Showing papers on "Beamforming published in 2017"

Cell-Free Massive MIMO Versus Small Cells

Abstract: A Cell-Free Massive MIMO (multiple-input multiple-output) system comprises a very large number of distributed access points (APs), which simultaneously serve a much smaller number of users over the same time/frequency resources based on directly measured channel characteristics. The APs and users have only one antenna each. The APs acquire channel state information through time-division duplex operation and the reception of uplink pilot signals transmitted by the users. The APs perform multiplexing/de-multiplexing through conjugate beamforming on the downlink and matched filtering on the uplink. Closed-form expressions for individual user uplink and downlink throughputs lead to max–min power control algorithms. Max–min power control ensures uniformly good service throughout the area of coverage. A pilot assignment algorithm helps to mitigate the effects of pilot contamination, but power control is far more important in that regard. Cell-Free Massive MIMO has considerably improved performance with respect to a conventional small-cell scheme, whereby each user is served by a dedicated AP, in terms of both 95%-likely per-user throughput and immunity to shadow fading spatial correlation. Under uncorrelated shadow fading conditions, the cell-free scheme provides nearly fivefold improvement in 95%-likely per-user throughput over the small-cell scheme, and tenfold improvement when shadow fading is correlated.

Multibeam Antenna Technologies for 5G Wireless Communications

Abstract: With the demanding system requirements for the fifth-generation (5G) wireless communications and the severe spectrum shortage at conventional cellular frequencies, multibeam antenna systems operating in the millimeter-wave frequency bands have attracted a lot of research interest and have been actively investigated. They represent the key antenna technology for supporting a high data transmission rate, an improved signal-to-interference-plus-noise ratio, an increased spectral and energy efficiency, and versatile beam shaping, thereby holding a great promise in serving as the critical infrastructure for enabling beamforming and massive multiple-input multiple-output (MIMO) that boost the 5G. This paper provides an overview of the existing multibeam antenna technologies which include the passive multibeam antennas (MBAs) based on quasi-optical components and beamforming circuits, multibeam phased-array antennas enabled by various phase-shifting methods, and digital MBAs with different system architectures. Specifically, their principles of operation, design, and implementation, as well as a number of illustrative application examples are reviewed. Finally, the suitability of these MBAs for the future 5G massive MIMO wireless systems as well as the associated challenges is discussed.

Precoding and Power Optimization in Cell-Free Massive MIMO Systems

Abstract: Cell-free Massive multiple-input multiple-output (MIMO) comprises a large number of distributed low-cost low-power single antenna access points (APs) connected to a network controller. The number of AP antennas is significantly larger than the number of users. The system is not partitioned into cells and each user is served by all APs simultaneously. The simplest linear precoding schemes are conjugate beamforming and zero-forcing. Max–min power control provides equal throughput to all users and is considered in this paper. Surprisingly, under max–min power control, most APs are found to transmit at less than full power. The zero-forcing precoder significantly outperforms conjugate beamforming. For zero-forcing, a near-optimal power control algorithm is developed that is considerably simpler than exact max–min power control. An alternative to cell-free systems is small-cell operation in which each user is served by only one AP for which power optimization algorithms are also developed. Cell-free Massive MIMO is shown to provide five- to ten-fold improvement in 95%-likely per-user throughput over small-cell operation.

A Survey on Multiple-Antenna Techniques for Physical Layer Security

Abstract: As a complement to high-layer encryption techniques, physical layer security has been widely recognized as a promising way to enhance wireless security by exploiting the characteristics of wireless channels, including fading, noise, and interference. In order to enhance the received signal power at legitimate receivers and impair the received signal quality at eavesdroppers simultaneously, multiple-antenna techniques have been proposed for physical layer security to improve secrecy performance via exploiting spatial degrees of freedom. This paper provides a comprehensive survey on various multiple-antenna techniques in physical layer security, with an emphasis on transmit beamforming designs for multiple-antenna nodes. Specifically, we provide a detailed investigation on multiple-antenna techniques for guaranteeing secure communications in point-to-point systems, dual-hop relaying systems, multiuser systems, and heterogeneous networks. Finally, future research directions and challenges are identified.

