downlink NOMA system, two different NOMA group pairing schemes are considered, based on which theoretical results on outage and achievable data rates are derived. In the uplink NOMA, revised back-off power control scheme is applied, and outage probability and per UE average achievable rate are derived. As wireless networks turn into more and more densely deployed, inter-cell interference has become a dominant capacity limiting factor but has not been addressed in most of the existing NOMA studies. In this paper, a stochastic geometry approach is used to model a dense wireless system, that supports NOMA on both uplink and downlink, based on which analytical results are derived either in pseudo-closed forms or succinct closed forms and are further validated by simulations. Numerical results demonstrate that NOMA can bring considerable system-wide performance gain compared with OMA on both uplink and downlink when properly designed.

228 citations


12 Jul 2017
TL;DR: The LoRa architecture and the LoRaWAN protocol are addressed, expected to solve the connectivity problem of tens of billions of devices in the next decade.
Abstract: The Internet of Things (IoT) vision requires increasingly more sensor nodes interconnected and a network solution that may accommodate these requirements accordingly. In wireless sensor networks, there are energy-limited devices; therefore techniques to save energy have become a significant research trend. Other issues such as latency, range coverage, and bandwidth are important aspects in IoT. It is considering the massive number of expected nodes connected to the Internet. The LoRaWAN (Low Power WAN Protocol for Internet of Things), a data-link layer with long range, low power, and low bit rate, appeared as a promising solution for IoT in which, end-devices use LoRa to communicate with gateways through a single hop. While proprietary LPWAN (Low Power Wide Area Network) technologies are already hitting a large market, this paper addresses the LoRa architecture and the LoRaWAN protocol that is expected to solve the connectivity problem of tens of billions of devices in the next decade. Use cases are considered to illustrate its application alongside with a discussion about open issues and research opportunities.

216 citations


Journal ArticleDOI
TL;DR: In this article, the authors proposed a low-complexity channel estimation for hybrid mmWave systems, where the number of radio frequency (RF) chains is much less than the amount of antennas equipped at each transceiver.
Abstract: In this paper, we develop a low-complexity channel estimation for hybrid millimeter wave (mmWave) systems, where the number of radio frequency (RF) chains is much less than the number of antennas equipped at each transceiver. The proposed mmWave channel estimation algorithm first exploits multiple frequency tones to estimate the strongest angle-of-arrivals (AoAs) at both base station (BS) and user sides for the design of analog beamforming matrices. Then, all the users transmit orthogonal pilot symbols to the BS along the directions of the estimated strongest AoAs in order to estimate the channel. The estimated channel will be adopted to design the digital zero-forcing (ZF) precoder at the BS for the multi-user downlink transmission. The proposed channel estimation algorithm is applicable to both the non-sparse and sparse mmWave channel environments. Furthermore, we derive a tight achievable rate upper bound of the digital ZF precoding with the proposed channel estimation algorithm scheme. Our analytical and simulation results show that the proposed scheme obtains a considerable achievable rate of fully digital systems, where the number of RF chains equipped at each transceiver is equal to the number of antennas. Besides, considering the effect of various types of errors, i.e., random phase errors, transceiver analog beamforming errors, and equivalent channel estimation errors, we derive a closed-form approximation for the achievable rate of the considered scheme. We illustrate the robustness of the proposed channel estimation and multi-user downlink precoding scheme against the system imperfection.

Journal ArticleDOI
TL;DR: In this paper, the power difference of multiple signals is exploited for multiple access and successive interference cancellation is employed at a receiver to mitigate co-channel interference, which can effectively increase the number of sub-channels without any bandwidth expansion.
Abstract: In nonorthogonal multiple access (NOMA), the power difference of multiple signals is exploited for multiple access and successive interference cancellation is employed at a receiver to mitigate co-channel interference. Thus, NOMA is usually employed for coordinated transmissions and mostly applied to downlink transmissions where a base station performs coordination for downlink transmissions with full channel state information. In this paper, however, we show that NOMA can also be employed for non-coordinated transmissions such as random access for uplink transmissions. We apply a NOMA scheme to multichannel ALOHA and show that the throughput can be improved. In particular, the resulting scheme is suitable for random access when the number of subchannels is limited since NOMA can effectively increase the number of subchannels without any bandwidth expansion.

