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Showing papers on "Orthogonal frequency-division multiplexing published in 2017"


Journal ArticleDOI
TL;DR: Three forms of IM are investigated: spatial modulation, channel modulation and orthogonal frequency division multiplexing (OFDM) with IM, which consider the transmit antennas of a multiple-input multiple-output system, the radio frequency mirrors mounted at a transmit antenna and the subcarriers of an OFDM system for IM techniques, respectively.
Abstract: What is index modulation (IM)? This is an interesting question that we have started to hear more and more frequently over the past few years. The aim of this paper is to answer this question in a comprehensive manner by covering not only the basic principles and emerging variants of IM, but also reviewing the most recent as well as promising advances in this field toward the application scenarios foreseen in next-generation wireless networks. More specifically, we investigate three forms of IM: spatial modulation, channel modulation and orthogonal frequency division multiplexing (OFDM) with IM, which consider the transmit antennas of a multiple-input multiple-output system, the radio frequency mirrors (parasitic elements) mounted at a transmit antenna and the subcarriers of an OFDM system for IM techniques, respectively. We present the up-to-date advances in these three promising frontiers and discuss possible future research directions for IM-based schemes toward low-complexity, spectrum- and energy-efficient next-generation wireless networks.

676 citations


Posted Content
TL;DR: In this article, a deep learning-based approach for channel estimation and signal detection in orthogonal frequency-division multiplexing (OFDM) channels is presented, which is more robust than conventional methods when fewer training pilots are used, the cyclic prefix is omitted, and nonlinear clipping noise is presented.
Abstract: This article presents our initial results in deep learning for channel estimation and signal detection in orthogonal frequency-division multiplexing (OFDM). OFDM has been widely adopted in wireless broadband communications to combat frequency-selective fading in wireless channels. In this article, we take advantage of deep learning in handling wireless OFDM channels in an end-to-end approach. Different from existing OFDM receivers that first estimate CSI explicitly and then detect/recover the transmitted symbols with the estimated CSI, our deep learning based approach estimates CSI implicitly and recovers the transmitted symbols directly. To address channel distortion, a deep learning model is first trained offline using the data generated from the simulation based on the channel statistics and then used for recovering the online transmitted data directly. From our simulation results, the deep learning based approach has the ability to address channel distortions and detect the transmitted symbols with performance comparable to minimum mean-square error (MMSE) estimator. Furthermore, the deep learning based approach is more robust than conventional methods when fewer training pilots are used, the cyclic prefix (CP) is omitted, and nonlinear clipping noise is presented. In summary, deep learning is a promising tool for channel estimation and signal detection in wireless communications with complicated channel distortions and interferences.

522 citations


Proceedings ArticleDOI
19 Mar 2017
TL;DR: Results show that even at very high Dopplers (500 km#x002F;h), OTFS approaches channel capacity through linear scaling of throughput with the MIMO order, whereas the performance of OFDM under typical design parameters breaks down completely.
Abstract: A new two-dimensional modulation technique called Orthogonal Time Frequency Space (OTFS) modulation designed in the delay-Doppler domain is introduced. Through this design, which exploits full diversity over time and frequency, OTFS coupled with equalization converts the fading, time-varying wireless channel experienced by modulated signals such as OFDM into a time-independent channel with a complex channel gain that is roughly constant for all symbols. Thus, transmitter adaptation is not needed. This extraction of the full channel diversity allows OTFS to greatly simplify system operation and significantly improves performance, particular in systems with high Doppler, short packets, and large antenna arrays. Simulation results indicate at least several dB of block error rate performance improvement for OTFS over OFDM in all of these settings. In addition these results show that even at very high Dopplers (500 km#x002F;h), OTFS approaches channel capacity through linear scaling of throughput with the MIMO order, whereas the performance of OFDM under typical design parameters breaks down completely.

472 citations


Journal ArticleDOI
TL;DR: A comprehensive overview of the state-of-the-art development of NR is offered, including deployment scenarios, numerologies, frame structure, new waveform, multiple access, initial/random access procedure, and enhanced carrier aggregation (CA) for resource requests and data transmissions.
Abstract: Different from conventional mobile networks designed to optimize the transmission efficiency of one particular service (e.g., streaming voice/ video) primarily, the industry and academia are reaching an agreement that 5G mobile networks are projected to sustain manifold wireless requirements, including higher mobility, higher data rates, and lower latency. For this purpose, 3GPP has launched the standardization activity for the first phase 5G system in Release 15 named New Radio (NR). To fully understand this crucial technology, this article offers a comprehensive overview of the state-of-the-art development of NR, including deployment scenarios, numerologies, frame structure, new waveform, multiple access, initial/random access procedure, and enhanced carrier aggregation (CA) for resource requests and data transmissions. The provided insights thus facilitate knowledge of design and practice for further features of NR.