Communications and Signals Design for Wireless Power Transmission

Abstract: Radiative wireless power transfer (WPT) is a promising technology to provide cost-effective and real-time power supplies to wireless devices. Although radiative WPT shares many similar characteristics with the extensively studied wireless information transfer or communication, they also differ significantly in terms of design objectives, transmitter/receiver architectures and hardware constraints, and so on. In this paper, we first give an overview on the various WPT technologies, the historical development of the radiative WPT technology and the main challenges in designing contemporary radiative WPT systems. Then, we focus on the state-of-the-art communication and signal processing techniques that can be applied to tackle these challenges. Topics discussed include energy harvester modeling, energy beamforming for WPT, channel acquisition, power region characterization in multi-user WPT, waveform design with linear and non-linear energy receiver model, safety and health issues of WPT, massive multiple-input multiple-output and millimeter wave enabled WPT, wireless charging control, and wireless power and communication systems co-design. We also point out directions that are promising for future research.

Non-Orthogonal Multiple Access (NOMA) for Downlink Multiuser MIMO Systems: User Clustering, Beamforming, and Power Allocation

Abstract: We investigate the application of non-orthogonal multiple access (NOMA) with successive interference cancellation (SIC) in downlink multiuser multiple-input multiple-output (MIMO) cellular systems, where the total number of receive antennas at user equipment (UE) ends in a cell is more than the number of transmit antennas at the base station (BS). We first dynamically group the UE receive antennas into a number of clusters equal to or more than the number of BS transmit antennas. A single beamforming vector is then shared by all the receive antennas in a cluster. We propose a linear beamforming technique in which all the receive antennas can significantly cancel the inter-cluster interference. On the other hand, the receive antennas in each cluster are scheduled on the power domain NOMA basis with SIC at the receiver ends. For inter-cluster and intra-cluster power allocation, we provide dynamic power allocation solutions with an objective to maximizing the overall cell capacity. An extensive performance evaluation is carried out for the proposed MIMO-NOMA system and the results are compared with those for conventional orthogonal multiple access (OMA)-based MIMO systems and other existing MIMO-NOMA solutions. The numerical results quantify the capacity gain of the proposed MIMO-NOMA model over MIMO-OMA and other existing MIMO-NOMA solutions.

Hybrid Analog and Digital Beamforming for mmWave OFDM Large-Scale Antenna Arrays

Abstract: Hybrid analog and digital beamforming is a promising candidate for large-scale millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems because of its ability to significantly reduce the hardware complexity of the conventional fully digital beamforming schemes while being capable of approaching the performance of fully digital schemes. Most of the prior work on hybrid beamforming considers frequency-flat channels. However, broadband mmWave systems are frequency-selective. In broadband systems, it is desirable to design common analog beamformer for the entire band while employing different digital (baseband) beamformers in different frequency sub-bands. This paper considers the hybrid beamforming design for systems with orthogonal frequency division multiplexing modulation. First, for a single-user MIMO (SU-MIMO) system where the hybrid beamforming architecture is employed at both transmitter and receiver, we show that hybrid beamforming with a small number of radio frequency (RF) chains can asymptotically approach the performance of fully digital beamforming for a sufficiently large number of transceiver antennas due to the sparse nature of the mmWave channels. For systems with a practical number of antennas, we then propose a unified heuristic design for two different hybrid beamforming structures, the fully connected and the partially connected structures, to maximize the overall spectral efficiency of an mmWave MIMO system. Numerical results are provided to show that the proposed algorithm outperforms the existing hybrid beamforming methods, and for the fully connected architecture, the proposed algorithm can achieve spectral efficiency very close to that of the optimal fully digital beamforming but with much fewer RF chains. Second, for the multiuser multiple-input single-output case, we propose a heuristic hybrid percoding design to maximize the weighted sum rate in the downlink and show numerically that the proposed algorithm with practical number of RF chains can already approach the performance of fully digital beamforming.