Journal ArticleDOI
Xiangming Zhu1, Chunxiao Jiang1, Linling Kuang1, Ning Ge1, Jianhua Lu1 
TL;DR: This paper investigates the downlink transmission of a non-orthogonal multiple access (NOMA)-based integrated terrestrial-satellite network, in which the NOMA-based terrestrial networks and the satellite cooperatively provide coverage for ground users while reusing the entire bandwidth.
Abstract: In this paper, we investigate the downlink transmission of a non-orthogonal multiple access (NOMA)-based integrated terrestrial-satellite network, in which the NOMA-based terrestrial networks and the satellite cooperatively provide coverage for ground users while reusing the entire bandwidth. For both terrestrial networks and the satellite network, multi-antennas are equipped and beamforming techniques are utilized to serve multiple users simultaneously. A channel quality-based scheme is proposed to select users for the satellite, and we then formulate the terrestrial user pairing as a max–min problem to maximize the minimum channel correlation between users in one NOMA group. Since the terrestrial networks and the satellite network will cause interference to each other, we first investigate the capacity performance of the terrestrial networks and the satellite networks separately, which can be decomposed into the designing of beamforming vectors and the power allocation schemes. Then, a joint iteration algorithm is proposed to maximize the total system capacity, where we introduce the interference temperature limit for the satellite since the satellite can cause interference to all base station users. Finally, numerical results are provided to evaluate the user paring scheme as well as the total system performance, in comparison with some other proposed algorithms and existing algorithms.

Journal ArticleDOI
TL;DR: It is shown that the optimal robust secure beamforming can be achieved under the bounded CSI error model, whereas a suboptimal beamforming solution can be obtained under the probabilistic CSI error models.
Abstract: A multiple-input single-output cognitive radio downlink network is studied with simultaneous wireless information and power transfer. In this network, a secondary user coexists with multiple primary users and multiple energy harvesting receivers. In order to guarantee secure communication and energy harvesting, the problem of robust secure artificial noise-aided beamforming and power splitting design is investigated under imperfect channel state information (CSI). Specifically, the transmit power minimization problem and the max–min fairness energy harvesting problem are formulated for both the bounded CSI error model and the probabilistic CSI error model. These problems are non-convex and challenging to solve. A 1-D search algorithm is proposed to solve these problems based on ${\mathcal S}\text {-Procedure} $ under the bounded CSI error model and based on Bernstein-type inequalities under the probabilistic CSI error model. It is shown that the optimal robust secure beamforming can be achieved under the bounded CSI error model, whereas a suboptimal beamforming solution can be obtained under the probabilistic CSI error model. A tradeoff is elucidated between the secrecy rate of the secondary user receiver and the energy harvested by the energy harvesting receivers under a max–min fairness criterion.

Journal ArticleDOI
TL;DR: In this article, the authors considered the downlink of a cell-free massive MIMO network, where numerous distributed access points (APs) serve a smaller number of users under time division duplex operation.
Abstract: We consider the downlink of a cell-free massive multiple-input multiple-output (MIMO) network, where numerous distributed access points (APs) serve a smaller number of users under time division duplex operation. An important issue in deploying cell-free networks is high power consumption, which is proportional to the number of APs. This issue has raised the question as to their suitability for green communications in terms of the total energy efficiency (bits/Joule). To tackle this, we develop a novel low-complexity power control technique with zero-forcing precoding design to maximize the energy efficiency of cell-free massive MIMO considering the Backhaul power consumption and the imperfect channel state information.