374 citations


Journal ArticleDOI
TL;DR: This paper develops a sparse formulation and compressed sensing-based solutions for the wideband mmWave channel estimation problem for hybrid architectures and proposes explicit channel estimation techniques for purely time or frequency domains and for combined time/frequency domains.
Abstract: Hybrid analog and digital precoding allows millimeter wave (mmWave) systems to achieve both array and multiplexing gain. The design of the hybrid precoders and combiners, though, is usually based on the knowledge of the channel. Prior work on mmWave channel estimation with hybrid architectures focused on narrowband channels. Since mmWave systems will be wideband with frequency selectivity, it is vital to develop channel estimation solutions for hybrid architectures-based wideband mmWave systems. In this paper, we develop a sparse formulation and compressed sensing-based solutions for the wideband mmWave channel estimation problem for hybrid architectures. First, we leverage the sparse structure of the frequency-selective mmWave channels and formulate the channel estimation problem as a sparse recovery in both time and frequency domains. Then, we propose explicit channel estimation techniques for purely time or frequency domains and for combined time/frequency domains. Our solutions are suitable for both single carrier-frequency domain equalization and orthogonal frequency-division multiplexing systems. Simulation results show that the proposed solutions achieve good channel estimation quality, while requiring small training overhead. Leveraging the hybrid architecture at the transceivers gives further improvement in estimation error performance and achievable rates.

372 citations


Journal ArticleDOI
TL;DR: A closed-form solution for fully connected OFDM-based hybrid analog/digital precoding is developed for frequency selective mmWave systems and the results indicate that the developed dynamic subarray solution outperforms the fixed hybrid subarray structures in various system and channel conditions.
Abstract: Hybrid analog/digital precoding architectures can address the tradeoff between achievable spectral efficiency and power consumption in large-scale MIMO systems. This makes them a promising candidate for millimeter wave systems, which deploy large antenna arrays at both the transmitter and the receiver to guarantee sufficient received signal power. Most prior work on hybrid precoding focused on narrowband channels and assumed fully connected hybrid architectures. Millimeter wave (mmWave) systems, though, are expected to be wideband with frequency selectivity. In this paper, a closed-form solution for fully connected OFDM-based hybrid analog/digital precoding is developed for frequency selective mmWave systems. This solution is then extended to partially connected but fixed architectures in which each RF chain is connected to a specific subset of the antennas. The derived solutions give insights into how the hybrid subarray structures should be designed. Based on this, a novel technique that dynamically constructs the hybrid subarrays knowing the long-term channel characteristics is developed. Simulation results show that the proposed hybrid precoding solutions achieve spectral efficiencies close to that obtained with fully digital architectures in wideband mmWave channels. Furthermore, the results indicate that the developed dynamic subarray solution outperforms the fixed hybrid subarray structures in various system and channel conditions.

371 citations


Journal ArticleDOI
TL;DR: An analysis of the spectral efficiency of single-carrier and orthogonal-frequency-division-multiplexing (OFDM) transmission in massive MIMO systems that use one-bit ADCs is presented and it is concluded that wideband massive M IMO systems work well with one- bit ADCs.
Abstract: Analog-to-digital converters (ADCs) stand for a significant part of the total power consumption in a massive multiple-input multiple-output (MIMO) base station. One-bit ADCs are one way to reduce power consumption. This paper presents an analysis of the spectral efficiency of single-carrier and orthogonal-frequency-division-multiplexing (OFDM) transmission in massive MIMO systems that use one-bit ADCs. A closed-form achievable rate, i.e., a lower bound on capacity, is derived for a wideband system with a large number of channel taps that employ low-complexity linear channel estimation and symbol detection. Quantization results in two types of error in the symbol detection. The circularly symmetric error becomes Gaussian in massive MIMO and vanishes as the number of antennas grows. The amplitude distortion, which severely degrades the performance of OFDM, is caused by variations between symbol durations in received interference energy. As the number of channel taps grows, the amplitude distortion vanishes and OFDM has the same performance as single-carrier transmission. A main conclusion of this paper is that wideband massive MIMO systems work well with one-bit ADCs.