Joint Beamforming and Power-Splitting Control in Downlink Cooperative SWIPT NOMA Systems

Abstract: This paper investigates the application of simultaneous wireless information and power transfer (SWIPT) to cooperative non-orthogonal multiple access (NOMA). A new cooperative multiple-input single-output (MISO) SWIPT NOMA protocol is proposed, where a user with a strong channel condition acts as an energy-harvesting (EH) relay by adopting power splitting (PS) scheme to help a user with a poor channel condition. By jointly optimizing the PS ratio and the beamforming vectors, we aim at maximizing the data rate of the “strong user” while satisfying the QoS requirement of the “weak user”. To resolve the formulated nonconvex problem, the semidefinite relaxation (SDR) technique is applied to reformulate the original problem, by proving the rank-one optimality. And then an iterative algorithm based on successive convex approximation (SCA) is proposed for complexity reduction, which can at least attain its stationary point efficiently. In view of the potential application scenarios, e.g., Internet of Things (IoT), the single-input single-output (SISO) case is also studied. The formulated problem is proved to be strictly unimodal with respect to the PS ratio. Hence, a golden section search (GSS) based algorithm with closed-form solution at each step is proposed to find the unique global optimal solution. It is worth pointing out that the SCA method can also converge to the optimal solution in SISO cases. In the numerical simulation, the proposed algorithm is numerically shown to converge within a few iterations, and the SWIPT-aided NOMA protocol outperforms the existing transmission protocols.

The Impact of Beamwidth on Temporal Channel Variation in Vehicular Channels and Its Implications

Abstract: Millimeter wave (mmWave) has great potential in realizing high data rates, thanks to the large spectral channels. It is considered as a key technology for fifth-generation (5G) wireless networks and is already used in wireless LAN (e.g., IEEE 802.11ad). Using mmWave for vehicular communications, however, is often viewed with some skepticism due to a misconception that the Doppler spread would become too large at these high frequencies. This is not necessarily true when directional beams are employed. In this paper, closed-form expressions relating the channel coherence time and beamwidth are derived. Unlike prior work that assumed perfect beam pointing, the pointing error due to the receiver motion is incorporated to show that there exists a nonzero optimal beamwidth that maximizes the coherence time. We define a novel concept of beam coherence time, which is an effective measure of beam alignment frequency. Using the derived correlation function, the channel coherence time, and the beam coherence time, an overall performance metric considering both the channel time variation and the beam alignment overhead is derived. Using this metric, it is shown that beam realignment in every beam coherence time performs better than beam realignment in every channel coherence time.

Multichannel Signal Processing With Deep Neural Networks for Automatic Speech Recognition

Abstract: Multichannel automatic speech recognition (ASR) systems commonly separate speech enhancement, including localization, beamforming, and postfiltering, from acoustic modeling. In this paper, we perform multichannel enhancement jointly with acoustic modeling in a deep neural network framework. Inspired by beamforming, which leverages differences in the fine time structure of the signal at different microphones to filter energy arriving from different directions, we explore modeling the raw time-domain waveform directly. We introduce a neural network architecture, which performs multichannel filtering in the first layer of the network, and show that this network learns to be robust to varying target speaker direction of arrival, performing as well as a model that is given oracle knowledge of the true target speaker direction. Next, we show how performance can be improved by factoring the first layer to separate the multichannel spatial filtering operation from a single channel filterbank which computes a frequency decomposition. We also introduce an adaptive variant, which updates the spatial filter coefficients at each time frame based on the previous inputs. Finally, we demonstrate that these approaches can be implemented more efficiently in the frequency domain. Overall, we find that such multichannel neural networks give a relative word error rate improvement of more than 5% compared to a traditional beamforming-based multichannel ASR system and more than 10% compared to a single channel waveform model.

Multi-Resolution Codebook and Adaptive Beamforming Sequence Design for Millimeter Wave Beam Alignment

Abstract: Millimeter wave (mm-wave) communication is expected to be widely deployed in fifth generation (5G) wireless networks due to the substantial bandwidth available for licensed and unlicensed use at mm-wave frequencies. To overcome the higher path loss observed at mm-wave bands, most prior work focused on the design of directional beamforming using analog and/or hybrid beamforming techniques in large-scale multiple-input multiple-output systems. Obtaining potential gains from highly directional beamforming in practical systems hinges on sufficient levels of channel estimation accuracy, where the problem of channel estimation becomes more challenging due to the substantial training overhead needed to sound all directions using a high-resolution narrow beam. In this paper, we consider the design of multi-resolution beamforming sequences to enable the system to quickly search out the dominant channel direction for single-path channels. The resulting design generates a multilevel beamforming sequence that strikes a balance between minimizing the training overhead and maximizing beamforming gain, where a subset of multilevel beamforming vectors is chosen adaptively to maximize the average data rate within a constrained time. We propose an efficient method to design a hierarchical multi-resolution codebook utilizing a Butler matrix, i.e., a generalized discrete Fourier transform matrix. Numerical results show the effectiveness of the proposed algorithm.