Journal ArticleDOI
TL;DR: In this article, a blind algorithm is proposed to estimate the effective channel gain at each user, that does not require any downlink pilots, for the massive MIMO downlink with zero-forcing processing and time division duplex operation.
Abstract: We consider the Massive Multiple-Input Multiple-Output downlink with maximum-ratio and zero-forcing processing and time-division duplex operation. To decode, the users must know their instantaneous effective channel gain. Conventionally, it is assumed that by virtue of channel hardening, this instantaneous gain is close to its average and hence that users can rely on knowledge of that average (also known as statistical channel information). However, in some propagation environments, such as keyhole channels, channel hardening does not hold. We propose a blind algorithm to estimate the effective channel gain at each user, that does not require any downlink pilots. We derive a capacity lower bound of each user for our proposed scheme, applicable to any propagation channel. Compared with the case of no downlink pilots (relying on channel hardening), and compared with training-based estimation using downlink pilots, our blind algorithm performs significantly better. The difference is especially pronounced in environments that do not offer channel hardening.

Posted Content
TL;DR: In this article, the authors considered the cell-free massive multiple-input multiple-output (MIMO) downlink downlink, where a very large number of distributed multiple-antenna access points (APs) serve many single antenna users in the same time-frequency resource.
Abstract: We consider the cell-free massive multiple-input multiple-output (MIMO) downlink, where a very large number of distributed multiple-antenna access points (APs) serve many single-antenna users in the same time-frequency resource. A simple (distributed) conjugate beamforming scheme is applied at each AP via the use of local channel state information (CSI). This CSI is acquired through time-division duplex operation and the reception of uplink training signals transmitted by the users. We derive a closed-form expression for the spectral efficiency taking into account the effects of channel estimation errors and power control. This closed-form result enables us to analyze the effects of backhaul power consumption, the number of APs, and the number of antennas per AP on the total energy efficiency, as well as, to design an optimal power allocation algorithm. The optimal power allocation algorithm aims at maximizing the total energy efficiency, subject to a per-user spectral efficiency constraint and a per-AP power constraint. Compared with the equal power control, our proposed power allocation scheme can double the total energy efficiency. Furthermore, we propose AP selections schemes, in which each user chooses a subset of APs, to reduce the power consumption caused by the backhaul links. With our proposed AP selection schemes, the total energy efficiency increases significantly, especially for large numbers of APs. Moreover, under a requirement of good quality-of-service for all users, cell-free massive MIMO outperforms the colocated counterpart in terms of energy efficiency.

Journal ArticleDOI
TL;DR: In this article, a support detection (SD)-based channel estimation scheme was proposed to estimate the support of sparse beamspace channel with comparable or higher accuracy than conventional schemes, and the performance and complexity analyses were provided to prove that the proposed SD-based channel estimator can estimate the SBS with comparable performance and low pilot overhead.
Abstract: Millimeter-wave (mm-wave) massive MIMO with lens antenna array can considerably reduce the number of required radio-frequency (RF) chains by beam selection. However, beam selection requires the base station to acquire the accurate information of beamspace channel. This is a challenging task as the size of beamspace channel is large, while the number of RF chains is limited. In this paper, we investigate the beamspace channel estimation problem in mm-wave massive MIMO systems with lens antenna array. Specifically, we first design an adaptive selecting network for mm-wave massive MIMO systems with lens antenna array, and based on this network, we further formulate the beamspace channel estimation problem as a sparse signal recovery problem. Then, by fully utilizing the structural characteristics of the mm-wave beamspace channel, we propose a support detection (SD)-based channel estimation scheme with reliable performance and low pilot overhead. Finally, the performance and complexity analyses are provided to prove that the proposed SD-based channel estimation scheme can estimate the support of sparse beamspace channel with comparable or higher accuracy than conventional schemes. Simulation results verify that the proposed SD-based channel estimation scheme outperforms conventional schemes and enjoys satisfying accuracy even in the low SNR region as the structural characteristics of beamspace channel can be exploited.