334 citations


Journal ArticleDOI
TL;DR: In this article, the authors proposed a unified heuristic design for two different hybrid beamforming structures, the fully connected and the partially connected structures, to maximize the overall spectral efficiency of an mmWave MIMO system.
Abstract: Hybrid analog and digital beamforming is a promising candidate for large-scale millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems because of its ability to significantly reduce the hardware complexity of the conventional fully digital beamforming schemes while being capable of approaching the performance of fully digital schemes. Most of the prior work on hybrid beamforming considers frequency-flat channels. However, broadband mmWave systems are frequency-selective. In broadband systems, it is desirable to design common analog beamformer for the entire band while employing different digital (baseband) beamformers in different frequency sub-bands. This paper considers the hybrid beamforming design for systems with orthogonal frequency division multiplexing modulation. First, for a single-user MIMO (SU-MIMO) system where the hybrid beamforming architecture is employed at both transmitter and receiver, we show that hybrid beamforming with a small number of radio frequency (RF) chains can asymptotically approach the performance of fully digital beamforming for a sufficiently large number of transceiver antennas due to the sparse nature of the mmWave channels. For systems with a practical number of antennas, we then propose a unified heuristic design for two different hybrid beamforming structures, the fully connected and the partially connected structures, to maximize the overall spectral efficiency of an mmWave MIMO system. Numerical results are provided to show that the proposed algorithm outperforms the existing hybrid beamforming methods, and for the fully connected architecture, the proposed algorithm can achieve spectral efficiency very close to that of the optimal fully digital beamforming but with much fewer RF chains. Second, for the multiuser multiple-input single-output case, we propose a heuristic hybrid percoding design to maximize the weighted sum rate in the downlink and show numerically that the proposed algorithm with practical number of RF chains can already approach the performance of fully digital beamforming.

284 citations


Journal ArticleDOI
TL;DR: In this paper, an orthogonal frequency division multiplexing-based VLC system with adaptive bit and energy loading is demonstrated, and a data transmission rate of 11.95 GB/s is achieved with a violet micro-LED.
Abstract: Visible light communication (VLC) is a promising solution to the increasing demands for wireless connectivity. Gallium nitride micro-sized light emitting diodes (micro-LEDs) are strong candidates for VLC due to their high bandwidths. Segmented violet micro-LEDs are reported in this work with electrical-to-optical bandwidths up to 655 MHz. An orthogonal frequency division multiplexing-based VLC system with adaptive bit and energy loading is demonstrated, and a data transmission rate of 11.95 Gb/s is achieved with a violet micro-LED, when the nonlinear distortion of the micro-LED is the dominant noise source of the VLC system. A record 7.91 Gb/s data transmission rate is reported below the forward error correction threshold using a single pixel of the segmented array when all the noise sources of the VLC system are present.

274 citations


Journal ArticleDOI
TL;DR: Monte Carlo simulations on BER corroborate the analyses and show that the proposed schemes appear as promising multi-carrier transmission alternatives by outperforming the existing OFDM-IM counterparts.
Abstract: Orthogonal frequency division multiplexing with index modulation (OFDM-IM) performs transmission by considering two modes over OFDM subcarriers, which are the null and the conventional $M$ -ary signal constellation The spectral efficiency (SE) of the system, however, is limited, since the null mode itself does not carry any information and the number of subcarrier activation patterns increases combinatorially In this paper, a novel IM scheme, called multiple-mode OFDM-IM (MM-OFDM-IM), is proposed for OFDM systems to improve the SE by conveying information through multiple distinguishable modes and their full permutations A practical and efficient mode selection strategy, which is constrained on the phase shift keying/quadrature amplitude modulation constellations, is designed Two efficient detectors that provide different tradeoffs between the error performance and detection complexity are also proposed The principle of MM-OFDM-IM is further extended to the in-phase and quadrature components of OFDM signals, and the method of generating multiple modes from the $M$ -ary pulse amplitude modulation constellation for this modified scheme is also introduced Bit error rate (BER) analyses are provided for the proposed schemes Monte Carlo simulations on BER corroborate the analyses and show that the proposed schemes appear as promising multi-carrier transmission alternatives by outperforming the existing OFDM-IM counterparts

252 citations


Journal ArticleDOI
TL;DR: This paper provides a unifying framework, discussion, and performance evaluation of FBMC and compares it with OFDM-based schemes and derives closed-form solutions for the signal-to-interference ratio in doubly-selective channels and shows that in many practical cases, one-tap equalizers are sufficient.
Abstract: Future wireless systems will be characterized by a large range of possible uses cases. This requires a flexible allocation of the available time-frequency resources, which is difficult in conventional orthogonal frequency division multiplexing (OFDM). Thus, modifications of OFDM, such as windowing or filtering, become necessary. Alternatively, we can employ a different modulation scheme, such as filter bank multi-carrier (FBMC). In this paper, we provide a unifying framework, discussion, and performance evaluation of FBMC and compare it with OFDM-based schemes. Our investigations are not only based on simulations, but are substantiated by real-world testbed measurements and trials, where we show that multiple antennas and channel estimation, two of the main challenges associated with FBMC, can be efficiently dealt with. In addition, we derive closed-form solutions for the signal-to-interference ratio in doubly-selective channels and show that in many practical cases, one-tap equalizers are sufficient. A downloadable MATLAB code supports reproducibility of our results.