Metamaterial-Based Thin Planar Lens Antenna for Spatial Beamforming and Multibeam Massive MIMO

Abstract: A metamaterial (MTM)-based thin planar lens antenna is proposed for spatial beamforming and multibeam massive multiple-input multiple-output systems. The antenna consists of a planar lens and a linear array of receive/transmit elements. To lower the insertion and reflection loss, the lens is formed by the two-layered ultrathin MTM-based surface separated with air and fed by substrate integrated waveguide-fed stacked-patch antennas. The effects of the focal-to-diameter ( f/D) on the power distribution of the lens are investigated to work out a design method. A planar lens antenna fed with seven elements is, for example, designed to operate at 28-GHz bands. The measured results show that the proposed antenna can achieve a scanning coverage of ±27° with a gain tolerance of 3.7 dB and a maximum gain of 24.2 dBi with an aperture efficiency of 24.5% over the operating bandwidth of 26.6-29 GHz. The lens antenna also features the advantages of compact size, low cost, lightweight, simple feeding network, and easy integration with other circuits for the next generation mobile communication and radar systems.

Multi-User Precoding and Channel Estimation for Hybrid Millimeter Wave Systems

Abstract: In this paper, we develop a low-complexity channel estimation for hybrid millimeter wave (mmWave) systems, where the number of radio frequency (RF) chains is much less than the number of antennas equipped at each transceiver. The proposed mmWave channel estimation algorithm first exploits multiple frequency tones to estimate the strongest angle-of-arrivals (AoAs) at both base station (BS) and user sides for the design of analog beamforming matrices. Then, all the users transmit orthogonal pilot symbols to the BS along the directions of the estimated strongest AoAs in order to estimate the channel. The estimated channel will be adopted to design the digital zero-forcing (ZF) precoder at the BS for the multi-user downlink transmission. The proposed channel estimation algorithm is applicable to both the non-sparse and sparse mmWave channel environments. Furthermore, we derive a tight achievable rate upper bound of the digital ZF precoding with the proposed channel estimation algorithm scheme. Our analytical and simulation results show that the proposed scheme obtains a considerable achievable rate of fully digital systems, where the number of RF chains equipped at each transceiver is equal to the number of antennas. Besides, considering the effect of various types of errors, i.e., random phase errors, transceiver analog beamforming errors, and equivalent channel estimation errors, we derive a closed-form approximation for the achievable rate of the considered scheme. We illustrate the robustness of the proposed channel estimation and multi-user downlink precoding scheme against the system imperfection.

Hybrid Analog and Digital Beamforming for mmWave OFDM Large-Scale Antenna Arrays

Abstract: Hybrid analog and digital beamforming is a promising candidate for large-scale mmWave MIMO systems because of its ability to significantly reduce the hardware complexity of the conventional fully-digital beamforming schemes while being capable of approaching the performance of fully-digital schemes. Most of the prior work on hybrid beamforming considers narrowband channels. However, broadband systems such as mmWave systems are frequency-selective. In broadband systems, it is desirable to design common analog beamformer for the entire band while employing different digital beamformers in different frequency sub-bands. This paper considers hybrid beamforming design for systems with OFDM modulation. First, for a SU-MIMO system where the hybrid beamforming architecture is employed at both transmitter and receiver, we show that hybrid beamforming with a small number of RF chains can asymptotically approach the performance of fully-digital beamforming for a sufficiently large number of transceiver antennas due to the sparse nature of the mmWave channels. For systems with a practical number of antennas, we then propose a unified heuristic design for two different hybrid beamforming structures, the fully-connected and the partially-connected structures, to maximize the overall spectral efficiency of a mmWave MIMO system. Numerical results are provided to show that the proposed algorithm outperforms the existing hybrid beamforming methods and for the fully-connected architecture the proposed algorithm can achieve spectral efficiency very close to that of the optimal fully-digital beamforming but with much fewer RF chains. Second, for the MU-MISO case, we propose a heuristic hybrid percoding design to maximize the weighted sum rate in the downlink and show numerically that the proposed algorithm with practical number of RF chains can already approach the performance of fully-digital beamforming.