Journal ArticleDOI
TL;DR: This work investigates the performance of mixed-ADC massive MIMO systems over the Rician fading channel, which is more general for the 5G scenarios like Internet of Things, and reveals the tradeoff between the achievable rate and the energy efficiency.
Abstract: The practical deployment of massive multiple-input multiple-output (MIMO) in the future fifth generation (5G) wireless communication systems is challenging due to its high-hardware cost and power consumption. One promising solution to address this challenge is to adopt the low-resolution analog-to-digital converter (ADC) architecture. However, the practical implementation of such architecture is challenging due to the required complex signal processing to compensate the coarse quantization caused by low-resolution ADCs. Therefore, few high-resolution ADCs are reserved in the recently proposed mixed-ADC architecture to enable low-complexity transceiver algorithms. In contrast to previous works over Rayleigh fading channels, we investigate the performance of mixed-ADC massive MIMO systems over the Rician fading channel, which is more general for the 5G scenarios like Internet of Things. Specially, novel closed-form approximate expressions for the uplink achievable rate are derived for both cases of perfect and imperfect channel state information (CSI). With the increasing Rician K-factor, the derived results show that the achievable rate will converge to a fixed value. We also obtain the power-scaling law that the transmit power of each user can be scaled down proportionally to the inverse of the number of base station (BS) antennas for both perfect and imperfect CSI. Moreover, we reveal the tradeoff between the achievable rate and the energy efficiency with respect to key system parameters, including the quantization bits, number of BS antennas, Rician K-factor, user transmit power, and CSI quality. Finally, numerical results are provided to show that the mixed-ADC architecture can achieve a better energy-rate tradeoff compared with the ideal infinite-resolution and low-resolution ADC architectures.

Posted Content
TL;DR: In this paper, the authors investigated the performance of mixed-ADC massive MIMO systems over the Rician fading channel, which is more general for the 5G scenarios like Internet of Things (IoT).
Abstract: The practical deployment of massive multiple-input multiple-output (MIMO) in future fifth generation (5G) wireless communication systems is challenging due to its high hardware cost and power consumption. One promising solution to address this challenge is to adopt the low-resolution analog-to-digital converter (ADC) architecture. However, the practical implementation of such architecture is challenging due to the required complex signal processing to compensate the coarse quantization caused by low-resolution ADCs. Therefore, few high-resolution ADCs are reserved in the recently proposed mixed-ADC architecture to enable low-complexity transceiver algorithms. In contrast to previous works over Rayleigh fading channels, we investigate the performance of mixed-ADC massive MIMO systems over the Rician fading channel, which is more general for the 5G scenarios like Internet of Things (IoT). Specially, novel closed-form approximate expressions for the uplink achievable rate are derived for both cases of perfect and imperfect channel state information (CSI). With the increasing Rician $K$-factor, the derived results show that the achievable rate will converge to a fixed value. We also obtain the power-scaling law that the transmit power of each user can be scaled down proportionally to the inverse of the number of base station (BS) antennas for both perfect and imperfect CSI. Moreover, we reveal the trade-off between the achievable rate and energy efficiency with respect to key system parameters including the quantization bits, number of BS antennas, Rician $K$-factor, user transmit power, and CSI quality. Finally, numerical results are provided to show that the mixed-ADC architecture can achieve a better energy-rate trade-off compared with the ideal infinite-resolution and low-resolution ADC architectures.

Journal ArticleDOI
TL;DR: A distributed matching algorithm is proposed in the downlink NOMA network, aiming to optimize the user pairing and power allocation between weak users and strong users, subject to the users’ targeted rate requirements, and results show that the proposed algorithm outperforms the conventional orthogonal multiple access scheme and approaches the performance of the centralized algorithm.
Abstract: In this paper, we study the user pairing in a downlink non-orthogonal multiple access (NOMA) network, where the base station allocates the power to the pairwise users within the cluster. In the considered NOMA network, a user with poor channel condition is paired with a user with good channel condition, when both their rate requirements are satisfied. Specifically, the quality of service for weak users can be guaranteed, since the transmit power allocated to strong users is constrained following the concept of cognitive radio. A distributed matching algorithm is proposed in the downlink NOMA network, aiming to optimize the user pairing and power allocation between weak users and strong users, subject to the users’ targeted rate requirements. Our results show that the proposed algorithm outperforms the conventional orthogonal multiple access scheme and approaches the performance of the centralized algorithm, despite its low complexity. In order to improve the system’s throughput, we design a practical adaptive turbo trellis coded modulation scheme for the considered network, which adaptively adjusts the code rate and the modulation mode based on the instantaneous channel conditions. The joint design work leads to significant mutual benefits for all the users as well as the improved system throughput.