Journal ArticleDOI
TL;DR: A dual-mode OFDM technique is proposed, which is combined with index modulation and enhances the attainable throughput of conventional index-modulation-based OFDM and achieves a considerably better BER performance than other OFDM systems using index modulation, while imposing the same or lower computational complexity.
Abstract: Index modulation has become a promising technique in the context of orthogonal frequency division multiplexing (OFDM), whereby the specific activation of the frequency domain subcarriers is used for implicitly conveying extra information, hence improving the achievable throughput at a given bit error ratio (BER) performance. In this paper, a dual-mode OFDM technique (DM-OFDM) is proposed, which is combined with index modulation and enhances the attainable throughput of conventional index-modulation-based OFDM. In particular, the subcarriers are divided into several subblocks, and in each subblock, all the subcarriers are partitioned into two groups, modulated by a pair of distinguishable modem-mode constellations, respectively. Hence, the information bits are conveyed not only by the classic constellation symbols, but also implicitly by the specific activated subcarrier indices, representing the subcarriers’ constellation mode. At the receiver, a maximum likelihood (ML) detector and a reduced-complexity near optimal log-likelihood ratio-based detector are invoked for demodulation. The minimum distance between the different legitimate realizations of the OFDM subblocks is calculated for characterizing the performance of DM-OFDM. Then, the associated theoretical analysis based on the pairwise error probability is carried out for estimating the BER of DM-OFDM. Furthermore, the simulation results confirm that at a given throughput, DM-OFDM achieves a considerably better BER performance than other OFDM systems using index modulation, while imposing the same or lower computational complexity. The results also demonstrate that the performance of the proposed low-complexity detector is indistinguishable from that of the ML detector, provided that the system’s signal to noise ratio is sufficiently high.

Posted Content
TL;DR: It is shown that hybrid beamforming with a small number of radio frequency (RF) chains can asymptotically approach the performance of fully digital beamforming for a sufficiently large number of transceiver antennas due to the sparse nature of the mmWave channels.
Abstract: Hybrid analog and digital beamforming is a promising candidate for large-scale mmWave MIMO systems because of its ability to significantly reduce the hardware complexity of the conventional fully-digital beamforming schemes while being capable of approaching the performance of fully-digital schemes. Most of the prior work on hybrid beamforming considers narrowband channels. However, broadband systems such as mmWave systems are frequency-selective. In broadband systems, it is desirable to design common analog beamformer for the entire band while employing different digital beamformers in different frequency sub-bands. This paper considers hybrid beamforming design for systems with OFDM modulation. First, for a SU-MIMO system where the hybrid beamforming architecture is employed at both transmitter and receiver, we show that hybrid beamforming with a small number of RF chains can asymptotically approach the performance of fully-digital beamforming for a sufficiently large number of transceiver antennas due to the sparse nature of the mmWave channels. For systems with a practical number of antennas, we then propose a unified heuristic design for two different hybrid beamforming structures, the fully-connected and the partially-connected structures, to maximize the overall spectral efficiency of a mmWave MIMO system. Numerical results are provided to show that the proposed algorithm outperforms the existing hybrid beamforming methods and for the fully-connected architecture the proposed algorithm can achieve spectral efficiency very close to that of the optimal fully-digital beamforming but with much fewer RF chains. Second, for the MU-MISO case, we propose a heuristic hybrid percoding design to maximize the weighted sum rate in the downlink and show numerically that the proposed algorithm with practical number of RF chains can already approach the performance of fully-digital beamforming.

Journal ArticleDOI
TL;DR: Analytically show that a legacy system—employing an orthogonal frequency-division multiplexing (OFDM) modulation scheme—can turn the RF interference arising from the backscatter process into a form of multipath diversity that can be exploited to increase its performance.
Abstract: Ambient backscatter is an intriguing wireless communication paradigm that allows small devices to compute and communicate by using only the power they harvest from far-field radio-frequency (RF) signals in the air. Ambient backscattering devices reflect RF signals emitted by existing or legacy communications systems, such as digital TV broadcasting, cellular, or Wi-Fi ones, which are designed for transporting information and are not intended for RF energy transfer. This paper deals with mathematical modeling and performance analysis of wireless broadband networks operating over fading channels with ambient backscatter devices. After introducing a detailed signal model of the relevant communication links, we study the influence of physical parameters on the capacity of both legacy and backscatter channels, by considering different receiver architectures. We analytically show that, under reasonable operative conditions, a legacy system—employing an orthogonal frequency-division multiplexing (OFDM) modulation scheme—can turn the RF interference arising from the backscatter process into a form of multipath diversity that can be exploited to increase its performance. Moreover, our analysis proves that a backscatter system—transmitting one symbol per OFDM symbol of the legacy system—can achieve satisfactory data rates over relatively short distances, especially when the intended recipient of the backscatter signal is co-located with the legacy transmitter, i.e., they are on the same device.