Non-Orthogonal Multiple Access Based Integrated Terrestrial-Satellite Networks

Abstract: In this paper, we investigate the downlink transmission of a non-orthogonal multiple access (NOMA)-based integrated terrestrial-satellite network, in which the NOMA-based terrestrial networks and the satellite cooperatively provide coverage for ground users while reusing the entire bandwidth. For both terrestrial networks and the satellite network, multi-antennas are equipped and beamforming techniques are utilized to serve multiple users simultaneously. A channel quality-based scheme is proposed to select users for the satellite, and we then formulate the terrestrial user pairing as a max–min problem to maximize the minimum channel correlation between users in one NOMA group. Since the terrestrial networks and the satellite network will cause interference to each other, we first investigate the capacity performance of the terrestrial networks and the satellite networks separately, which can be decomposed into the designing of beamforming vectors and the power allocation schemes. Then, a joint iteration algorithm is proposed to maximize the total system capacity, where we introduce the interference temperature limit for the satellite since the satellite can cause interference to all base station users. Finally, numerical results are provided to evaluate the user paring scheme as well as the total system performance, in comparison with some other proposed algorithms and existing algorithms.

Coordinated Beamforming for Multi-Cell MIMO-NOMA

Abstract: In this letter, two novel coordinated beamforming techniques are developed to enhance the performance of non-orthogonal multiple access combined with multiple-input multiple-output communication in the presence of inter-cell interference. The proposed schemes successfully deal with inter-cell interference, and increase the cell-edge users’ throughput, which in turn improves user fairness. In addition, they increase the number of served users, which makes them suitable for 5G networks where massive connectivity and higher spectral efficiency are required. Numerical results confirm the effectiveness of the proposed algorithms.

Robust AN-Aided Beamforming and Power Splitting Design for Secure MISO Cognitive Radio With SWIPT

Abstract: A multiple-input single-output cognitive radio downlink network is studied with simultaneous wireless information and power transfer. In this network, a secondary user coexists with multiple primary users and multiple energy harvesting receivers. In order to guarantee secure communication and energy harvesting, the problem of robust secure artificial noise-aided beamforming and power splitting design is investigated under imperfect channel state information (CSI). Specifically, the transmit power minimization problem and the max–min fairness energy harvesting problem are formulated for both the bounded CSI error model and the probabilistic CSI error model. These problems are non-convex and challenging to solve. A 1-D search algorithm is proposed to solve these problems based on ${\mathcal S}\text {-Procedure} $ under the bounded CSI error model and based on Bernstein-type inequalities under the probabilistic CSI error model. It is shown that the optimal robust secure beamforming can be achieved under the bounded CSI error model, whereas a suboptimal beamforming solution can be obtained under the probabilistic CSI error model. A tradeoff is elucidated between the secrecy rate of the secondary user receiver and the energy harvested by the energy harvesting receivers under a max–min fairness criterion.

Coverage Analysis for Millimeter Wave Networks: The Impact of Directional Antenna Arrays

Abstract: Millimeter wave (mm-wave) communications is considered a promising technology for 5G networks. Exploiting beamforming gains with large-scale antenna arrays to combat the increased path loss at mm-wave bands is one of the defining features. However, previous works on mm-wave network analysis usually adopted oversimplified antenna patterns for tractability, which can lead to significant deviation from the performance with actual antenna patterns. In this paper, using tools from stochastic geometry, we carry out a comprehensive investigation on the impact of directional antenna arrays in mm-wave networks. We first present a general and tractable framework for coverage analysis with arbitrary distributions for interference power and arbitrary antenna patterns. It is then applied to mm-wave ad hoc and cellular networks, where two sophisticated antenna patterns with desirable accuracy and analytical tractability are proposed to approximate the actual antenna pattern. Compared with previous works, the proposed approximate antenna patterns help to obtain more insights on the role of directional antenna arrays in mm-wave networks. In particular, it is shown that the coverage probabilities of both types of networks increase as a non-decreasing concave function with the antenna array size. The analytical results are verified to be effective and reliable through simulations, and numerical results also show that large-scale antenna arrays are required for satisfactory coverage in mm-wave networks.