Journal ArticleDOI
Changsheng Yu1, Li Yu1, Yuan Wu1, Yanfei He1, Qun Lu1 
TL;DR: The results show that the proposed uplink link adaptation scheme for NB-IoT systems outperforms the repetition-dominated method and the straightforward method, particularly for good channel conditions and larger packet sizes, and can save more than 14% of the active time and resource consumption.
Abstract: Narrowband Internet of Things (NB-IoT) is a new narrow-band radio technology introduced in the Third Generation Partnership Project release 13 to the 5th generation evolution for providing low-power wide-area IoT. In NB-IoT systems, repeating transmission data or control signals has been considered as a promising approach for enhancing coverage. Considering the new feature of repetition, link adaptation for NB-IoT systems needs to be performed in 2-D, i.e., the modulation and coding scheme (MCS) and the repetition number. Therefore, existing link adaptation schemes without consideration of the repetition number are no longer applicable. In this paper, a novel uplink link adaptation scheme with the repetition number determination is proposed, which is composed of the inner loop link adaptation and the outer loop link adaptation, to guarantee transmission reliability and improve throughput of NB-IoT systems. In particular, the inner loop link adaptation is designed to cope with block error ratio variation by periodically adjusting the repetition number. The outer loop link adaptation coordinates the MCS level selection and the repetition number determination. Besides, key technologies of uplink scheduling, such as power control and transmission gap, are analyzed, and a simple single-tone scheduling scheme is proposed. Link-level simulations are performed to validate the performance of the proposed uplink link adaptation scheme. The results show that our proposed uplink link adaptation scheme for NB-IoT systems outperforms the repetition-dominated method and the straightforward method, particularly for good channel conditions and larger packet sizes. Specifically, it can save more than 14% of the active time and resource consumption compared with the repetition-dominated method and save more than 46% of the active time and resource consumption compared with the straightforward method.

Journal ArticleDOI
TL;DR: Through the simulations and mathematical analysis, the effectiveness of the proposed protocol in terms of ergodic sum capacity is demonstrated by considering perfect and imperfect successive interference cancellation.
Abstract: We propose and investigate a dual-hop cooperative relaying scheme using non-orthogonal multiple access (NOMA) (termed NOMA-RS), where two sources communicate with their corresponding destinations in parallel over the same frequency band via a common relay. In this scheme, after receiving symbols transmitted in parallel by both sources with different allocated powers, the relay forwards a super-position coded composite signal using NOMA to the destinations. One of the main benefits of NOMA-RS is that multiple (two) sources can share the same relay, unlike the previous works. Through the simulations and mathematical analysis, we demonstrate the effectiveness of the proposed protocol in terms of ergodic sum capacity by considering perfect and imperfect successive interference cancellation.

Patent
19 Jun 2017
TL;DR: In this paper, a user terminal is characterized by having: a transmission unit that uses an uplink control channel resource in a prescribed bandwidth part (BWP) and sends uplink information; and a control unit that determines the correspondence between said uplink controller channel resource and a prescribed index, on the basis of prescribed information, and specifies the uplink channel resource.
Abstract: This user terminal is characterized by having: a transmission unit that uses an uplink control channel resource in a prescribed bandwidth part (BWP) and sends uplink control information; and a control unit that determines the correspondence between said uplink control channel resource and a prescribed index, on the basis of prescribed information, and specifies the uplink control channel resource. As a result of the present invention, reduction in communication throughput can be suppressed even when performing control on the basis of BWP.