Journal ArticleDOI
Yongjun Liu1, Guisheng Liao1, Jingwei Xu1, Zhiwei Yang1, Yuhong Zhang1 
TL;DR: An adaptive orthogonal frequency division multiplexing integrated radar and communications waveform design method is proposed, and with low transmit power, the designed integrated waveform outperforms the fixed waveform.
Abstract: To improve the effectiveness of limited spectral resources, an adaptive orthogonal frequency division multiplexing integrated radar and communications waveform design method is proposed. First, the conditional mutual information (MI) between the random target impulse response and the received signal, and the data information rate (DIR) of frequency selective fading channel are formulated. Then, with the constraint on the total power, the optimization problem, which simultaneously considers the conditional MI for radar and DIR for communications, is devised, and the analytic solution is derived. With low transmit power, the designed integrated waveform outperforms the fixed waveform (i.e., equal power allocation). Finally, several simulated experiments are provided to verify the effectiveness of the designed waveform.

Journal ArticleDOI
TL;DR: In this paper, a framework for designing a massive multiple-input multiple-output (MIMO) testbed by investigating hardware (HW) and system-level requirements, such as processing complexity, duplexing mode, and frame structure, is proposed.
Abstract: This paper sets up a framework for designing a massive multiple-input multiple-output (MIMO) testbed by investigating hardware (HW) and system-level requirements, such as processing complexity, duplexing mode, and frame structure. Taking these into account, a generic system and processing partitioning is proposed, which allows flexible scaling and processing distribution onto a multitude of physically separated devices. Based on the given HW constraints such as maximum number of links and maximum throughput for peer-to-peer interconnections combined with processing capabilities, the framework allows to evaluate modular HW components. To verify our design approach, we present the Lund University Massive MIMO testbed, which constitutes the first reconfigurable real-time HW platform for prototyping massive MIMO. Utilizing up to 100 base station antennas and more than 50 field programmable gate array, up to 12 user equipment are served on the same time/frequency resource using an LTE-like orthogonal frequency division multiplexing time-division duplex-based transmission scheme. Proof-of-concept tests with this system show that massive MIMO can simultaneously serve a multitude of users in a static indoor and static outdoor environment utilizing the same time/frequency resource.

Journal ArticleDOI
TL;DR: A framework for developing flexible waveform, numerology, and frame design strategies is proposed along with sample methods and their potential role to handle various upper-level system issues, including the ones in orthogonal and nonorthogonal multiple accessing schemes and cellular networks are discussed.
Abstract: To address the vast variety of user requirements, applications, and channel conditions, flexibility support is strongly highlighted for 5G radio access technologies (RATs). For this purpose, usage of multiple orthogonal frequency division multiplexing (OFDM) numerologies, i.e., different parameterization of OFDM-based subframes, within the same frame has been proposed in the third-generation partnership project discussions for 5G new radio. This concept will likely meet the current expectations in multiple service requirements to some extent. However, since the quantity of wireless devices, applications, and heterogeneity of user requirements will keep increasing toward the next decade, the sufficiency of the aforementioned flexibility consideration remains quite disputable for future services. Therefore, novel RATs facilitating much more flexibility are needed to address various technical challenges, e.g., power efficiency, massive connectivity, latency, spectral efficiency, robustness against channel dispersions, and so on. In this paper, we discuss the potential directions to achieve further flexibility in RATs beyond 5G, such as future releases of 5G and 6G. In this context, a framework for developing flexible waveform, numerology, and frame design strategies is proposed along with sample methods. We also discuss their potential role to handle various upper-level system issues, including the ones in orthogonal and nonorthogonal multiple accessing schemes and cellular networks. By doing so, we aim to contribute to the future vision of designing flexible RATs and to point out the possible research gaps in the related fields.

Journal ArticleDOI
TL;DR: A field trial in time division duplex downlink conducted on a configurable test bed in a real-world environment for the performance evaluations of orthogonal frequency-division multiplexing (OFDM)-based 5G waveform candidates suggests that f-OFDM outperforms CP- OFDM and W-OF DM in terms of both the spectrum efficiency and robustness in a high SNR regime.
Abstract: Service diversity is expected in the upcoming fifth-generation (5G) cellular networks, which poses great challenges to the underlying waveforms to accommodate heterogeneous service requirements in a flexible way. By dividing the bandwidth into several subbands, each having a different numerology, this paper reports a field trial in time division duplex downlink conducted on a configurable test bed in a real-world environment for the performance evaluations of orthogonal frequency-division multiplexing (OFDM)-based 5G waveform candidates, i.e., cyclically prefixed OFDM (CP-OFDM), windowing OFDM (W-OFDM), and filtered OFDM (f-OFDM), in the presence of mixed numerologies. Field trial results confirm the feasibility of mixed numerologies and reveal the impact of several important system parameters, e.g., guard bandwidth, data bandwidth, signal-to-noise ratio (SNR), and transmit power. The results also suggest that f-OFDM outperforms CP-OFDM and W-OFDM in terms of both the spectrum efficiency and robustness in a high SNR regime, and the gain increases with a higher inter-numerology out-of-band interference. In some specific scenarios, ideal spectrum utilization can be realized by f-OFDM which completely removes the guard band.