5G Cellular User Equipment: From Theory to Practical Hardware Design

Abstract: Research and development on the next generation wireless systems, namely 5G, has experienced explosive growth in recent years. In the physical layer, the massive multiple-input-multiple-output (MIMO) technique and the use of high GHz frequency bands are two promising trends for adoption. Millimeter-wave (mmWave) bands, such as 28, 38, 64, and 71 GHz, which were previously considered not suitable for commercial cellular networks, will play an important role in 5G. Currently, most 5G research deals with the algorithms and implementations of modulation and coding schemes, new spatial signal processing technologies, new spectrum opportunities, channel modeling, 5G proof of concept systems, and other system-level enabling technologies. In this paper, we first investigate the contemporary wireless user equipment (UE) hardware design, and unveil the critical 5G UE hardware design constraints on circuits and systems. On top of the said investigation and design tradeoff analysis, a new, highly reconfigurable system architecture for 5G cellular user equipment, namely distributed phased arrays based MIMO (DPA-MIMO) is proposed. Finally, the link budget calculation and data throughput numerical results are presented for the evaluation of the proposed architecture.

Joint Power Allocation and Beamforming for Non-Orthogonal Multiple Access (NOMA) in 5G Millimeter-Wave Communications

Abstract: In this paper we explore non-orthogonal multiple access (NOMA) in millimeter-wave (mmWave) communications (mmWave-NOMA). In particular, we consider a typical problem, i.e., maximization of the sum rate of a 2-user mmWave-NOMA system. In this problem, we need to find the beamforming vector to steer towards the two users simultaneously subject to an analog beamforming structure, while allocating appropriate power to them. As the problem is non-convex and may not be converted to a convex problem with simple manipulations, we propose a suboptimal solution to this problem. The basic idea is to decompose the original joint beamforming and power allocation problem into two sub-problems which are relatively easy to solve: one is a power and beam gain allocation problem, and the other is a beamforming problem under a constant-modulus constraint. Extension of the proposed solution from 2-user mmWave-NOMA to more-user mmWave-NOMA is also discussed. Extensive performance evaluations are conducted to verify the rational of the proposed solution, and the results also show that the proposed sub-optimal solution achieve close-to-bound sum-rate performance, which is significantly better than that of time-division multiple access (TDMA).

An Overview on Time/Frequency Modulated Array Processing

Abstract: Time and frequency modulated arrays have numerous application areas including radar, navigation, and communications. Specifically, a time modulated array can create a beampattern with low sidelobes via connecting and disconnecting the antenna elements from the feed network, while the frequency modulated frequency diverse array produces a range-dependent pattern. In this paper, we aim to introduce these advanced arrays to the signal processing community so that more investigations in terms of theory, methods, and applications, can be facilitated. The research progress of time/frequency modulated array studies is reviewed and the most recent advances are discussed. Moreover, potential applications in radar and communications are presented, along with their technical challenges, especially in signal processing aspects.

Low-Rank Tensor Decomposition-Aided Channel Estimation for Millimeter Wave MIMO-OFDM Systems

Abstract: We consider the problem of downlink channel estimation for millimeter wave (mmWave) MIMO-OFDM systems, where both the base station (BS) and the mobile station (MS) employ large antenna arrays for directional precoding/beamforming. Hybrid analog and digital beamforming structures are employed in order to offer a compromise between hardware complexity and system performance. Different from most existing studies that are concerned with narrowband channels, we consider estimation of wideband mmWave channels with frequency selectivity, which is more appropriate for mmWave MIMO-OFDM systems. By exploiting the sparse scattering nature of mmWave channels, we propose a CANDECOMP/PARAFAC (CP) decomposition-based method for channel parameter estimation (including angles of arrival/departure, time delays, and fading coefficients). In our proposed method, the received signal at the MS is expressed as a third-order tensor. We show that the tensor has the form of a low-rank CP, and the channel parameters can be estimated from the associated factor matrices. Our analysis reveals that the uniqueness of the CP decomposition can be guaranteed even when the size of the tensor is small. Hence the proposed method has the potential to achieve substantial training overhead reduction. We also develop Cramer-Rao bound (CRB) results for channel parameters and compare our proposed method with a compressed sensing-based method. Simulation results show that the proposed method attains mean square errors that are very close to their associated CRBs and present a clear advantage over the compressed sensing-based method.