Journal ArticleDOI
TL;DR: A field trial in time division duplex downlink conducted on a configurable test bed in a real-world environment for the performance evaluations of orthogonal frequency-division multiplexing (OFDM)-based 5G waveform candidates suggests that f-OFDM outperforms CP- OFDM and W-OF DM in terms of both the spectrum efficiency and robustness in a high SNR regime.
Abstract: Service diversity is expected in the upcoming fifth-generation (5G) cellular networks, which poses great challenges to the underlying waveforms to accommodate heterogeneous service requirements in a flexible way. By dividing the bandwidth into several subbands, each having a different numerology, this paper reports a field trial in time division duplex downlink conducted on a configurable test bed in a real-world environment for the performance evaluations of orthogonal frequency-division multiplexing (OFDM)-based 5G waveform candidates, i.e., cyclically prefixed OFDM (CP-OFDM), windowing OFDM (W-OFDM), and filtered OFDM (f-OFDM), in the presence of mixed numerologies. Field trial results confirm the feasibility of mixed numerologies and reveal the impact of several important system parameters, e.g., guard bandwidth, data bandwidth, signal-to-noise ratio (SNR), and transmit power. The results also suggest that f-OFDM outperforms CP-OFDM and W-OFDM in terms of both the spectrum efficiency and robustness in a high SNR regime, and the gain increases with a higher inter-numerology out-of-band interference. In some specific scenarios, ideal spectrum utilization can be realized by f-OFDM which completely removes the guard band.

Journal ArticleDOI
TL;DR: In this paper, a closed-form expression for the bit-error-rate (BER) under perfect channel state information (CSI) was derived and the effect of noisy and outdated CSI by deriving a simple and accurate approximation for the former and a tight upper bound for the latter.
Abstract: Visible light communication (VLC) has been proposed as a promising and efficient solution to indoor ubiquitous broadband connectivity. In this paper, non-orthogonal multiple access, which has been recently introduced as an effective scheme for fifth generation (5G) wireless networks, is considered in the context of VLC systems under different channel uncertainty models. To this end, we first derive a novel closed-form expression for the bit-error-rate (BER) under perfect channel state information (CSI). Capitalizing on this, we then quantify the effect of noisy and outdated CSI by deriving a simple and accurate approximation for the former and a tight upper bound for the latter. The offered results are corroborated by respective results from extensive Monte Carlo simulations and assist in developing useful insights on the effect of imperfect CSI knowledge on the overall system performance. Furthermore, it was shown that while noisy CSI leads to slight degradation in the BER performance, outdated CSI can cause considerable performance degradation, if the order of the users’ channel gains change due to the involved mobility.

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TL;DR: A prior-information-aided adaptive subspace pursuit (PIA-ASP) algorithm to improve the multi-user detection performance and is capable of achieving much better performance than that of the existing CS-based multi- user detection algorithms with a similar computational complexity.
Abstract: Non-orthogonal multiple access (NOMA) is an emerging research topic in the future fifth generation wireless communication networks, which is expected to support massive connectivity for massive machine-type communications (mMTC). Due to the sporadic communication nature of mMTC, the grant-free transmission methodology is highly expected in uplink NOMA systems, to drastically reduce the transmission latency and signaling overhead. Exploiting the inherent sparsity nature of user activity, compressive sensing (CS) techniques have been applied for efficient multi-user detection in the uplink grant-free NOMA. In this paper, we propose a prior-information-aided adaptive subspace pursuit (PIA-ASP) algorithm to improve the multi-user detection performance. In this algorithm, a parameter evaluating the quality of the prior-information support set is introduced, in order to exploit the intrinsically temporal correlation of active user support sets in several continuous time slots adaptively. Then, to mitigate the incorrect estimation effect of the prior support quality information, a robust PIA-ASP algorithm is further proposed, which adaptively exploits the prior support based on the corresponding support quality information in a conservative way. It is noted that both of the two proposed algorithms do not require the knowledge of the user sparsity level, while most of the state-of-the-art CS-based multi-user detection algorithms usually need. Moreover, for the two proposed algorithms, the upper bound of the signal detection error and the computational complexity is derived. Simulation results demonstrate that the two proposed algorithms are capable of achieving much better performance than that of the existing CS-based multi-user detection algorithms with a similar computational complexity.