Proceedings ArticleDOI
04 Jun 2017
TL;DR: In this paper, a performance evaluation of Orthogonal Time Frequency Space (OTFS) at 5G mm-wave frequencies is presented, which shows that OTFS has lower BER than OFDM in a number of situations.
Abstract: Due to the increased demand for data rate, flexibility, and reliability of 5G cellular systems, new modulation formats need to be considered. A recently proposed scheme, Orthogonal Time Frequency Space (OTFS), offers various advantages in particular in environments with high frequency dispersion. Such environments are encountered, e.g, in mm-wave systems, both due to the higher phase noise, and the larger Doppler spreads encountered there. The current paper provides a performance evaluation of OTFS at 5G mm-wave frequencies. Comparisons with OFDM modulation show that OTFS has lower BER than OFDM in a number of situations.

Journal ArticleDOI
TL;DR: A high-speed air-water optical wireless communication system with both downlink and uplink transmission employing 32-quadrature amplitude modulation (QAM) orthogonal frequency division multiplexing (OFDM) and a single-mode pigtailed green-light laser diode (LD).
Abstract: We experimentally demonstrate a high-speed air-water optical wireless communication system with both downlink and uplink transmission employing 32-quadrature amplitude modulation (QAM) orthogonal frequency division multiplexing (OFDM) and a single-mode pigtailed green-light laser diode (LD). This work is an important step towards the future study on optical wireless communications between underwater platforms and airborne terminals. Over a 5-m air channel and a 21-m water channel, we achieve a 5.3-Gbps transmission without power loading (PL) and a 5.5-Gbps transmission with PL in the downlink. The corresponding bit error rates (BERs) are 2.64×10-3 and 2.47×10-3, respectively, which are below the forward error correction (FEC) criterion. A data rate of 5.5 Gbps with PL at a BER of 2.92×10-3 is also achieved in the uplink.

Posted Content
TL;DR: In this article, a joint design for backscatter waveform and receiver detector is proposed to improve the bit-error-rate (BER) performance and the operating range significantly, and achieve much higher data rate than the conventional design.
Abstract: Ambient backscatter communication (AmBC) enables radio-frequency (RF) powered backscatter devices (BDs) (e.g., sensors, tags) to modulate their information bits over ambient RF carriers in an over-the-air manner. This technology also called "modulation in the air", thus has emerged as a promising solution to achieve green communications for future Internet-of-Things. This paper studies an AmBC system by leveraging the ambient orthogonal frequency division multiplexing (OFDM) modulated signals in the air. We first model such AmBC system from a spread-spectrum communication perspective, upon which a novel joint design for BD waveform and receiver detector is proposed. The BD symbol period is designed to be in general an integer multiplication of the OFDM symbol period, and the waveform for BD bit `0' maintains the same state within a BD symbol period, while the waveform for BD bit `1' has a state transition in the middle of each OFDM symbol period within a BD symbol period. In the receiver detector design, we construct the test statistic that cancels out the direct-link interference by exploiting the repeating structure of the ambient OFDM signals due to the use of cyclic prefix. For the system with a single-antenna receiver, the maximum-likelihood detector is proposed to recover the BD bits, for which the optimal threshold is obtained in closed-form expression. For the system with a multi-antenna receiver, we propose a new test statistic, and derive the optimal detector. Moreover, practical timing synchronization algorithms are proposed, and we also analyze the effect of various system parameters on the system performance. Finally, extensive numerical results are provided to verify that the proposed transceiver design can improve the system bit-error-rate (BER) performance and the operating range significantly, and achieve much higher data rate, as compared to the conventional design.

Journal ArticleDOI
TL;DR: Monte Carlo simulations on BER corroborate the analyses and show that the proposed schemes appear as promising multi-carrier transmission alternatives by outperforming the existing OFDM-IM counterparts.
Abstract: Multiple-mode orthogonal frequency division multiplexing with index modulation (MM-OFDM-IM) improves the spectral efficiency of the conventional OFDM-IM scheme by considering multiple distinguishable constellations for signal modulation. In this paper, we propose a novel scheme, called space-time MM-OFDM-IM (ST-MM-OFDM-IM), to increase the transmit diversity of MM-OFDM-IM. In ST-MM-OFDM-IM, the signal matrix, which consists of multiple signal vectors of MM-OFDM-IM, is transmitted over multiple time slots by following a specific rule. A low-complexity detection is proposed to mitigate the high burden of the optimal maximum-likelihood detection at the receiver side. A closed-form upper bound on the bit error rate is derived to evaluate the performance of ST-MM-OFDM-IM. Moreover, a diversity improving scheme of ST-MM-OFDM-IM is also studied to obtain full transmit diversity. Simulation results verify the theoretical analysis and show that ST-MM-OFDM-IM outperforms the conventional MM-OFDM-IM scheme.