Random Beamforming in Millimeter-Wave NOMA Networks

Abstract: This paper investigates the coexistence between two key enabling technologies for fifth generation (5G) mobile networks, non-orthogonal multiple access (NOMA), and millimeter-wave (mmWave) communications. Particularly, the application of random beamforming to mmWave-NOMA systems is considered in order to avoid the requirement that the base station know all the users’ channel state information. Stochastic geometry is used to characterize the performance of the proposed mmWave-NOMA transmission scheme by using key features of mmWave systems, i.e., that mmWave transmission is highly directional and potential blockages will thin the user distribution. Two random beamforming approaches that can further reduce the system overhead are also proposed, and their performance is studied analytically in terms of sum rates and outage probabilities. Simulation results are also provided to demonstrate the performance of the proposed schemes and verify the accuracy of the developed analytical results.

Rate-Splitting for Max-Min Fair Multigroup Multicast Beamforming in Overloaded Systems

Abstract: In this paper, we consider the problem of achieving max-min fairness amongst multiple co-channel multicast groups through transmit beamforming. We explicitly focus on overloaded scenarios in which the number of transmitting antennas is insufficient to neutralize all inter-group interference. Such scenarios are becoming increasingly relevant in the light of growing low-latency content delivery demands, and also commonly appear in multibeam satellite systems. We derive performance limits of classical beamforming strategies using degrees of freedom (DoF) analysis unveiling their limitations; for example, rates saturate in overloaded scenarios due to inter-group interference. To tackle interference, we propose a strategy based on degraded beamforming and successive interference cancellation. While the degraded strategy resolves the rate-saturation issue, this comes at a price of sacrificing all spatial multiplexing gains. This motivates the development of a unifying strategy that combines the benefits of the two previous strategies. We propose a beamforming strategy based on rate-splitting (RS), which divides the messages intended to each group into a degraded part and a designated part, and transmits a superposition of both degraded and designated beamformed streams. The superiority of the proposed strategy is demonstrated through DoF analysis. Finally, we solve the RS beamforming design problem and demonstrate significant performance gains through simulations.

Beamforming techniques for massive MIMO systems in 5G: overview, classification, and trends for future research

Abstract: Massive multiple-input multiple-output (MIMO) systems combined with beamforming antenna array technologies are expected to play a key role in next-generation wireless communication systems (5G), which will be deployed in 2020 and beyond. The main objective of this review paper is to discuss the state-of-the-art research on the most favourable types of beamforming techniques that can be deployed in massive MIMO systems and to clarify the importance of beamforming techniques in massive MIMO systems for eliminating and resolving the many technical hitches that massive MIMO system implementation faces. Classifications of optimal beamforming techniques that are used in wireless communication systems are reviewed in detail to determine which techniques are more suitable for deployment in massive MIMO systems to improve system throughput and reduce intra- and inter-cell interference. To overcome the limitations in the literature, we have suggested an optimal beamforming technique that can provide the highest performance in massive MIMO systems, satisfying the requirements of next-generation wireless communication systems.

Hybrid MMSE Precoding and Combining Designs for mmWave Multiuser Systems

Abstract: Hybrid analog/digital precoding architectures are a low-complexity alternative for fully digital precoding in millimeter-wave (mmWave) MIMO wireless systems This is motivated by the reduction in the number of radio frequency and mixed signal hardware components Hybrid precoding involves a combination of analog and digital processing that enables both beamforming and spatial multiplexing gains in mmWave systems This paper develops hybrid analog/digital precoding and combining designs for mmWave multiuser systems, based on the mean-squared error (MSE) criteria In the first design with the analog combiners being determined at the users, the proposed hybrid minimum MSE (MMSE) precoder is realized by minimizing the sum-MSE of the data streams intended for the users In the second design, both the hybrid precoder and combiners are jointly designed in an iterative manner to minimize a weighted sum-MSE cost function By leveraging the sparse structure of mmWave channels, the MMSE precoding/combining design problems are then formulated as sparse reconstruction problems An orthogonal matching pursuit-based algorithm is then developed to determine the MMSE precoder and combiners Simulation results show the performance advantages of the proposed precoding/combining designs in various system settings

Initial Beam Association in Millimeter Wave Cellular Systems: Analysis and Design Insights