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TL;DR: The achievable rate region of wirelessly powered two-way communication with a fixed relay is derived and the gain is precisely quantified, and it is possible to quantify the relative advantage of spending energy on moving versus on transmission in wirelesslypowered two- way communication.
Abstract: While two-way communication can improve the spectral efficiency of wireless networks, distances from the relay to the two users are usually asymmetric, leading to excessive wireless energy at the nearby user. To exploit the excessive energy, energy harvesting at user terminals is a viable option. Unfortunately, the exact gain brought by wireless power transfer (WPT) in two-way communication is currently unknown. To fill this gap, in this paper, the achievable rate region of wirelessly powered two-way communication with a fixed relay is derived. Not only this newly established result is shown to enclose the existing achievable rate region of two-way relay channel without energy harvesting but also the gain is precisely quantified. On the other hand, it is well-known that a major obstacle to WPT is the path-loss. By endowing the relay with mobility, the distances between the relay and users can be varied, thus providing a potential solution to combat pathloss at the expense of energy for transmission. To characterize the consequence brought by such a scheme, a pair of inner and outer bounds to the achievable rate region of wirelessly powered two-way communication under a mobile relay is further derived. By comparing the exact achievable rate region for the fixed relay case and the achievable rate bounds for the mobile relay case, it is possible to quantify the relative advantage of spending energy on moving versus on transmission in wirelessly powered two-way communication.

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TL;DR: A high-speed air-water optical wireless communication system with both downlink and uplink transmission employing 32-quadrature amplitude modulation (QAM) orthogonal frequency division multiplexing (OFDM) and a single-mode pigtailed green-light laser diode (LD).
Abstract: We experimentally demonstrate a high-speed air-water optical wireless communication system with both downlink and uplink transmission employing 32-quadrature amplitude modulation (QAM) orthogonal frequency division multiplexing (OFDM) and a single-mode pigtailed green-light laser diode (LD). This work is an important step towards the future study on optical wireless communications between underwater platforms and airborne terminals. Over a 5-m air channel and a 21-m water channel, we achieve a 5.3-Gbps transmission without power loading (PL) and a 5.5-Gbps transmission with PL in the downlink. The corresponding bit error rates (BERs) are 2.64×10-3 and 2.47×10-3, respectively, which are below the forward error correction (FEC) criterion. A data rate of 5.5 Gbps with PL at a BER of 2.92×10-3 is also achieved in the uplink.

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TL;DR: Analytical and simulation results show that the proposed D2D-U scheme can significantly improve the system sum rate and formulate the subchannel allocation as a many-to-many matching problem with externalities, and develop an iterative user-subchannel swap algorithm.
Abstract: Device-to-device (D2D) communication, which enables direct communication between nearby mobile devices, is an attractive add-on component to improve spectrum efficiency and user experience by reusing licensed cellular spectrum in 5G system. In this paper, we propose to enable D2D communication in unlicensed spectrum (D2D-U) as an underlay of the uplink LTE network for further booming the network capacity. A sensing-based protocol is designed to support the unlicensed channel access for both LTE and D2D users. We further investigate the subchannel allocation problem to maximize the sum rate of LTE and D2D users while considering their interference to the existing Wi-Fi systems. Specifically, we formulate the subchannel allocation as a many-to-many matching problem with externalities, and develop an iterative user-subchannel swap algorithm. Analytical and simulation results show that the proposed D2D-U scheme can significantly improve the system sum rate.