Journal ArticleDOI
TL;DR: This letter investigates a downlink power control strategy for visible light communication (VLC) systems with non-orthogonal multiple access and presents an optimal power control algorithm with low complexity.
Abstract: This letter investigates a downlink power control strategy for visible light communication (VLC) systems with non-orthogonal multiple access. Our goal is to maximize sum throughput of the multiuser VLC systems subject to both user fairness and unique intensity constraints for optical modulations. Though the original problem is nonconvex, we first transform it into an equivalent convex one by introducing auxiliary variables and applying variable transformation. Then, we present an optimal power control algorithm with low complexity. Numerical results show large rate gains compared to the conventional OFDM scheme.

Journal ArticleDOI
TL;DR: A compressed sensing algorithm is proposed to achieve supper resolution and better accuracy, using both the atomic norm and the -norm, to manifest the signal sparsity in the continuous domain.
Abstract: In this paper, we consider the problem of joint delay-Doppler estimation of moving targets in a passive radar that makes use of orthogonal frequency-division multiplexing communication signals. A compressed sensing algorithm is proposed to achieve supper resolution and better accuracy, using both the atomic norm and the $\ell _1$-norm. The atomic norm is used to manifest the signal sparsity in the continuous domain. Unlike previous works that assume the demodulation to be error free, we explicitly introduce the demodulation error signal whose sparsity is imposed by the $\ell _1$-norm. On this basis, the delays and Doppler frequencies are estimated by solving a semidefinite program (SDP) which is convex. We also develop an iterative method for solving this SDP via the alternating direction method of multipliers where each iteration involves closed-form computation. Simulation results are presented to illustrate the high performance of the proposed algorithm.

Posted Content
TL;DR: In this paper, the authors proposed to use spatial information extracted at sub-6 GHz to help establish the mmWave link, which can reduce the training overhead of in-band only beam-selection by 4x.
Abstract: Millimeter wave (mmWave) communication is one feasible solution for high data-rate applications like vehicular-to-everything communication and next generation cellular communication. Configuring mmWave links, which can be done through channel estimation or beam-selection, however, is a source of significant overhead. In this paper, we propose to use spatial information extracted at sub-6 GHz to help establish the mmWave link. First, we review the prior work on frequency dependent channel behavior and outline a simulation strategy to generate multi-band frequency dependent channels. Second, assuming: (i) narrowband channels and a fully digital architecture at sub-6 GHz; and (ii) wideband frequency selective channels, OFDM signaling, and an analog architecture at mmWave, we outline strategies to incorporate sub-6 GHz spatial information in mmWave compressed beam selection. We formulate compressed beam-selection as a weighted sparse signal recovery problem, and obtain the weighting information from sub-6 GHz channels. In addition, we outline a structured precoder/combiner design to tailor the training to out-of-band information. We also extend the proposed out-of-band aided compressed beam-selection approach to leverage information from all active OFDM subcarriers. The simulation results for achievable rate show that out-of-band aided beam-selection can reduce the training overhead of in-band only beam-selection by 4x.

Journal ArticleDOI
TL;DR: In this article, the authors investigated the applicability of NOMA in supporting cellular V2X services to achieve low latency and high reliability in the conventional OFDM-based LTE network.
Abstract: Benefiting from widely deployed infrastructure, the LTE network has recently been considered as a promising candidate to support vehicle-to-everything (V2X) services. However, with a massive number of devices accessing the V2X network in the future, the conventional OFDM-based LTE network faces congestion issues due to its low efficiency of orthogonal access, resulting in significant access delay and posing a great challenge especially to safety-critical applications. The non-orthogonal multiple access (NOMA) technique has been well recognized as an effective solution for the future 5G cellular networks to provide broadband communications and massive connectivity. In this article, we investigate the applicability of NOMA in supporting cellular V2X services to achieve low latency and high reliability. Starting with a basic V2X unicast system, a novel NOMAbased scheme is proposed to tackle the technical hurdles in designing high spectrally efficient scheduling and resource allocation schemes in the ultra-dense topology. We then extend it to a more general V2X broadcasting system. Other NOMA-based extended V2X applications and some open issues are also discussed.