Abstract: Enabling the high data rates of millimeter wave (mmWave) cellular systems requires deploying large antenna arrays at both the basestations and mobile users. Prior work on coverage and rate of mmWave cellular networks focused on the case when basestations and mobile beamforming vectors are predesigned for maximum beamforming gains. Designing beamforming/combining vectors, though, requires training, which may impact both the SINR coverage and rate of mmWave systems. This paper evaluates mmWave cellular network performance while accounting for the beam training/association overhead. First, a model for the initial beam association is developed based on beam sweeping and downlink control pilot reuse. To incorporate the impact of beam training, a new metric, called the effective reliable rate, is defined and adopted. Using stochastic geometry, the effective rate of mmWave cellular networks is derived for two special cases: near-orthogonal pilots and full pilot reuse. Analytical and simulation results provide insights into the answers of two important questions. First, what is the impact of beam association on mmWave network performance? Then, should orthogonal or reused pilots be employed? The results show that unless the employed beams are very wide, initial beam training with full pilot reuse is nearly as good as perfect beam alignment.

Secure Beamforming in Downlink MISO Nonorthogonal Multiple Access Systems

Abstract: In this paper, we consider a cellular downlink multiple-input-single-output (MISO) nonorthogonal multiple access (NOMA) secure transmission system, where users are grouped as multiple clusters. Each cluster consists of a central user and a cell-edge user. The central user is an entrusted user, and the cell-edge user is a potential eavesdropper. We focus on the secure beamforming and power allocation design optimization problem which maximizes the sum achievable secrecy rate of central users subject to the transmit power constraint at the base station and transmission rate requirements at cell-edge users. The problem is nonconvex because of coupling optimization variables in the considered fractional quadratically constrained quadratic programming. We propose an alternating optimization-based solution and a constrained concave–convex procedure-based solution to the considered problem. Simulation results demonstrate that our proposed NOMA schemes outperform the conventional orthogonal multiple access scheme.

Distributed and Collaborative Beamforming in Wireless Sensor Networks: Classifications, Trends, and Research Directions

Abstract: Distributed and collaborative beamforming (DCBF) scheme in wireless sensor networks (WSNs) is receiving new-found interest in recent times due to the rapid advancements in wireless technology and embedded systems. Although studies on distributed and collaborative beamforming have been carried out for more than ten years, the DCBF was initially considered impractical due to high complexity and hardly achievable requirements. It gained prominence only in the past few years as small wireless communication electronic sensors with high processing capability became easily available. Recent works showcasing distributed and collaborative beamforming as a suitable solution for 5G communication systems such as mm-wave communication and machine to machine communications has further ignited the interest in this research field. Motivated by these factors, this paper presents a survey on the research trends of distributed and collaborative beamforming in WSNs. We provide classifications of the DCBF research areas and conduct an extensive review of the various proposals which have appeared in the literature for each classification. This survey uncovered that majority of existing research can be broadly divided into four major research trends: beampattern analysis, power and lifetime optimization, synchronization, and finally, prototype design. The inherent features, constraints and challenges of each research category in the distributed and collaborative beamforming are presented and the lessons learned from the shortcomings of previous research are summarized. Finally, this paper has unveiled open research directions in the field of distributed and collaborative beamforming in WSNs.

Common Codebook Millimeter Wave Beam Design: Designing Beams for Both Sounding and Communication With Uniform Planar Arrays

Abstract: Fifth generation wireless networks are expected to utilize wide bandwidths available at millimeter wave (mmWave) frequencies for enhancing system throughput. However, the unfavorable channel conditions of mmWave links, such as, higher path loss and attenuation due to atmospheric gases or water vapor, hinder reliable communications. To compensate for these severe losses, it is essential to have a multitude of antennas to generate sharp and strong beams for directional transmission. In this paper, we consider mmWave systems using uniform planar array (UPA) antennas, which effectively place more antennas on a 2-D grid. A hybrid beamforming setup is also considered to generate beams by combining a multitude of antennas using only a few radio frequency chains. We focus on designing a set of transmit beamformers generating beams adapted to the directional characteristics of mmWave links assuming a UPA and hybrid beamforming. We first define ideal beam patterns for UPA structures. Each beamformer is constructed to minimize the mean squared error from the corresponding ideal beam pattern. Simulation results verify that the proposed codebooks enhance beamforming reliability and data rate in mmWave systems.