Journal ArticleDOI
TL;DR: The paper proposes a classification, performance evaluation and optimization of PAPR reduction techniques for commercial, public safety, and tactical applications, and includes a new category, namely, hybrid techniques.
Abstract: Orthogonal frequency division multiplexing (OFDM) is an efficient multi-carrier modulation technique for wireless communication. However, one of the main drawbacks encountered in implementing it is its resultant high peak-to-average power ratio (PAPR). Many techniques have been proposed in the literature to substantially decrease the peaks in the OFDM signal. The problem with these, however, is that their effects on other parameters are not always positive. These effects include a decrease in the bit error rate (BER), an increase in complexity, or a reduction in the bit rate. The objective of this paper is to describe the PAPR problem in a bid to reduce the peaks in the OFDM signal. The paper proposes a classification, performance evaluation and optimization of PAPR reduction techniques for commercial, public safety, and tactical applications. In the taxonomy proposed herein, we also include a new category, namely, hybrid techniques. Furthermore, we compare the principal characteristics through a complementary cumulative distribution function and BER evaluation, and conclude on the importance of hybrid techniques, when the goal is to both improve the BER and reduce the PAPR.

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TL;DR: The numerical and simulation results show that the NOMA with the proposed asynchronous IC technique outperforms the OFDMA and it is shown that employing iterative IC provides significant performance gain for NOM a and the number of required iterations depends on the modulation level and the detection method.
Abstract: The non-orthogonal multiple access (NOMA) allows one subcarrier to be allocated to more than one user at the same time in an orthogonal frequency division multiplexing (OFDM) system. NOMA is a promising technique to provide high throughput due to frequency reuse within a cell. In this paper, a novel interference cancellation (IC) technique is proposed for asynchronous NOMA systems. The proposed IC technique exploits a triangular pattern to perform the IC from all interfering users for the desired user. The bit error rate and the capacity performance analysis of an uplink NOMA system with the proposed IC technique are presented, along with the comparison to orthogonal frequency division multiple access (OFDMA) systems. The numerical and simulation results show that the NOMA with the proposed asynchronous IC technique outperforms the OFDMA. It is also shown that employing iterative IC provides significant performance gain for NOMA and the number of required iterations depends on the modulation level and the detection method. With hard decision, two iterations are sufficient, and however, with soft decision, two iterations are enough only for low modulation level, and more iterations are desirable for high modulation level.

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Lei Zhang1, Ayesha Ijaz1, Pei Xiao1, Atta Ul Quddus1, Rahim Tafazolli1 
TL;DR: Numerical analysis shows that the analytical results match the simulation results, and the proposed ISBI cancelation and equalization algorithms can significantly improve the system performance in comparison with the existing algorithms.
Abstract: Flexibly supporting multiple services, each with different communication requirements and frame structure, has been identified as one of the most significant and promising characteristics of next generation and beyond wireless communication systems. However, integrating multiple frame structures with different subcarrier spacing in one radio carrier may result in significant inter-service-band-interference (ISBI). In this paper, a framework for multi-service (MS) systems is established based on a subband filtered multi-carrier system. The subband filtering implementations and both asynchronous and generalized synchronous (GS) MS subband filtered multi-carrier (SFMC) systems have been proposed. Based on the GS-MS-SFMC system, the system model with ISBI is derived and a number of properties on ISBI are given. In addition, low-complexity ISBI cancelation algorithms are proposed by precoding the information symbols at the transmitter. For asynchronous MS-SFMC system in the presence of transceiver imperfections, including carrier frequency offset, timing offset, and phase noise, a complete analytical system model is established in terms of desired signal, inter-symbol-interference, inter-carrier-interference, ISBI, and noise. Thereafter, new channel equalization algorithms are proposed by considering the errors and imperfections. Numerical analysis shows that the analytical results match the simulation results, and the proposed ISBI cancelation and equalization algorithms can significantly improve the system performance in comparison with the existing algorithms.

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TL;DR: A novel generalized light emitting diode (LED) index modulation method for multiple-input-multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM)-based VLC systems achieves considerably better bit error ratio versus signal-to-noise-ratio performance than the existing VLC-MIMo-OFDM systems.
Abstract: Visible light communications (VLC) is a promising and uncharted new technology for the next generation of wireless communication systems. This paper proposes a novel generalized light emitting diode (LED) index modulation method for multiple-input-multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM)-based VLC systems. The proposed scheme avoids the typical spectrum efficiency losses incurred by time- and frequency-domain shaping in OFDM signals. This is achieved by exploiting spatial multiplexing along with LED index modulation. Accordingly, real and imaginary components of the complex time-domain OFDM signals are separated first, then resulting bipolar signals are transmitted over a VLC channel by encoding sign information in LED indexes. As a benchmark, we demonstrate the performance analysis of our proposed system for both analytical and physical channel models. Furthermore, two novel receiver designs are proposed. Each one is suitable for frequency-flat or selective channel scenarios. It has been shown via extensive computer simulations that the proposed scheme achieves considerably better bit error ratio versus signal-to-noise-ratio performance than the existing VLC-MIMO-OFDM systems that use the same number of transmit and receive units [LEDs and photo diodes (PDs)]. Compared with the single-input single-output (SISO) DC biased optical (DCO)-OFDM system, both spectral efficiency and DC bias can be doubled and removed respectively simply by exploiting a MIMO configuration.